DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Five Mile Capital Partners LLC

Former SEC-registered adviserStamford, ConnecticutCRD 161736SEC 801-74271IAPD
Latest filing Mar 21, 2019
First filing on the tape Feb 15, 2012 · 17 filings
RAUM
$164M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
$164M gross assets
History
17 filings and snapshots on the tape
RAUM$164M as of Mar 21, 2019
Apr 1, 2013$2.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 21, 2019
Apr 1, 20130 then
Employees (5.A)8 as of Mar 21, 2019
Apr 1, 201341 then
Private funds5 as of Mar 21, 2019
Apr 1, 20136 then
RAUM -46% over the last fiscal year-55% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 21, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$32.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-46%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$164M, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$164M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$164M for 5 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      8 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Fmc Real Estate Cdo 2005-1no longer reportedSecuritized Asset Fund$51.8M0Apr 1, 2013
      Five Mile Capital Residential Bridge Loan Venture Fund II LPno longer reportedReal Estate Fund$40.3M6Jun 19, 2014
      Five Mile Capital Residential Mortgage Fund I LPno longer reportedReal Estate Fund$12.8M27Mar 31, 2014
      Five Mile Capital Partners II LPReal Estate Fund$5.5M54Feb 15, 2012
      Five Mile Capital Structured Income Fund LPReal Estate Fund$5.1M43Feb 15, 2012
      Five Mile Capital Investment Opportunities LPReal Estate Fund$305,9222Feb 15, 2012
      Five Mile Capital II Lopo Co-Investment LPReal Estate Fund$01Feb 15, 2012
      Five Mile Capital II Ct Co-Investment LPReal Estate Fund$02Feb 15, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Paul Steven Baum · Managing Member, Senior Portfolio Manager Of Registrantcontrol
        since 02/2003 · owns 25% to 50%
      • S Deborah Chun · Chief Compliance Officercontrol
        since 06/2014 · owns less than 5%
      • Anthony Thomas Kendall · Managing Member, Chief Financial Officer Of Registrantcontrol
        since 02/2003 · owns 25% to 50%
      • Rudolf Konrad Kruger · Managing Member, Senior Portfolio Manager Of Registrantcontrol
        since 02/2003 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 4 to 3
        Mar 29, 2018 to Mar 21, 2019
      • Assets in custody · $303M to $164M
        Mar 29, 2018 to Mar 21, 2019
      • Employees · 9 to 8
        Mar 29, 2018 to Mar 21, 2019
      • Discretionary RAUM · $303M to $164M
        Mar 29, 2018 to Mar 21, 2019
      • Pooled vehicle RAUM · $303M to $164M
        Mar 29, 2018 to Mar 21, 2019
      • RAUM · $303M to $164M
        Mar 29, 2018 to Mar 21, 2019
      • Advisory employees · 5 to 4
        Mar 30, 2017 to Mar 29, 2018
      • Charity clients · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Corporate clients · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • HNW clients · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Individual clients · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Pension plan clients · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 5.0
        Mar 30, 2017 to Mar 29, 2018
      • Assets in custody · $648M to $303M
        Mar 30, 2017 to Mar 29, 2018
      • Employees · 14 to 9
        Mar 30, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Discretionary RAUM · $648M to $303M
        Mar 30, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 303009000.0
        Mar 30, 2017 to Mar 29, 2018
      • RAUM · $648M to $303M
        Mar 30, 2017 to Mar 29, 2018
      • Related adviser · true to false
        Mar 30, 2017 to Mar 29, 2018
      • Accounts · 13 to 5
        Jan 31, 2017 to Mar 30, 2017
      • Advisory employees · 10 to 5
        Jan 31, 2017 to Mar 30, 2017
      • Advisory activities · 2 to 1
        Jan 31, 2017 to Mar 30, 2017
      • BD registered reps · 2 to 0
        Jan 31, 2017 to Mar 30, 2017
      • Assets in custody · $1.7B to $648M
        Jan 31, 2017 to Mar 30, 2017
      • Employees · 24 to 14
        Jan 31, 2017 to Mar 30, 2017
      • Private funds · 12 to 5
        Jan 31, 2017 to Mar 30, 2017
      • Discretionary RAUM · $1.7B to $648M
        Jan 31, 2017 to Mar 30, 2017
      • Non-discretionary RAUM · $43.8M to $0
        Jan 31, 2017 to Mar 30, 2017
      • RAUM · $1.8B to $648M
        Jan 31, 2017 to Mar 30, 2017
      • Related broker-dealer · true to false
        Jan 31, 2017 to Mar 30, 2017
      • Accounts · 12 to 13
        Mar 31, 2015 to Mar 29, 2016
      • Advisory employees · 19 to 10
        Mar 31, 2015 to Mar 29, 2016
      • Advisory activities · 1 to 2
        Mar 31, 2015 to Mar 29, 2016
      • Assets in custody · $2.0B to $1.7B
        Mar 31, 2015 to Mar 29, 2016
      • Employees · 36 to 24
        Mar 31, 2015 to Mar 29, 2016
      • Discretionary RAUM · $2.0B to $1.7B
        Mar 31, 2015 to Mar 29, 2016
      • Non-discretionary RAUM · $51.8M to $43.8M
        Mar 31, 2015 to Mar 29, 2016
      • RAUM · $2.1B to $1.8B
        Mar 31, 2015 to Mar 29, 2016
      • Accounts · 11 to 12
        Feb 2, 2015 to Mar 31, 2015
      Signals
      2 dated events
      • Five Mile Capital Partners Llc reported RAUM $164.1M, down 46% from $303.0M (2018-03-29 to 2019-03-21)
        Mar 21, 2019 · RAUM change · derived
      • Five Mile Capital Partners Llc reported RAUM $303.0M, down 53% from $647.9M (2017-03-30 to 2018-03-29)
        Mar 29, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      Five Mile Capital Partners LLC is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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