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Former SEC-registered adviser

S• G•••••• A•••• M••••••••• L••

Former SEC-registered adviserNew York, New YorkCRD 161746SEC 801-74106IAPD
Legal name A••••• C•••••• M••••••••• L••
Latest filing Mar 28, 2023
First filing on the tape Feb 14, 2012 · 24 filings
RAUM
$27.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$27.2M as of Mar 28, 2023
Mar 18, 2013$44.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2023
Mar 18, 20130 then
Employees (5.A)3 as of Mar 28, 2023
Mar 18, 20135 then
Private funds1 as of Apr 29, 2020
Mar 18, 20131 then
RAUM -1.8% over the last fiscal year-10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$13.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-1.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$21.8M80%
  • Insurance companies$5.4M20%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S• A••••• M••••• F••• L•••no longer reportedHedge Fund$37.3M2Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • G••••••• S••••••• M•••• · Chief Investment Officercontrol
        since 01/2010 · owns less than 5%
      • J•••••• G•••••• W•••• · Chief Compliance Officer, Chief Financial Officercontrol
        since 01/2010 · owns less than 5%
      • G••••••• S••••••• M•••• · Sole Membercontrol
        since 04/2013 · owns 75% or more of T•• G•••••• G•••• L••
      Entity owners
      • T•• G•••••• G•••• L•• · Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $27.7M to $27.2M
        Mar 31, 2022 to Mar 28, 2023
      • RAUM · $27.7M to $27.2M
        Mar 31, 2022 to Mar 28, 2023
      • Employees · 2 to 3
        May 13, 2021 to Mar 31, 2022
      • Discretionary RAUM · $27.7M to $27.7M
        May 13, 2021 to Mar 31, 2022
      • RAUM · $27.7M to $27.7M
        May 13, 2021 to Mar 31, 2022
      • Accounts · 1 to 2
        Nov 16, 2020 to May 13, 2021
      • Corporate clients · unset to 1.0
        Nov 16, 2020 to May 13, 2021
      • Financial planning clients · unset to 0
        Nov 16, 2020 to May 13, 2021
      • Private funds · 1 to unset
        Nov 16, 2020 to May 13, 2021
      • Discretionary RAUM · $37.3M to $27.7M
        Nov 16, 2020 to May 13, 2021
      • RAUM · $37.3M to $27.7M
        Nov 16, 2020 to May 13, 2021
      • Legal name · S• G•••••• A•••• M••••••••• L•• to A••••• C•••••• M••••••••• L••
        Aug 19, 2020 to Nov 16, 2020
      • Discretionary RAUM · $37.0M to $37.3M
        May 14, 2019 to Apr 29, 2020
      • RAUM · $37.0M to $37.3M
        May 14, 2019 to Apr 29, 2020
      • Discretionary RAUM · $45.6M to $37.0M
        Mar 27, 2018 to Mar 27, 2019
      • RAUM · $45.6M to $37.0M
        Mar 27, 2018 to Mar 27, 2019
      • Other offices · unset to 0.0
        May 4, 2017 to Mar 27, 2018
      • Discretionary RAUM · $45.5M to $45.6M
        May 4, 2017 to Mar 27, 2018
      • RAUM · $45.5M to $45.6M
        May 4, 2017 to Mar 27, 2018
      • Discretionary RAUM · $45.0M to $45.5M
        Mar 28, 2016 to Mar 21, 2017
      • RAUM · $45.0M to $45.5M
        Mar 28, 2016 to Mar 21, 2017
      • Advisory employees · 2 to 1
        Aug 27, 2015 to Mar 28, 2016
      • Employees · 4 to 2
        Aug 27, 2015 to Mar 28, 2016
      • Discretionary RAUM · $53.0M to $45.0M
        Aug 27, 2015 to Mar 28, 2016
      • RAUM · $53.0M to $45.0M
        Aug 27, 2015 to Mar 28, 2016
      • Assets in custody · 50000000.0 to unset
        Nov 19, 2014 to Mar 24, 2015
      • Custody of client assets · true to false
        Nov 19, 2014 to Mar 24, 2015
      • Assets in custody · unset to 50000000.0
        May 7, 2014 to Nov 19, 2014
      • Custody of client assets · false to true
        May 7, 2014 to Nov 19, 2014
      • Advisory employees · 3 to 2
        May 15, 2013 to Mar 31, 2014
      • Employees · 5 to 4
        May 15, 2013 to Mar 31, 2014
      • Discretionary RAUM · $44.0M to $53.0M
        May 15, 2013 to Mar 31, 2014
      • RAUM · $44.0M to $53.0M
        May 15, 2013 to Mar 31, 2014
      • Accounts · 2 to 1
        Feb 15, 2012 to Mar 18, 2013
      • Advisory employees · unset to 3.0
        Feb 15, 2012 to Mar 18, 2013
      • BD registered reps · unset to 2.0
        Feb 15, 2012 to Mar 18, 2013
      • Employees · unset to 5.0
        Feb 15, 2012 to Mar 18, 2013
      • State-registered IARs · unset to 0.0
        Feb 15, 2012 to Mar 18, 2013
      • Discretionary RAUM · $97.0M to $44.0M
        Feb 15, 2012 to Mar 18, 2013
      • RAUM · $97.0M to $44.0M
        Feb 15, 2012 to Mar 18, 2013
      Signals
      1 dated events
      • Angeliki Frangou (Manager) no longer on Schedule A of S• G•••••• A•••• M••••••••• L•• (listed 2020-05-07, absent 2020-08-19)
        Aug 19, 2020 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026