DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

C•••••••• P••••••• I• M••••••••• L••

Former SEC-registered adviserNew York, New YorkCRD 161671SEC 801-74256IAPD
Latest filing Mar 28, 2018
First filing on the tape Feb 15, 2012 · 12 filings
RAUM
$163M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$163M gross assets
History
12 filings and snapshots on the tape
RAUM$163M as of Mar 28, 2018
Mar 25, 2013$423M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2018
Mar 25, 20130 then
Employees (5.A)5 as of Mar 28, 2018
Mar 25, 20138 then
Private funds2 as of Mar 28, 2018
Mar 25, 20132 then
RAUM -15% over the last fiscal year-27% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$23.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-15%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$162M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$163M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$162M for 2 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      8 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C•••••••• P••••••• I• L••••••Private Equity Fund$29.5M7Feb 15, 2012
      C• I• O• C••••••••• L••Private Equity Fund$69,7133Sep 27, 2019
      C• I• B•• C••••••••• L••Private Equity Fund$62,2913Sep 27, 2019
      C• I• G• C••••••••• L••Private Equity Fund$7033Sep 27, 2019
      C• I• U• C••••••••• L••Private Equity Fund$2882Sep 27, 2019
      C•••••••• P••••••• I• A•• L•Private Equity Fund$1167Feb 15, 2012
      C• I• M• C••••••••• L••Private Equity Fund$1004Sep 27, 2019
      C• I• D•• C••••••••• L••Private Equity Fund$233Sep 27, 2019
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• D••••• J••••• · Cco, Cfocontrol
        since 04/2011 · owns less than 5%
      • K••••• J•••••••• H•••• · Managing Principalcontrol
        since 02/2009 · owns less than 5%
      • W••••••• A••• E••••• · Managing Principalcontrol
        since 02/2009 · owns less than 5%
      • K••••• J•••••••• H•••• · Managing Membercontrol
        since 02/2009 · owns 50% to 75% of C•••• L••
      • W••••••• A••• E••••• · Managing Membercontrol
        since 02/2009 · owns 50% to 75% of C•••• L••
      Entity owners
      • C•••••••• P••••••• C••••••• L•• · Managing Member Of C•••••••• P••••••• I• H••••••• L••
        direct · owns less than 5%
      • C•••••••• P••••••• I• H••••••• L•• · Managing Member Of C• I• A•• G• L••
        direct · owns 75% or more
      • C•••• L•• · Managing Member
        indirect · owns 75% or more of C•••••••• Partners Capital LLC
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 6 to 7
        Jun 20, 2017 to Mar 28, 2018
      • Pooled vehicle clients · unset to 2.0
        Jun 20, 2017 to Mar 28, 2018
      • Assets in custody · $192M to $162M
        Jun 20, 2017 to Mar 28, 2018
      • Employees · 6 to 5
        Jun 20, 2017 to Mar 28, 2018
      • Other offices · unset to 0.0
        Jun 20, 2017 to Mar 28, 2018
      • Discretionary RAUM · $192M to $163M
        Jun 20, 2017 to Mar 28, 2018
      • Pooled vehicle RAUM · unset to 163019815.0
        Jun 20, 2017 to Mar 28, 2018
      • RAUM · $192M to $163M
        Jun 20, 2017 to Mar 28, 2018
      • Advisory employees · 5 to 4
        Mar 23, 2016 to Mar 31, 2017
      • BD registered reps · 6 to 5
        Mar 23, 2016 to Mar 31, 2017
      • Assets in custody · $194M to $192M
        Mar 23, 2016 to Mar 31, 2017
      • Employees · 7 to 6
        Mar 23, 2016 to Mar 31, 2017
      • Discretionary RAUM · $194M to $192M
        Mar 23, 2016 to Mar 31, 2017
      • RAUM · $194M to $192M
        Mar 23, 2016 to Mar 31, 2017
      • Accounts · 9 to 6
        Aug 21, 2015 to Mar 23, 2016
      • BD registered reps · 4 to 6
        Aug 21, 2015 to Mar 23, 2016
      • Business name · C•••••••• P••••••• L•• to C•••••••• P••••••• I• M••••••••• L••
        Aug 21, 2015 to Mar 23, 2016
      • Assets in custody · $388M to $194M
        Aug 21, 2015 to Mar 23, 2016
      • Legal name · C•••••••• P••••••• L•• to C•••••••• P••••••• I• M••••••••• L••
        Aug 21, 2015 to Mar 23, 2016
      • Discretionary RAUM · $389M to $194M
        Aug 21, 2015 to Mar 23, 2016
      • RAUM · $389M to $194M
        Aug 21, 2015 to Mar 23, 2016
      • Assets in custody · $416M to $388M
        Mar 31, 2015 to Aug 21, 2015
      • Discretionary RAUM · $427M to $389M
        Mar 31, 2015 to Aug 21, 2015
      • RAUM · $427M to $389M
        Mar 31, 2015 to Aug 21, 2015
      • Accounts · 10 to 9
        Oct 15, 2014 to Mar 31, 2015
      • Assets in custody · $412M to $416M
        Oct 15, 2014 to Mar 31, 2015
      • Discretionary RAUM · $432M to $427M
        Oct 15, 2014 to Mar 31, 2015
      • RAUM · $432M to $427M
        Oct 15, 2014 to Mar 31, 2015
      • BD registered reps · 3 to 4
        Mar 27, 2014 to Oct 15, 2014
      • Related broker-dealer · false to true
        Mar 27, 2014 to Oct 15, 2014
      • Advisory employees · 6 to 5
        Jun 5, 2013 to Mar 27, 2014
      • BD registered reps · 4 to 3
        Jun 5, 2013 to Mar 27, 2014
      • Assets in custody · $397M to $412M
        Jun 5, 2013 to Mar 27, 2014
      • Employees · 8 to 7
        Jun 5, 2013 to Mar 27, 2014
      • Discretionary RAUM · $423M to $432M
        Jun 5, 2013 to Mar 27, 2014
      • RAUM · $423M to $432M
        Jun 5, 2013 to Mar 27, 2014
      • Accounts · 2 to 10
        Feb 15, 2012 to Mar 25, 2013
      • Advisory employees · unset to 6.0
        Feb 15, 2012 to Mar 25, 2013
      • BD registered reps · unset to 4.0
        Feb 15, 2012 to Mar 25, 2013
      • Assets in custody · $384M to $397M
        Feb 15, 2012 to Mar 25, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      C••••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026