DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Delta-V Capital, LLC
Latest filing Mar 26, 2026
First filing on the tape Jul 7, 2015 · 21 filings
SEC status approved since Jul 10, 2015
RAUM
$1.6B
reported, Item 5.F
Discretionary
66%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$784M
derived; firm RAUM over IAPD count
Employees
18
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
25
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.6B as of Mar 26, 2026
Mar 30, 2016$264M then
HNW client RAUM$0 as of Mar 26, 2026
Mar 14, 2018$0 then
State-registered IARs (5.B.3)2 as of Mar 26, 2026
Mar 30, 20161 then
Employees (5.A)18 as of Mar 26, 2026
Mar 30, 20164 then
Private funds25 as of Mar 26, 2026
Mar 30, 20166 then
RAUM +19% over the last fiscal year+9.8% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- $784MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $62.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 66%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 9.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.3B, 22 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.6B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 25reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.3B for 22 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Michael Schaller | Denver, Co | Jan 4, 2016 | 17 y | 0 |
| Kyle Lewis Rogers | Denver, Co | Feb 14, 2025 | 27 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Kyle Lewis Rogers from Bdca Venture Adviser, LLCFeb 14, 2025 · Other
Private funds
29 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Delta-V Capital 2015, LP | Private Equity Fund | $257M | 42 | Mar 30, 2016 |
| Delta-V Capital 2015 Access Fund, LP | Private Equity Fund | $140M | 3 | Mar 30, 2016 |
| Delta-V Aw2, LP | Private Equity Fund | $111M | 21 | Mar 31, 2022 |
| Delta-V Capital Fund IV, LP | Private Equity Fund | $107M | 101 | Mar 22, 2021 |
| Delta-V Capital Mrh, LP | Private Equity Fund | $104M | 5 | Mar 30, 2016 |
| Delta-V Capital Opportunity Fund, LP | Private Equity Fund | $85.0M | 2 | Mar 31, 2022 |
| Delta-V Aw, LLC | Private Equity Fund | $75.2M | 2 | Mar 31, 2022 |
| Delta-V Capital Vs1 Fund Holdings, LPno longer reported | Private Equity Fund | $63.3M | 1 | Mar 31, 2022 |
| Delta-V Tw, LLC | Private Equity Fund | $48.7M | 3 | Mar 31, 2022 |
| Delta-V Od, LP | Private Equity Fund | $46.5M | 3 | Mar 22, 2023 |
| Delta-V Cn, LP | Private Equity Fund | $30.8M | 24 | Mar 22, 2021 |
| Delta-V Capital Access Fund III, LP | Private Equity Fund | $27.4M | 3 | Mar 31, 2022 |
| Delta-V Tw2, LP | Private Equity Fund | $24.9M | 4 | Mar 22, 2023 |
| Delta-V Tw Access, LLC | Private Equity Fund | $24.8M | 1 | Mar 31, 2022 |
| Delta-V Lifestyle1-Th, LPno longer reported | Private Equity Fund | $21.1M | 2 | Mar 31, 2022 |
| Delta-V Capital Vs1 Fund, LP | Private Equity Fund | $14.1M | 5 | Apr 27, 2018 |
| Delta-V Ps, LP | Private Equity Fund | $12.8M | 1 | Mar 25, 2024 |
| Delta-V Wb, LP | Private Equity Fund | $11.9M | 5 | Mar 31, 2022 |
| Delta-V Ag, LLC | Private Equity Fund | $9.9M | 2 | Apr 29, 2022 |
| Delta-V Lifestyle1-Th Vs1, LP | Private Equity Fund | $6.5M | 2 | Apr 29, 2022 |
| Manitou Associates, LLCno longer reported | Venture Capital Fund | $5.1M | 4 | Mar 30, 2012 |
| Delta-V Capital Opportunity Fund II Gpa, LP | Private Equity Fund | $5.0M | 2 | Mar 25, 2024 |
| Delta-V Capital Access Fund, LP | Private Equity Fund | $4.7M | 3 | Mar 27, 2014 |
| Delta-V Capital 2011, LP | Private Equity Fund | $4.7M | 13 | Mar 30, 2012 |
| Delta-V Aw3, LP | Private Equity Fund | $3.9M | 1 | Mar 31, 2022 |
| Delta-V Lifestyle2-Th, LP | Private Equity Fund | $2.4M | 5 | Mar 31, 2022 |
| Delta-V Lifestyle1-Th, LP | Private Equity Fund | $1.1M | 2 | Mar 31, 2022 |
| Delta-V Capital 2009, LPno longer reported | Private Equity Fund | $819,004 | 6 | Mar 30, 2012 |
| Delta-V Wf, LPno longer reported | Private Equity Fund | $385,839 | 19 | Mar 22, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Gordon Rand Lewis · Ownercontrolsince 12/2021 · owns 75% or more of Lewis Family Trust
- Michael David Schaller · Ownercontrolsince 12/2021 · owns 75% or more of Prdv Growth, LLC
- Joseph Colin Barclay · Partnersince 12/2021 · owns less than 5%
- Garrett Marsilio · Minority Ownersince 01/2024 · owns less than 5%
- Lewis Kyle Rogers · Chief Operating Officer, Chief Compliance Officersince 07/2016 · owns less than 5%
