DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••• I••••• C••••••
Legal name R••• I••••• C••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Jul 25, 2012 · 28 filings
SEC status approved since Aug 6, 2012
RAUM
$637M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$637M as of Mar 26, 2026
Apr 1, 2013$157M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Apr 1, 20130 then
Employees (5.A)10 as of Mar 26, 2026
Apr 1, 20136 then
Private funds13 as of Mar 26, 2026
Apr 1, 20133 then
RAUM +0.8% over the last fiscal year+8.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $49.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$637M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••• I••••• C•••••• F••• I•• L••• | Private Equity Fund | $206M | 87 | Mar 26, 2024 |
| R••• I••••• C•••••• F••• I••• L••• | Private Equity Fund | $176M | 100 | Mar 28, 2019 |
| R••• I••••• C•••••• F••• I•• L••• | Private Equity Fund | $97.0M | 79 | Jul 25, 2012 |
| R•• C•••••• I•••••••• L•• | Private Equity Fund | $70.2M | 8 | Mar 29, 2018 |
| R••• I••••• C•••••• F••• I••••• L••• | Private Equity Fund | $32.3M | 4 | Mar 28, 2019 |
| R••• I••••• C•••••• F••• I•••• L••• | Private Equity Fund | $30.7M | 2 | Mar 26, 2024 |
| R••••••••• H••••••• L•• | Private Equity Fund | $26.5M | 5 | Mar 28, 2023 |
| 5••••• L•• | Private Equity Fund | $21.9M | 7 | Mar 29, 2018 |
| R••• I••••• C•••••• F••• I• L••• | Private Equity Fund | $21.0M | 101 | Jul 25, 2012 |
| R•• S••••• L•• | Private Equity Fund | $17.9M | 4 | Mar 29, 2018 |
| R••• I••••• C•••••• Q• F••• I• L••• | Private Equity Fund | $4.1M | 2 | Jul 25, 2012 |
| R••••••• L•• | Private Equity Fund | $3.7M | 5 | Mar 29, 2018 |
| R••••••••• L•• | Private Equity Fund | $2.8M | 5 | Mar 29, 2018 |
| L••••••••• H••••••• L••no longer reported | Private Equity Fund | $1.4M | 24 | Mar 28, 2019 |
| R••• I••••• C•••••• F••• I•••• L••• | Private Equity Fund | $1.3M | 8 | Mar 26, 2024 |
| R•• B••••• L•• | Private Equity Fund | $337,000 | 3 | Mar 29, 2018 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• B••••• E••••• · Partner, Managing Membercontrolsince 01/2019 · owns 25% to 50%
- M••••••••• A•••••• M•••••• · Partner, Managing Membercontrolsince 12/2005 · owns 25% to 50%
- M•••••• Z••••• N•• · Chief Compliance Officer, Chief Financial Officercontrolsince 10/2013 · owns less than 5%
- N•••••• M••••••• E••••• · Partner, Managing Membercontrolsince 12/2005 · owns 25% to 50%
Related persons
Schedule D 7.A
- R•• G• I• L••pooled vehicle sponsorn
- R•• G• I•• L••pooled vehicle sponsorn
- R•• G• I••• L••pooled vehicle sponsorn
- R•• G• I•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 15 to 13Apr 7, 2025 to Mar 26, 2026
- Pooled vehicle clients · 15 to 13Apr 7, 2025 to Mar 26, 2026
- Private funds · 15 to 13Apr 7, 2025 to Mar 26, 2026
- Discretionary RAUM · $632M to $637MApr 7, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $632M to $637MApr 7, 2025 to Mar 26, 2026
- RAUM · $632M to $637MApr 7, 2025 to Mar 26, 2026
- Financial planning clients · unset to Oct 14, 2024 to Apr 7, 2025
- Discretionary RAUM · $591M to $632MOct 14, 2024 to Apr 7, 2025
- Pooled vehicle RAUM · $591M to $632MOct 14, 2024 to Apr 7, 2025
- RAUM · $591M to $632MOct 14, 2024 to Apr 7, 2025
- Accounts · 12 to 15May 11, 2023 to Mar 26, 2024
- Advisory employees · 8 to 10May 11, 2023 to Mar 26, 2024
- Pooled vehicle clients · 12 to 15May 11, 2023 to Mar 26, 2024
- Employees · 8 to 10May 11, 2023 to Mar 26, 2024
- Private funds · 12 to 15May 11, 2023 to Mar 26, 2024
- Discretionary RAUM · $506M to $591MMay 11, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $506M to $591MMay 11, 2023 to Mar 26, 2024
- RAUM · $506M to $591MMay 11, 2023 to Mar 26, 2024
- Discretionary RAUM · $607M to $506MMay 9, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $607M to $506MMay 9, 2022 to Mar 28, 2023
- RAUM · $607M to $506MMay 9, 2022 to Mar 28, 2023
- Discretionary RAUM · $482M to $607MApr 27, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $482M to $607MApr 27, 2021 to Mar 25, 2022
- RAUM · $482M to $607MApr 27, 2021 to Mar 25, 2022
- Discretionary RAUM · $433M to $482MApr 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $433M to $482MApr 30, 2020 to Mar 31, 2021
- RAUM · $433M to $482MApr 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $433M to $433MMar 25, 2020 to Apr 30, 2020
- Pooled vehicle RAUM · $433M to $433MMar 25, 2020 to Apr 30, 2020
- RAUM · $433M to $433MMar 25, 2020 to Apr 30, 2020
- Advisory employees · 7 to 8May 24, 2019 to Mar 25, 2020
- Employees · 7 to 8May 24, 2019 to Mar 25, 2020
- Discretionary RAUM · $406M to $433MMay 24, 2019 to Mar 25, 2020
- Pooled vehicle RAUM · $406M to $433MMay 24, 2019 to Mar 25, 2020
- RAUM · $406M to $433MMay 24, 2019 to Mar 25, 2020
- Discretionary RAUM · $406M to $406MMar 28, 2019 to May 24, 2019
- Pooled vehicle RAUM · $406M to $406MMar 28, 2019 to May 24, 2019
- RAUM · $406M to $406MMar 28, 2019 to May 24, 2019
- Accounts · 9 to 12Nov 13, 2018 to Mar 28, 2019
- Advisory employees · 6 to 7Nov 13, 2018 to Mar 28, 2019
Signals
5 dated events
- Kevin Daniel Alport (Partner, Managing Member) no longer on Schedule A of R••• I••••• C•••••• (listed 2024-04-12, absent 2024-10-14)Oct 14, 2024 · Control person left · inference
- Kevin Daniel Alport (Partner, Managing Member) appeared on Schedule A of R••• I••••• C••••••Mar 28, 2023 · Control person joined · fact
- R••• I••••• C•••••• reported RAUM $607.0M, up 26% from $481.8M (2021-04-27 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- R••• I••••• C•••••• reported RAUM $406.2M, up 99% from $203.7M (2018-11-13 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- R••• I••••• C•••••• filed its initial SEC registration (Form ADV)Jul 25, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R••• I••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- R••• I••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- rockislandcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 630-413-9136reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026