DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

H• V••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 161788SEC 801-74371websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Feb 21, 2012 · 31 filings
SEC status approved since Mar 29, 2012
RAUM
$5.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
40
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
19
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$5.9B as of Mar 31, 2026
Apr 1, 2013$657M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)40 as of Mar 31, 2026
Apr 1, 201310 then
Private funds19 as of Mar 31, 2026
Apr 1, 20133 then
RAUM -22% over the last fiscal year-16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$196MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-22%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$5.9B, 27 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$5.9B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
30reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$5.9B for 27 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      16 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      H• V••• S•••••• O••••••••• M••••• F•••• L•••Hedge Fund$7.6B642Feb 21, 2012
      H• V••• O••••••••• C•••••• M••••• F••• I• L•Hedge Fund$1.1B115Mar 31, 2022
      H• V••• S•••••• O••••••••• F••• L•no longer reportedHedge Fund$632M181Apr 1, 2013
      H• V••• S•••••• O••••••••• F•••• L•••no longer reportedHedge Fund$264M70Apr 1, 2013
      H• V••• O••••••••• C•••••• M••••• F••• I•• A• L•Hedge Fund$131M72Nov 21, 2024
      H• V••• O••••••••• C•••••• M••••• F••• I•• B• L•Hedge Fund$131M72Nov 21, 2024
      D•••••••• M••••• F••• S•• L•••• F•• A•• O• B••••• O• I•• S••••••••• P•••••••• B•Hedge Fund$85.3M19Nov 24, 2021
      H• V••• O••••••••• C•••••• M••••• F••• L•Hedge Fund$73.7M96Nov 25, 2019
      D•••••••• S••••• L• • S••••••••• P•••••••• C•Hedge Fund$64.5M2Feb 24, 2023
      D•••••••• M••••• F••• S•• L•••• F•• A•• O• B••••• O• I•• S••••••••• P•••••••• A•no longer reportedPrivate Equity Fund$1.3M0Mar 29, 2019
      H• V••• O••••••••• C•••••• F••• ••••••• I•• A• L•Hedge Fund$00Nov 21, 2024
      H• V••• O••••••••• C•••••• ••••• F••• I••Hedge Fund$00Nov 21, 2024
      H• V••• O••••••••• C•••••• F••• I•• B• L•Hedge Fund$00Nov 21, 2024
      H• V••• O••••••••• C•••••• F••• ••••••• I•• B• L•Hedge Fund$00Nov 21, 2024
      H•• O•• ••••••• I•• B•• L•Hedge Fund$00Nov 21, 2024
      H•• O•• ••••••• I•• A•• L•Hedge Fund$00Nov 21, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • G•••••• P•••••• M••••• · Chief Operating Officercontrol
        since 06/2009 · owns less than 5%
      • L••• M•••• · General Counselcontrol
        since 12/2014 · owns less than 5%
      • L••• M•••••• · Chief Financial Officercontrol
        since 06/2010 · owns less than 5%
      • M•••••• C••••••••• · Chief Compliance Officercontrol
        since 06/2017 · owns less than 5%
      • V•••• P••••• M• · Managing Membercontrol
        since 04/2017 · owns F of H• V••• M••••••••• •••• L••
      • V•••• P••••• M• · Limited Partnercontrol
        since 04/2017 · owns 75% or more of H• V••• M••••••••• L•
      Entity owners
      • H• V••• M••••••••• L• · Sole Member
        direct · owns 75% or more
      • H• V••• M••••••••• •••• L•• · General Partner
        indirect · owns F of H• V••• M••••••••• L•
      Related persons
      Schedule D 7.A
      • D•••••••• ••• L•• • S••••••••• P•••••••• B•
        bankpooled vehicle sponsorn
      • D•••••••• ••• L•• • S••••••••• P•••••••• C•
        bankpooled vehicle sponsorn
      • H• V••• ••• L••
        bankpooled vehicle sponsorn
