DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••••• C•••••• M••••••••• L••
Latest filing Mar 9, 2026
First filing on the tape May 12, 2021 · 9 filings
SEC status approved since Jun 11, 2021
RAUM
$346M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$346M as of Mar 9, 2026
Jan 21, 2022$181M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 9, 2026
Jan 21, 20220 then
Employees (5.A)8 as of Mar 9, 2026
Jan 21, 20227 then
Private funds2 as of Mar 9, 2026
Jan 21, 20221 then
RAUM +61% over the last fiscal year+18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $173MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +61%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$346M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••••••• C•••••• P•••••••• L• | Hedge Fund | $178M | 67 | Mar 22, 2012 |
| B••••••••• C•••••• P••••••• I•• L• | Hedge Fund | $18.9M | 38 | Mar 27, 2023 |
| B••••••••• C•••••• O••••••• F•••• L••no longer reported | Hedge Fund | $802,187 | 4 | Mar 22, 2012 |
Owners and control persons
Schedule A and B, latest filing
- H••••• E••••• N•• · Director Of Researchcontrolsince 04/2015 · owns 10% to 25%
- K••••• N••••• N•• · Ceocontrolsince 04/2005 · owns 75% or more
- G•••••• A••••• A••••••• · Cfo, Chief Compliance Officersince 05/2023 · owns less than 5%
Related persons
Schedule D 7.A
- B••••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Greenwich, CT5 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 9, 2026RAUM (Item 5.F) moved from $214,675,987 to $346,383,104 (+61.0%) between the annual amendments of 2025-03-11 and 2026-03-09; the peer median change was +4.0% (1147 comparable advisers, 93.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 93% percentile
What changed
consecutive filings, newest first
- Employees · 7 to 8Mar 11, 2025 to Mar 9, 2026
- Discretionary RAUM · $215M to $346MMar 11, 2025 to Mar 9, 2026
- Pooled vehicle RAUM · $215M to $346MMar 11, 2025 to Mar 9, 2026
- RAUM · $215M to $346MMar 11, 2025 to Mar 9, 2026
- Advisory employees · 5 to 4Oct 15, 2024 to Mar 11, 2025
- Employees · 8 to 7Oct 15, 2024 to Mar 11, 2025
- Financial planning clients · unset to Oct 15, 2024 to Mar 11, 2025
- Other offices · 1 to 2Oct 15, 2024 to Mar 11, 2025
- Discretionary RAUM · $196M to $215MOct 15, 2024 to Mar 11, 2025
- Pooled vehicle RAUM · $196M to $215MOct 15, 2024 to Mar 11, 2025
- RAUM · $196M to $215MOct 15, 2024 to Mar 11, 2025
- Advisory employees · 6 to 5May 8, 2023 to Mar 13, 2024
- Employees · 9 to 8May 8, 2023 to Mar 13, 2024
- Discretionary RAUM · $211M to $196MMay 8, 2023 to Mar 13, 2024
- Pooled vehicle RAUM · $211M to $196MMay 8, 2023 to Mar 13, 2024
- RAUM · $211M to $196MMay 8, 2023 to Mar 13, 2024
- Accounts · 1 to 2Jan 21, 2022 to Mar 27, 2023
- Advisory employees · 4 to 6Jan 21, 2022 to Mar 27, 2023
- Pooled vehicle clients · 1 to 2Jan 21, 2022 to Mar 27, 2023
- Employees · 7 to 9Jan 21, 2022 to Mar 27, 2023
- Private funds · 1 to 2Jan 21, 2022 to Mar 27, 2023
- Discretionary RAUM · $181M to $211MJan 21, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $181M to $211MJan 21, 2022 to Mar 27, 2023
- RAUM · $181M to $211MJan 21, 2022 to Mar 27, 2023
- Advisory employees · 5 to 4May 12, 2021 to Jan 21, 2022
- HQ city · GREENWICH to MIAMIMay 12, 2021 to Jan 21, 2022
- HQ state · CT to FLMay 12, 2021 to Jan 21, 2022
- Other offices · 0 to 1May 12, 2021 to Jan 21, 2022
- Private funds · 2 to 1May 12, 2021 to Jan 21, 2022
- Discretionary RAUM · $148M to $181MMay 12, 2021 to Jan 21, 2022
- Pooled vehicle RAUM · $148M to $181MMay 12, 2021 to Jan 21, 2022
- RAUM · $148M to $181MMay 12, 2021 to Jan 21, 2022
Signals
2 dated events
- B••••••••• C•••••• M••••••••• L•• reported RAUM $346.4M, up 61% from $214.7M (2025-03-11 to 2026-03-09)Mar 9, 2026 · RAUM change · derived
- B••••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 12, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••••••••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- B•••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 305-423-0834reportedpublic record, Form ADV, Mar 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026