DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

K••••• A••••••• L•••

Asset manager (funds and pooled vehicles)Los Angeles, CaliforniaCRD 161692SEC 801-74088website IAPD

Latest filing May 21, 2026

First filing on the tape Feb 14, 2012 · 29 filings

SEC status approved since Mar 29, 2012

RAUM

$57.8M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

9 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

29 filings and snapshots on the tape

RAUM$57.8M as of May 21, 2026

Apr 1, 2013$677M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of May 21, 2026

Apr 1, 20130 then

Employees (5.A)9 as of May 21, 2026

Apr 1, 201327 then

Private funds2 as of May 21, 2026

Apr 1, 201317 then

RAUM -39% over the last fiscal year-21% a year over threeIARs 0 to 0

Practice profile

derived from the filing of May 21, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $28.9MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: -39%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $51.2M, 2 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$57.8M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 2reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $51.2M for 2 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

18 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C•••••• C•••• P•••••••• L•••	Private Equity Fund	$59.2M	56	Feb 14, 2012
L•••••• E••••• P••••••• L•••no longer reported	Private Equity Fund	$36.5M	18	Feb 14, 2012
C•••••• C•••••• L••no longer reported	Private Equity Fund	$25.6M	7	Jul 9, 2012
C•••••• O••• L••no longer reported	Private Equity Fund	$14.0M	15	Mar 31, 2014
C•••••• P•••••••• L•••	Private Equity Fund	$9.6M	42	Feb 14, 2012
C•••••• M• C••••••••• L•••no longer reported	Private Equity Fund	$2.2M	4	Feb 14, 2012
C•••••• C•••• P••••••• •••• L•••	Private Equity Fund	$1.8M	4	Feb 14, 2012
C•••••• A•••••••• L•••	Private Equity Fund	$1.4M	54	Feb 14, 2012
K••••• I••••••••• I•••• L•••	Private Equity Fund	$703,491	3	Feb 14, 2012
R•••• R•••••••• I••••••••• L•••	Private Equity Fund	$474,946	18	Feb 14, 2012
C•••••• S•••••• L••no longer reported	Private Equity Fund	$364,794	7	Apr 1, 2013
K••••• I••••••••• I•• L•••	Private Equity Fund	$343,564	23	Feb 14, 2012
C•••••• A••••••••• L•••	Private Equity Fund	$131,387	26	Feb 14, 2012
R•••• R•••••••• I••••••••• L•••	Private Equity Fund	$95,487	1	Feb 14, 2012
R•• A••••••••• L•••	Private Equity Fund	$11,907	19	Feb 14, 2012
C•••••• P•••• I•• L•••	Private Equity Fund	$0	1	Feb 14, 2012
C•••••• A••••••••• I•• L•••	Private Equity Fund	$0	45	Feb 14, 2012
C•••••• P••••••• I•• L•••	Private Equity Fund	$0	8	Feb 14, 2012

Owners and control persons

Schedule A and B, latest filing

K••••••• W••••••• J••• · Cfo/Cco Of K••••• A••••••• L•••control
since 02/2007 · owns less than 5%
L••• D••••• L• · Director Of K••••• A••••••• L•••control
since 02/2007 · owns 10% to 25%
L••• X•••• H•• · Director Of K••••• A••••••• L•••control
since 02/2007 · owns 25% to 50%
P•••••• B••••• A••• · Director Of K••••• A••••••• L•••control
since 02/2007 · owns 10% to 25%
W•••••• G•••• L•• · Director Of K••••• A••••••• L•••control
since 02/2007 · owns 10% to 25%
G••••••••• J•••••• L•• · Trusteecontrol
since 06/2002 · owns F of C•••••• C•••• H•••••••• L••
K••••••• W••••••• J••• · Managing Membercontrol
since 09/2006 · owns F of C•••••• C•••• H•••••••• L••
L••• D••••• L• · Trusteecontrol
since 01/2000 · owns 50% to 75% of A••••• T•••• D•••• 1••••••
L••• E••••• W••• · Trusteecontrol
since 01/2000 · owns 50% to 75% of A••••• T•••• D•••• 1••••••
P•••••• B••••• A••• · Trusteecontrol
since 09/1999 · owns 50% to 75% of T•• N••••••• T••••• D•• 0•••••••
P•••••• L••• L••••• · Trusteecontrol
since 09/1999 · owns 50% to 75% of T•• N••••••• T••••• D•• 0•••••••
R••••• A•••• W••••• · Trusteecontrol
since 09/1994 · owns 50% to 75% of R•••• L••••• T•••• D•• 9•••••
R••••• S••••••• P••• · Trusteecontrol
since 09/1994 · owns F of R•••• L••••• T•••• D•• 9•••••
R••••••••• R••••• R•••••• · Trusteecontrol
since 06/1995 · owns 75% or more of R•••••••• L••••• T•••• D•• 6••••••
W•••••• C••••••• W•••••• · Trusteecontrol
since 01/1999 · owns F of W••••• L••••• T••••