      • H• V••• O••••••••• C•••••• ••• I• L••
        bankpooled vehicle sponsorn
      • H• V••• O••••••••• C•••••• ••• L••
        bankpooled vehicle sponsorn
      • M•••••• C••••••••• ••• S••••• L•• • S••••• I•
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 26 to 30
        Aug 29, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 26 to 30
        Aug 29, 2025 to Mar 31, 2026
      • Assets in custody · $7.5B to $5.9B
        Aug 29, 2025 to Mar 31, 2026
      • Private funds · 15 to 19
        Aug 29, 2025 to Mar 31, 2026
      • Discretionary RAUM · $7.5B to $5.9B
        Aug 29, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $1.9M to $1.8M
        Aug 29, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $7.6B to $5.9B
        Aug 29, 2025 to Mar 31, 2026
      • RAUM · $7.6B to $5.9B
        Aug 29, 2025 to Mar 31, 2026
      • Accounts · 25 to 26
        Apr 23, 2025 to Aug 29, 2025
      • Pooled vehicle clients · 25 to 26
        Apr 23, 2025 to Aug 29, 2025
      • Employees · 39 to 40
        Apr 23, 2025 to Aug 29, 2025
      • Financial planning clients · 0 to 0
        Apr 23, 2025 to Aug 29, 2025
      • Private funds · 14 to 15
        Apr 23, 2025 to Aug 29, 2025
      • Accounts · 24 to 25
        Nov 21, 2024 to Apr 23, 2025
      • Pooled vehicle clients · 24 to 25
        Nov 21, 2024 to Apr 23, 2025
      • Assets in custody · $9.4B to $7.5B
        Nov 21, 2024 to Apr 23, 2025
      • Private funds · 13 to 14
        Nov 21, 2024 to Apr 23, 2025
      • Discretionary RAUM · $9.4B to $7.5B
        Nov 21, 2024 to Apr 23, 2025
      • Non-discretionary RAUM · $10.0M to $1.9M
        Nov 21, 2024 to Apr 23, 2025
      • Pooled vehicle RAUM · $9.4B to $7.6B
        Nov 21, 2024 to Apr 23, 2025
      • RAUM · $9.4B to $7.6B
        Nov 21, 2024 to Apr 23, 2025
      • Accounts · 16 to 24
        May 2, 2024 to Nov 21, 2024
      • Pooled vehicle clients · 16 to 24
        May 2, 2024 to Nov 21, 2024
      • Assets in custody · $9.2B to $9.4B
        May 2, 2024 to Nov 21, 2024
      • Employees · 40 to 39
        May 2, 2024 to Nov 21, 2024
      • Private funds · 5 to 13
        May 2, 2024 to Nov 21, 2024
      • Discretionary RAUM · $9.2B to $9.4B
        May 2, 2024 to Nov 21, 2024
      • Non-discretionary RAUM · $11.0M to $10.0M
        May 2, 2024 to Nov 21, 2024
      • Pooled vehicle RAUM · $9.3B to $9.4B
        May 2, 2024 to Nov 21, 2024
      • RAUM · $9.3B to $9.4B
        May 2, 2024 to Nov 21, 2024
      • Advisory employees · 13 to 14
        Apr 18, 2023 to Mar 28, 2024
      • Assets in custody · $10B to $9.2B
        Apr 18, 2023 to Mar 28, 2024
      • Employees · 38 to 40
        Apr 18, 2023 to Mar 28, 2024
      • Discretionary RAUM · $10B to $9.2B
        Apr 18, 2023 to Mar 28, 2024
      • Non-discretionary RAUM · $14.0M to $11.0M
        Apr 18, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $10B to $9.3B
        Apr 18, 2023 to Mar 28, 2024
      • RAUM · $10B to $9.3B
        Apr 18, 2023 to Mar 28, 2024
      • Assets in custody · $9.7B to $10B
        Feb 24, 2023 to Apr 3, 2023
      • Employees · 37 to 38
        Feb 24, 2023 to Apr 3, 2023
      • Discretionary RAUM · $9.7B to $10B
        Feb 24, 2023 to Apr 3, 2023
      Signals
      1 dated events
      • H• V••• C•••••• M••••••••• L•• reported RAUM $6.8B, up 39% from $4.9B (2018-03-29 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/hg-vora-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
      Website
      HGV•••.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-707-4300reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026