DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

P••• G•• L••

Former SEC-registered adviserHouston, TexasCRD 161760SEC 801-100505IAPD
Latest filing Apr 27, 2016
First filing on the tape Jun 30, 2015 · 3 filings
RAUM
$160M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$160M gross assets
History
3 filings and snapshots on the tape
RAUM$160M as of Apr 27, 2016
Jun 30, 2015$180M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 27, 2016
Jun 30, 20150 then
Employees (5.A)3 as of Apr 27, 2016
Jun 30, 20153 then
Private funds2 as of Apr 27, 2016
Jun 30, 20154 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 27, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$80.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$56,870, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$56,870 for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      P•••• A•••••• G••••• F•••• L•••Private Equity Fund$8.7M59Mar 30, 2012
      P••• C••••••••• L•••Private Equity Fund$1.0M42Mar 28, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • A••••• R••••••• B• · Managercontrol
        since 06/2005 · owns 10% to 25%
      • C••••••• G••••• M•••• · Managercontrol
        since 06/2005 · owns 10% to 25%
      • H••••••• R•••••• K••• · Managercontrol
        since 06/2005 · owns less than 5%
      • V••••••• R••••••• B••••••• · President And Managercontrol
        since 06/2005 · owns 25% to 50%
      • R••••••••• S••••••• J•••••••• · Chief Compliance Officer
        since 03/2012 · owns less than 5%
      Entity owners
      • C•• G•• L•• · Member
        direct · owns 50% to 75%
      • C••••••• I••••••••• P•••••••• L••• · Member
        indirect · owns 75% or more of C•• G•• L••
      • T•••• P••••••••• C•••••• · General Partner
        indirect · owns F of C••••••• Investment Partners, LP
      Related persons
      Schedule D 7.A
      • P•••• G•• L••••••
        n
      • P•••• I••••••••• P•••••••• L•
        n
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $245,326 to $56,870
        Jun 30, 2015 to Mar 30, 2016
      • Private funds · 4 to 2
        Jun 30, 2015 to Mar 30, 2016
      • Discretionary RAUM · $180M to $160M
        Jun 30, 2015 to Mar 30, 2016
      • RAUM · $180M to $160M
        Jun 30, 2015 to Mar 30, 2016
      Signals
      1 dated events
      • P••• G•• L•• filed its initial SEC registration (Form ADV)
        Jun 30, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      P•••LP.COMreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026