- Jason Daniel Williams · Partnersince 12/2021 · owns 5% to 10%
- Anne Leslie Lewis · Ownersince 12/2021 · owns 25% to 50% of Lewis Family Trust
Entity owners
- Prdv Growth, LLC · Ownerdirect · owns 25% to 50%
- Delta-V Capital Management, LP · Ownerdirect · owns 50% to 75%
- Lewis Family Trust · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Delta-V Capital 2011 Holdings, LPpooled vehicle sponsorn
- Delta-V Capital 2015 Access Fund Holdings, LPpooled vehicle sponsorn
- Delta-V Capital 2015 Holdings, LPpooled vehicle sponsorn
- Delta-V Capital Access Fund Holdings, LPpooled vehicle sponsorn
- Delta-V Capital Fund IV Holdings, LPpooled vehicle sponsorn
- Delta-V Capital Fund V Spv Holdings, LPpooled vehicle sponsorn
- Delta-V Capital Mrh Holdings, LPpooled vehicle sponsorn
- Delta-V Capital Opportunity Fund Holdings, LPpooled vehicle sponsorn
- Delta-V Capital Spv Holdings, LPpooled vehicle sponsorn
- Delta-V Capital Vs1 Fund Holdings, LPpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 27 to 25Nov 3, 2025 to Mar 26, 2026
- Pooled vehicle clients · 27 to 25Nov 3, 2025 to Mar 26, 2026
- Assets in custody · $1.3B to $1.3BNov 3, 2025 to Mar 26, 2026
- Private funds · 27 to 25Nov 3, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.0B to $1.0BNov 3, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $309M to $525MNov 3, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $1.3B to $1.6BNov 3, 2025 to Mar 26, 2026
- RAUM · $1.3B to $1.6BNov 3, 2025 to Mar 26, 2026
- Accounts · 23 to 27Mar 25, 2024 to Mar 27, 2025
- Pooled vehicle clients · 23 to 27Mar 25, 2024 to Mar 27, 2025
- Assets in custody · $1.3B to $1.3BMar 25, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 27, 2025
- Private funds · 24 to 27Mar 25, 2024 to Mar 27, 2025
- Discretionary RAUM · $968M to $1.0BMar 25, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $326M to $309MMar 25, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.3B to $1.3BMar 25, 2024 to Mar 27, 2025
- RAUM · $1.3B to $1.3BMar 25, 2024 to Mar 27, 2025
- Accounts · 22 to 23Mar 22, 2023 to Mar 25, 2024
- Pooled vehicle clients · 22 to 23Mar 22, 2023 to Mar 25, 2024
- Assets in custody · unset to 1294064187.0Mar 22, 2023 to Mar 25, 2024
- Custody of client assets · false to trueMar 22, 2023 to Mar 25, 2024
- Private funds · 22 to 24Mar 22, 2023 to Mar 25, 2024
- Discretionary RAUM · $784M to $968MMar 22, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $399M to $326MMar 22, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $1.2B to $1.3BMar 22, 2023 to Mar 25, 2024
- RAUM · $1.2B to $1.3BMar 22, 2023 to Mar 25, 2024
- Accounts · 20 to 22Apr 29, 2022 to Mar 22, 2023
- Pooled vehicle clients · 20 to 22Apr 29, 2022 to Mar 22, 2023
- Employees · 16 to 18Apr 29, 2022 to Mar 22, 2023
- HQ city · BOULDER to DENVERApr 29, 2022 to Mar 22, 2023
- Private funds · 21 to 22Apr 29, 2022 to Mar 22, 2023
- Discretionary RAUM · $905M to $784MApr 29, 2022 to Mar 22, 2023
- Non-discretionary RAUM · $470M to $399MApr 29, 2022 to Mar 22, 2023
- Pooled vehicle RAUM · $1.4B to $1.2BApr 29, 2022 to Mar 22, 2023
- RAUM · $1.4B to $1.2BApr 29, 2022 to Mar 22, 2023
- Private funds · 20 to 21Mar 31, 2022 to Apr 29, 2022
- Accounts · 9 to 20Mar 22, 2021 to Mar 31, 2022
- Advisory employees · 6 to 11Mar 22, 2021 to Mar 31, 2022
- Pooled vehicle clients · 6 to 20Mar 22, 2021 to Mar 31, 2022
- Employees · 15 to 16Mar 22, 2021 to Mar 31, 2022
Signals
4 dated events
- Delta-V Capital, Llc reported RAUM $1.4B, up 93% from $710.9M (2021-03-22 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Delta-V Capital, Llc reported RAUM $710.9M, up 27% from $557.6M (2020-03-25 to 2021-03-22)Mar 22, 2021 · RAUM change · derived
- Delta-V Capital, Llc reported RAUM $557.6M, up 30% from $428.1M (2019-09-13 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- Delta-V Capital, Llc filed its initial SEC registration (Form ADV)Jul 7, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Delta-V Capital, LLC · Independent Sponsorsshared crd · capital_provider
- Delta-V Capital, LLC · Private Equityshared crd · organization
- Delta-V Capital, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/961109reportedpublic record, Form ADV, Sep 17, 2026
- Website
- DELTAVCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-405-7565reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $784Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026