DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
H•••••• C•••••• L••
Latest filing Jul 1, 2026
First filing on the tape Feb 16, 2012 · 17 filings
SEC status approved since Mar 29, 2012
RAUM
$61.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
46%
$28.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$61.4M as of Jul 1, 2026
Jun 19, 2012$891M then
HNW client RAUM$28.4M as of Jul 1, 2026
Aug 13, 2018$128M then
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Jun 28, 20130 then
Employees (5.A)14 as of Jul 1, 2026
Jun 28, 20137 then
Private funds3 as of Jun 27, 2022
Jun 19, 20122 then
RAUM -81% over the last fiscal year-55% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $2.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $9.4M, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- the adviser acts as qualified custodian (9.D.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$28.4M57%
- Corporations and businesses$21.7M43%
- Individual clients
- n/areported
- HNW clients
- 12reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 28reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $9.4M for 18 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.46 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••••• P•••••• E••••• I• L•no longer reported | Private Equity Fund | $109M | 100 | Jun 16, 2015 |
| H•••••• P•••••• E••••• V• L•••no longer reported | Private Equity Fund | $97.8M | 106 | Jun 19, 2020 |
| T•••••• P•••••• E••••• F••• I• L••no longer reported | Private Equity Fund | $52.6M | 67 | Feb 16, 2012 |
| T•••••• P•••••• E••••• I•• L••no longer reported | Private Equity Fund | $16.2M | 78 | Feb 16, 2012 |
Owners and control persons
Schedule A and B, latest filing
- S•••• S••• A•••••• H•••••• · Chief Compliance Officercontrolsince 04/2018 · owns less than 5%
- M••••• C••••••••• H•••••• B•••••• · Shareholdercontrolsince 03/2003 · owns 75% or more of H•••••• C•••••• M••••••••• L••••••
- H•••• C••••••••• J••• · Chief Operating Officer, Partnersince 03/2019 · owns less than 5%
- I••••••••• A••••••••• H•••• · Partnersince 09/2023 · owns less than 5%
- S••••••• J•••• · Partnersince 04/2021 · owns less than 5%
- S•••••••• R••••••• A••• · Partnersince 05/2023 · owns less than 5%
Entity owners
- H•••••• C•••••• M••••••••• L•••••• · Sharholderdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $5.3M to $9.4MJul 16, 2025 to Jul 1, 2026
- Discretionary RAUM · $58.4M to $61.4MJul 16, 2025 to Jul 1, 2026
- HNW RAUM · $26.5M to $28.4MJul 16, 2025 to Jul 1, 2026
- RAUM · $58.4M to $61.4MJul 16, 2025 to Jul 1, 2026
- Accounts · 31 to 28Nov 1, 2024 to Jul 16, 2025
- HNW clients · 15 to 12Nov 1, 2024 to Jul 16, 2025
- Assets in custody · $4.0M to $5.3MNov 1, 2024 to Jul 16, 2025
- Financial planning clients · unset to Nov 1, 2024 to Jul 16, 2025
- HQ state · unset to Nov 1, 2024 to Jul 16, 2025
- Discretionary RAUM · $50.9M to $58.4MNov 1, 2024 to Jul 16, 2025
- HNW RAUM · $22.2M to $26.5MNov 1, 2024 to Jul 16, 2025
- RAUM · $50.9M to $58.4MNov 1, 2024 to Jul 16, 2025
- Accounts · 113 to 31Apr 19, 2024 to Nov 1, 2024
- Corporate clients · 6 to 10Apr 19, 2024 to Nov 1, 2024
- HNW clients · 65 to 15Apr 19, 2024 to Nov 1, 2024
- Pooled vehicle clients · 12.0 to unsetApr 19, 2024 to Nov 1, 2024
- Assets in custody · $373M to $4.0MApr 19, 2024 to Nov 1, 2024
- Other offices · 1 to 0Apr 19, 2024 to Nov 1, 2024
- Discretionary RAUM · $306M to $50.9MApr 19, 2024 to Nov 1, 2024
- HNW RAUM · $102M to $22.2MApr 19, 2024 to Nov 1, 2024
- Pooled vehicle RAUM · 104458153.0 to unsetApr 19, 2024 to Nov 1, 2024
- RAUM · $306M to $50.9MApr 19, 2024 to Nov 1, 2024
- Accounts · 114 to 113Jun 9, 2023 to Apr 19, 2024
- Advisory employees · 4 to 5Jun 9, 2023 to Apr 19, 2024
- Corporate clients · 9 to 6Jun 9, 2023 to Apr 19, 2024
- HNW clients · 76 to 65Jun 9, 2023 to Apr 19, 2024
- Pooled vehicle clients · 5 to 12Jun 9, 2023 to Apr 19, 2024
- Assets in custody · $328M to $373MJun 9, 2023 to Apr 19, 2024
- Employees · 13 to 14Jun 9, 2023 to Apr 19, 2024
- Discretionary RAUM · $328M to $306MJun 9, 2023 to Apr 19, 2024
- HNW RAUM · $110M to $102MJun 9, 2023 to Apr 19, 2024
- Pooled vehicle RAUM · $11.2M to $104MJun 9, 2023 to Apr 19, 2024
- RAUM · $328M to $306MJun 9, 2023 to Apr 19, 2024
- Accounts · 131 to 114Jun 27, 2022 to Jun 9, 2023
- Advisory employees · 7 to 4Jun 27, 2022 to Jun 9, 2023
- Corporate clients · 10 to 9Jun 27, 2022 to Jun 9, 2023
- HNW clients · 90 to 76Jun 27, 2022 to Jun 9, 2023
- Pooled vehicle clients · 6 to 5Jun 27, 2022 to Jun 9, 2023
- Assets in custody · $342M to $328MJun 27, 2022 to Jun 9, 2023
- Employees · 15 to 13Jun 27, 2022 to Jun 9, 2023
Signals
6 dated events
- H•••••• C•••••• L•• reported RAUM $50.9M, down 83% from $306.4M (2024-04-19 to 2024-11-01)Nov 1, 2024 · RAUM change · derived
- Douglas James Agnew (Special Partner) no longer on Schedule A of H•••••• C•••••• L•• (listed 2022-06-27, absent 2023-06-09)Jun 9, 2023 · Control person left · inference
- James Jeremy Brade (Special Partner) no longer on Schedule A of H•••••• C•••••• L•• (listed 2022-06-27, absent 2023-06-09)Jun 9, 2023 · Control person left · inference
- James Timothy Sturm (Special Partner) no longer on Schedule A of H•••••• C•••••• L•• (listed 2022-06-27, absent 2023-06-09)Jun 9, 2023 · Control person left · inference
- H•••••• C•••••• L•• reported RAUM $342.5M, down 48% from $653.7M (2021-09-08 to 2022-06-27)Jun 27, 2022 · RAUM change · derived
- Jd Ryan Corton (Chief Operations Officer) no longer on Schedule A of H•••••• C•••••• L•• (listed 2018-08-13, absent 2019-07-31)Jul 31, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- H•••••• C•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- i•••@h•••••••••.c•.ukreportedpublished by the firm, firm site, Sep 17, 2026
- Website
- H••••••CAPITAL.CO.UKreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 44 207 640 3200reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026