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Former SEC-registered adviser

E••••••••• E•••

Former SEC-registered adviserDetroit, MichiganCRD 161626SEC 801-74619IAPD
Legal name C••• I••••••••• A•••••••• L•••
Latest filing Mar 29, 2021
First filing on the tape Mar 14, 2012 · 19 filings
RAUM
$108M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$108M as of Mar 29, 2021
Mar 26, 2013$348M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2021
Mar 26, 20130 then
Employees (5.A)7 as of Mar 29, 2021
Mar 26, 20135 then
Private funds1 as of Mar 31, 2018
Mar 26, 20132 then
RAUM -85% over the last fiscal year-22% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$35.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-85%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$108M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C••• M••••• N•••••• M••••• L••••••no longer reportedHedge Fund$77.1M5Mar 14, 2012
      C••• C•••••• M••••• L••••••no longer reportedHedge Fund$1.1M1Mar 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• J•••• F•••••• · L•••••• Partner, Chief Compliance Officer, Chief Financial Officercontrol
        since 06/2006 · owns 5% to 10%
      • F••••••• C••••• G•••• · L•••••• Partner, Chairmancontrol
        since 06/2006 · owns 50% to 75%
      • R••••••• C••••••• A••• · Chief Operating Officercontrol
        since 12/2019 · owns less than 5%
      • F••••••• C••••• G•••• · Membercontrol
        since 06/2006 · owns 75% or more of C•• I••••••••• A•••••••• L••
      Entity owners
      • C•• I••••••••• A•••••••• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • C•• I••••••••• A•••••••• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • Ann Arbor, MI2 employees
      What changed
      consecutive filings, newest first
      • Accounts · 14 to 3
        Jun 30, 2020 to Mar 29, 2021
      • Advisory employees · 4 to 3
        Jun 30, 2020 to Mar 29, 2021
      • Employees · 8 to 7
        Jun 30, 2020 to Mar 29, 2021
      • Discretionary RAUM · $700M to $108M
        Jun 30, 2020 to Mar 29, 2021
      • RAUM · $700M to $108M
        Jun 30, 2020 to Mar 29, 2021
      • Accounts · 6 to 14
        Apr 1, 2019 to Mar 30, 2020
      • Advisory employees · 3 to 4
        Apr 1, 2019 to Mar 30, 2020
      • Employees · 5 to 8
        Apr 1, 2019 to Mar 30, 2020
      • HQ city · ANN ARBOR to DETROIT
        Apr 1, 2019 to Mar 30, 2020
      • Discretionary RAUM · $263M to $700M
        Apr 1, 2019 to Mar 30, 2020
      • RAUM · $263M to $700M
        Apr 1, 2019 to Mar 30, 2020
      • BD registered reps · 1 to 0
        Dec 17, 2018 to Apr 1, 2019
      • Employees · 6 to 5
        Dec 17, 2018 to Apr 1, 2019
      • Other offices · 0 to 1
        Dec 17, 2018 to Apr 1, 2019
      • Discretionary RAUM · $231M to $263M
        Dec 17, 2018 to Apr 1, 2019
      • RAUM · $231M to $263M
        Dec 17, 2018 to Apr 1, 2019
      • Accounts · 5 to 6
        Apr 2, 2018 to Dec 17, 2018
      • Advisory employees · 4 to 3
        Apr 2, 2018 to Dec 17, 2018
      • Advisory activities · 3 to 2
        Apr 2, 2018 to Dec 17, 2018
      • BD registered reps · 2 to 1
        Apr 2, 2018 to Dec 17, 2018
      • Pooled vehicle clients · 1.0 to unset
        Apr 2, 2018 to Dec 17, 2018
      • Employees · 7 to 6
        Apr 2, 2018 to Dec 17, 2018
      • Private funds · 1 to unset
        Apr 2, 2018 to Dec 17, 2018
      • Discretionary RAUM · $230M to $231M
        Apr 2, 2018 to Dec 17, 2018
      • Pooled vehicle RAUM · 1096279.0 to unset
        Apr 2, 2018 to Dec 17, 2018
      • RAUM · $230M to $231M
        Apr 2, 2018 to Dec 17, 2018
      • Related adviser · true to false
        Apr 2, 2018 to Dec 17, 2018
      • Accounts · 4 to 5
        Feb 26, 2018 to Mar 31, 2018
      • BD registered reps · 0 to 2
        Feb 26, 2018 to Mar 31, 2018
      • Business name · A••• F•••• to E••••••••• E•••
        Feb 26, 2018 to Mar 31, 2018
      • Pooled vehicle clients · unset to 1.0
        Feb 26, 2018 to Mar 31, 2018
      • Custody of client assets · true to false
        Feb 26, 2018 to Mar 31, 2018
      • Other offices · 1 to 0
        Feb 26, 2018 to Mar 31, 2018
      • Discretionary RAUM · $241M to $230M
        Feb 26, 2018 to Mar 31, 2018
      • Pooled vehicle RAUM · unset to 1096279.0
        Feb 26, 2018 to Mar 31, 2018
      • RAUM · $241M to $230M
        Feb 26, 2018 to Mar 31, 2018
      • Accounts · 2 to 4
        Mar 31, 2017 to Feb 26, 2018
      • Other offices · unset to 1.0
        Mar 31, 2017 to Feb 26, 2018
      • Discretionary RAUM · $41.7M to $241M
        Mar 31, 2017 to Feb 26, 2018
      • RAUM · $41.7M to $241M
        Mar 31, 2017 to Feb 26, 2018
      Signals
      3 dated events
      • E••••••••• E••• reported RAUM $107.6M, down 85% from $700.4M (2020-06-30 to 2021-03-29)
        Mar 29, 2021 · RAUM change · derived
      • A••• C•••••• R•••••• (Chief Operating Officer) appeared on Schedule A of E••••••••• E•••
        Jun 30, 2020 · Control person joined · fact
      • E••••••••• E••• reported RAUM $700.4M, up 166% from $263.2M (2019-04-01 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026