DFX Intelligence

RIA Intelligence

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SEC-registered adviser

G••••• A•••••••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 161697SEC 801-79567IAPD

Legal name G••••• A•••••••• L••

Latest filing Aug 12, 2026

First filing on the tape Apr 1, 2014 · 24 filings

SEC status approved since Apr 16, 2014

RAUM

$187M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

24 filings and snapshots on the tape

RAUM$187M as of Aug 12, 2026

Mar 30, 2015$153M then

HNW client RAUM: no history

State-registered IARs (5.B.3)10 as of Aug 12, 2026

Mar 30, 20150 then

Employees (5.A)10 as of Aug 12, 2026

Mar 30, 20158 then

Private funds4 as of Aug 12, 2026

Mar 30, 20154 then

RAUM +3.4% over the last fiscal year+7.3% a year over threeIARs 10 to 10

Practice profile

derived from the filing of Aug 12, 2026; every figure names its basis

RAUM per advisor: $18.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $62.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 10.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +3.4%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-based, commissionsreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $187M, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$187M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $187M for 3 clientsreported
Compensation: % of AUM, performance, commissionsreported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=10.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

4 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
G••••• I••••••••• A••••••••• M••••• F•••	Hedge Fund	$85.3M	72	Mar 5, 2012
G•• F••• O• F•••• L••	Hedge Fund	$56.6M	52	Mar 5, 2012
G••••• I••••••••• A••••••••• L••	Hedge Fund	$52.8M	47	Mar 5, 2012
G••••• I••••••••• A••••••••• O•••••••	Hedge Fund	$32.5M	25	Mar 5, 2012

Owners and control persons

Schedule A and B, latest filing

D••••••••• M••••••• · Chief Financial Officercontrol
since 01/2018 · owns less than 5%
F•••••••• L•••• C•••••••• · Chief Compliance Officercontrol
since 01/2018 · owns less than 5%
G•••••• N•••• J••••• · Chief Executive Officercontrol
since 02/2002 · owns 25% to 50%
G•••••• N•••• J••••• · Ownercontrol
since 07/2004 · owns 25% to 50% of G••••• A••••••••• S••••••• L••
D•••• M••••••• O••••• · Member
since 01/2009 · owns 10% to 25%
G•••••• B••••• J••••• · Member
since 01/2009 · owns 10% to 25%
L••• D•••••• E••••••••• · Member
since 04/2022 · owns less than 5%
R•••••• J•••••••• W••••••• · Member
since 04/2022 · owns less than 5%
T•••••• W•••••• G••• · Member
since 01/2009 · owns 10% to 25%
T••••••••• A•••••• O•••••• · Operations Manager
since 01/2018 · owns less than 5%

Entity owners

G••••• A••••••••• S••••••• L•• · Owner
direct · owns 75% or more

Related persons

Schedule D 7.A

G••••• I••••••••• I••
pooled vehicle sponsorn
G••••• S••••••••• L••
broker-dealerinvestment advisernRAUM $530M
G•••••••• A••••••••• L••
pooled vehicle sponsorn
G•••••••• M••••••••• L••
investment advisern
L•• A••••••••• L••
pooled vehicle sponsorn
U••••• A•••• M••••••••• L•
pooled vehicle sponsorn
W•• A•••• M••••••••• L••
investment advisern
W•• C•••••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $181M to $187M
Aug 13, 2025 to Feb 13, 2026
Discretionary RAUM · $181M to $187M
Aug 13, 2025 to Feb 13, 2026
Pooled vehicle RAUM · $181M to $187M
Aug 13, 2025 to Feb 13, 2026
RAUM · $181M to $187M
Aug 13, 2025 to Feb 13, 2026
Financial planning clients · 0 to 0
Jun 4, 2025 to Aug 13, 2025
Commission compensation · false to true
Mar 28, 2024 to Apr 30, 2025
Assets in custody · $142M to $181M
Mar 28, 2024 to Apr 30, 2025
Discretionary RAUM · $142M to $181M
Mar 28, 2024 to Apr 30, 2025
Pooled vehicle RAUM · $142M to $181M
Mar 28, 2024 to Apr 30, 2025
RAUM · $142M to $181M
Mar 28, 2024 to Apr 30, 2025
Assets in custody · $152M to $142M
May 4, 2023 to Mar 28, 2024
Discretionary RAUM · $152M to $142M
May 4, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $152M to $142M
May 4, 2023 to Mar 28, 2024
RAUM · $152M to $142M
May 4, 2023 to Mar 28, 2024
Advisory employees · 5 to 6
Mar 2, 2023 to May 4, 2023
BD registered reps · 9 to 10
Mar 2, 2023 to May 4, 2023
Employees · 9 to 10
Mar 2, 2023 to May 4, 2023
State-registered IARs · 9 to 10
Mar 2, 2023 to May 4, 2023
Assets in custody · $223M to $152M
Feb 24, 2022 to Mar 2, 2023
Financial planning clients · unset to 0
Feb 24, 2022 to Mar 2, 2023
Discretionary RAUM · $223M to $152M
Feb 24, 2022 to Mar 2, 2023
Pooled vehicle RAUM · $223M to $152M
Feb 24, 2022 to Mar 2, 2023
RAUM · $223M to $152M
Feb 24, 2022 to Mar 2, 2023
Assets in custody · $206M to $223M
Mar 2, 2021 to Feb 24, 2022
State-registered IARs · 0 to 9
Mar 2, 2021 to Feb 24, 2022
Discretionary RAUM · $206M to $223M
Mar 2, 2021 to Feb 24, 2022
Pooled vehicle RAUM · $206M to $223M
Mar 2, 2021 to Feb 24, 2022
RAUM · $206M to $223M
Mar 2, 2021 to Feb 24, 2022
Assets in custody · $152M to $206M
Jun 5, 2020 to Mar 2, 2021
Discretionary RAUM · $122M to $206M
Jun 5, 2020 to Mar 2, 2021
Pooled vehicle RAUM · $122M to $206M
Jun 5, 2020 to Mar 2, 2021
RAUM · $122M to $206M
Jun 5, 2020 to Mar 2, 2021
Discretionary RAUM · $152M to $122M
Mar 30, 2020 to Jun 5, 2020
Pooled vehicle RAUM · $152M to $122M
Mar 30, 2020 to Jun 5, 2020
RAUM · $152M to $122M
Mar 30, 2020 to Jun 5, 2020
Assets in custody · $148M to $152M
Apr 10, 2019 to Mar 30, 2020
Discretionary RAUM · $148M to $152M
Apr 10, 2019 to Mar 30, 2020
Pooled vehicle RAUM · $148M to $152M
Apr 10, 2019 to Mar 30, 2020
RAUM · $148M to $152M
Apr 10, 2019 to Mar 30, 2020
BD registered reps · 8 to 9
May 1, 2018 to Mar 22, 2019

Signals

2 dated events

Cheever Benjamin Atkinson (Managing Member) no longer on Schedule A of G••••• A••••••• (listed 2023-03-02, absent 2023-05-04)
May 4, 2023 · Control person left · inference
G••••• A••••••• filed its initial SEC registration (Form ADV)
Apr 1, 2014 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: 212-554-5060reportedpublic record, Form ADV, Aug 12, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026