DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•••••• A•••• M•••••••••
Legal name T•••••• A•••• M••••••••• C••• L•••
Latest filing Feb 3, 2026
First filing on the tape Mar 7, 2012 · 28 filings
SEC status approved since Mar 30, 2012
RAUM
$14B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
103
43 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$14B as of Feb 3, 2026
May 15, 2012$5.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 3, 2026
Jun 28, 20130 then
Employees (5.A)103 as of Feb 3, 2026
Jun 28, 201358 then
Private funds2 as of Mar 22, 2017
May 15, 20123 then
RAUM +65% over the last fiscal year+26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 3, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $70.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 53%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +65%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$7.1B52%
- Pooled investment vehicles$6.4B47%
- Pension and profit-sharing plans$140M1.0%
- Insurance companies$61.9M0.5%
- Banks and thrifts$9.4M0.1%
- Other investment advisers$2.8M0.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 196reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.47 institutional_share=0.53 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• D•••••• K•••• F•••no longer reported | Hedge Fund | $37.0M | 6 | Mar 7, 2012 |
| T•••••• K•••• F•••• L•no longer reported | Hedge Fund | $949,007 | 1 | Mar 7, 2012 |
| T•••••• K•••• F•••no longer reported | Hedge Fund | $0 | 0 | Mar 7, 2012 |
| T•••••• K•••• M••••• F•••no longer reported | Hedge Fund | $0 | 0 | Jan 24, 2013 |
Owners and control persons
Schedule A and B, latest filing
- H••••• S••• T••• · President And Co- Ceocontrolsince 04/2001 · owns 50% to 75%
- K••• Y•••• H• · Vice President And Co- Ceocontrolsince 06/2006 · owns less than 5%
- Y••• I• S•• · Chief Compliance Officercontrolsince 08/2019 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Feb 3, 2026RAUM (Item 5.F) moved from $8,354,243,381 to $13,747,224,745 (+65.0%) between the annual amendments of 2025-02-21 and 2026-02-03; the peer median change was +9.0% (119 comparable advisers, 96.0th percentile of changes)peers: other advisers, $5B to $20B (119) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 174 to 196Feb 21, 2025 to Feb 3, 2026
- Advisory employees · 38 to 43Feb 21, 2025 to Feb 3, 2026
- Pooled vehicle clients · 165 to 185Feb 21, 2025 to Feb 3, 2026
- Employees · 94 to 103Feb 21, 2025 to Feb 3, 2026
- Discretionary RAUM · $8.4B to $14BFeb 21, 2025 to Feb 3, 2026
- Non-discretionary RAUM · $501,984 to $62.2MFeb 21, 2025 to Feb 3, 2026
- Pension RAUM · $84.9M to $140MFeb 21, 2025 to Feb 3, 2026
- Pooled vehicle RAUM · $4.9B to $6.4BFeb 21, 2025 to Feb 3, 2026
- RAUM · $8.4B to $14BFeb 21, 2025 to Feb 3, 2026
- Accounts · 153 to 174Feb 13, 2024 to Feb 21, 2025
- Advisory employees · 37 to 38Feb 13, 2024 to Feb 21, 2025
- Pooled vehicle clients · 146 to 165Feb 13, 2024 to Feb 21, 2025
- Employees · 92 to 94Feb 13, 2024 to Feb 21, 2025
- Financial planning clients · unset to Feb 13, 2024 to Feb 21, 2025
- HQ state · unset to Feb 13, 2024 to Feb 21, 2025
- Discretionary RAUM · $8.1B to $8.4BFeb 13, 2024 to Feb 21, 2025
- Non-discretionary RAUM · $701,972 to $501,984Feb 13, 2024 to Feb 21, 2025
- Pension RAUM · $39.8M to $84.9MFeb 13, 2024 to Feb 21, 2025
- Pooled vehicle RAUM · $4.7B to $4.9BFeb 13, 2024 to Feb 21, 2025
- RAUM · $8.1B to $8.4BFeb 13, 2024 to Feb 21, 2025
- Accounts · 150 to 153Feb 4, 2023 to Feb 13, 2024
- Pooled vehicle clients · 134 to 146Feb 4, 2023 to Feb 13, 2024
- Employees · 83 to 92Feb 4, 2023 to Feb 13, 2024
- Discretionary RAUM · $6.8B to $8.1BFeb 4, 2023 to Feb 13, 2024
- Non-discretionary RAUM · $795,668 to $701,972Feb 4, 2023 to Feb 13, 2024
- Pension RAUM · $33.9M to $39.8MFeb 4, 2023 to Feb 13, 2024
- Pooled vehicle RAUM · $4.3B to $4.7BFeb 4, 2023 to Feb 13, 2024
- RAUM · $6.8B to $8.1BFeb 4, 2023 to Feb 13, 2024
- Accounts · 125 to 150Mar 4, 2022 to Feb 4, 2023
- Pooled vehicle clients · 120 to 134Mar 4, 2022 to Feb 4, 2023
- Discretionary RAUM · $7.5B to $6.8BMar 4, 2022 to Feb 4, 2023
- Non-discretionary RAUM · $1.2M to $795,668Mar 4, 2022 to Feb 4, 2023
- Pension RAUM · $23.6M to $33.9MMar 4, 2022 to Feb 4, 2023
- Pooled vehicle RAUM · $3.7B to $4.3BMar 4, 2022 to Feb 4, 2023
- RAUM · $7.5B to $6.8BMar 4, 2022 to Feb 4, 2023
- Accounts · 124 to 125Mar 17, 2021 to Mar 4, 2022
- Advisory employees · 38 to 37Mar 17, 2021 to Mar 4, 2022
- Pooled vehicle clients · 107 to 120Mar 17, 2021 to Mar 4, 2022
- Employees · 77 to 83Mar 17, 2021 to Mar 4, 2022
- Discretionary RAUM · $8.6B to $7.5BMar 17, 2021 to Mar 4, 2022
Signals
5 dated events
- T•••••• A•••• M••••••••• reported RAUM $13.7B, up 65% from $8.4B (2025-02-21 to 2026-02-03)Feb 3, 2026 · RAUM change · derived
- Y••• Pyo Lee (Vice President And Co-Ceo) no longer on Schedule A of T•••••• A•••• M••••••••• (listed 2019-07-18, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- In Soo Y••• (Chief Compliance Officer) appeared on Schedule A of T•••••• A•••• M•••••••••Mar 30, 2020 · Control person joined · fact
- T•••••• A•••• M••••••••• reported RAUM $6.0B, down 32% from $8.7B (2018-03-14 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
- T•••••• A•••• M••••••••• reported RAUM $8.7B, up 32% from $6.6B (2017-03-22 to 2018-03-13)Mar 13, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- T••••••ASSET.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 82-2-6308-0500reportedpublic record, Form ADV, Feb 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026