Entity owners

C•••••• C•••• H•••••••• L•• · Shareholder Of K••••• A••••••• L•••
direct · owns 50% to 75%
A••••• T•••• D•••• 1•••••• · Managing Member
indirect · owns F of C•••••• C•••• H•••••••• L••
G•••••••• T•••• D•• 6•••••• · Managing Member
indirect · owns F of C•••••• C•••• H•••••••• L••
R•••• L••••• T•••• D•• 9••••• · Managing Member
indirect · owns F of C•••••• C•••• H•••••••• L••
T•• N••••••• T••••• D•• 0••••••• · Managing Member
indirect · owns F of C•••••• C•••• H•••••••• L••
W••••• L••••• T•••• · Managing Member
indirect · owns F of C•••••• C•••• H•••••••• L••
R•••••••• L••••• T•••• D•• 6•••••• · Member
indirect · owns F of C•••••• C•••• H•••••••• L••

Related persons

Schedule D 7.A

C•••••• C•••• G••••• L•••
pooled vehicle sponsory
C•••••• G••••••• L••
pooled vehicle sponsorn
K••••• G••••• I•• L•••
pooled vehicle sponsory
R•••• R•••••••• I••••••••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

Beijing, C••••6 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

employee count dropChange between filings · filing Mar 31, 2026
employees (Item 5.A) moved from 16.0 to 9.0 (-44.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was -4.0% (51 comparable advisers, 6.0th percentile of changes)
peers: asset managers, under $100M (51) · 6.0% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 10 to 2
Apr 30, 2025 to Mar 31, 2026
Advisory employees · 16 to 9
Apr 30, 2025 to Mar 31, 2026
Pooled vehicle clients · 10 to 2
Apr 30, 2025 to Mar 31, 2026
Assets in custody · $60.6M to $51.2M
Apr 30, 2025 to Mar 31, 2026
Employees · 16 to 9
Apr 30, 2025 to Mar 31, 2026
Private funds · 10 to 2
Apr 30, 2025 to Mar 31, 2026
Discretionary RAUM · $94.7M to $57.8M
Apr 30, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $94.7M to $57.8M
Apr 30, 2025 to Mar 31, 2026
RAUM · $94.7M to $57.8M
Apr 30, 2025 to Mar 31, 2026
Assets in custody · $73.8M to $60.6M
Apr 29, 2024 to Apr 30, 2025
Financial planning clients · unset to
Apr 29, 2024 to Apr 30, 2025
Discretionary RAUM · $111M to $94.7M
Apr 29, 2024 to Apr 30, 2025
Pooled vehicle RAUM · $111M to $94.7M
Apr 29, 2024 to Apr 30, 2025
RAUM · $111M to $94.7M
Apr 29, 2024 to Apr 30, 2025
Assets in custody · $73.6M to $73.8M
Mar 29, 2024 to Apr 29, 2024
Discretionary RAUM · $110M to $111M
Mar 29, 2024 to Apr 29, 2024
Pooled vehicle RAUM · $110M to $111M
Mar 29, 2024 to Apr 29, 2024
RAUM · $110M to $111M
Mar 29, 2024 to Apr 29, 2024
Accounts · 13 to 10
Apr 30, 2023 to Mar 29, 2024
Advisory employees · 17 to 16
Apr 30, 2023 to Mar 29, 2024
Pooled vehicle clients · 13 to 10
Apr 30, 2023 to Mar 29, 2024
Assets in custody · $78.5M to $73.6M
Apr 30, 2023 to Mar 29, 2024
Employees · 17 to 16
Apr 30, 2023 to Mar 29, 2024
HQ city · SHERMAN OAKS to LOS ANGELES
Apr 30, 2023 to Mar 29, 2024
Private funds · 13 to 10
Apr 30, 2023 to Mar 29, 2024
Discretionary RAUM · $115M to $110M
Apr 30, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $115M to $110M
Apr 30, 2023 to Mar 29, 2024
RAUM · $115M to $110M
Apr 30, 2023 to Mar 29, 2024
Assets in custody · $77.1M to $78.5M
Apr 29, 2022 to Mar 31, 2023
Discretionary RAUM · $134M to $115M
Apr 29, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $134M to $115M
Apr 29, 2022 to Mar 31, 2023
RAUM · $134M to $115M
Apr 29, 2022 to Mar 31, 2023
Assets in custody · $76.9M to $77.1M
Mar 30, 2022 to Apr 29, 2022
Discretionary RAUM · $134M to $134M
Mar 30, 2022 to Apr 29, 2022
Pooled vehicle RAUM · $134M to $134M
Mar 30, 2022 to Apr 29, 2022
RAUM · $134M to $134M
Mar 30, 2022 to Apr 29, 2022
Assets in custody · $92.4M to $76.9M
Apr 30, 2021 to Mar 30, 2022
Discretionary RAUM · $150M to $134M
Apr 30, 2021 to Mar 30, 2022
Pooled vehicle RAUM · $150M to $134M
Apr 30, 2021 to Mar 30, 2022
RAUM · $150M to $134M
Apr 30, 2021 to Mar 30, 2022

Signals

1 dated events

K••••• A••••••• L••• reported RAUM $311.8M, down 26% from $420.2M (2017-04-28 to 2018-03-30)
Mar 30, 2018 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

K••••• A••••••• L••• · Independent Sponsors
shared crd · capital_provider
K••••• A••••••• L••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 310-385-3690reportedpublic record, Form ADV, May 21, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026