DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• L••
Latest filing May 5, 2026
First filing on the tape Mar 5, 2012 · 19 filings
SEC status approved since Mar 14, 2012
RAUM
$270M
reported, Item 5.F
Discretionary
39%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$270M as of May 5, 2026
Mar 27, 2013$330M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 5, 2026
Mar 27, 20130 then
Employees (5.A)5 as of May 5, 2026
Mar 27, 20136 then
Private funds4 as of May 5, 2026
Mar 27, 20134 then
RAUM -14% over the last fiscal year-9.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $67.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 39%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $216M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$270M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $216M for 4 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••• G••••• C•••••• P••••••• I•• L• | Private Equity Fund | $92.7M | 2 | Mar 28, 2022 |
| M••••••• G••••• C•••••• I••• L• • B••••••• S••••• | Private Equity Fund | $73.7M | 2 | Mar 20, 2018 |
| M••••••• G••••• C•••••• P••••••• I•• L••••••••• S••••• | Private Equity Fund | $37.2M | 2 | Mar 20, 2018 |
| M••••••• G••••• C•••••• P•••••••• L••••••••• S••••• | Private Equity Fund | $16.5M | 2 | Mar 20, 2018 |
| I••••••••• P••••••• L•••••• P•••••••••no longer reported | Private Equity Fund | $16.4M | 35 | Mar 5, 2012 |
Owners and control persons
Schedule A and B, latest filing
- M•••• M••••••• K•••••• · Senior Managing Partnercontrolsince 11/2001 · owns 50% to 75%
- R••••••••• C••••••• P••••• · Senior Managing Partnercontrolsince 11/2001 · owns 50% to 75%
- S••••••• L•••••• A•• · Chief Compliance Officercontrolsince 01/2012 · owns less than 5%
Related persons
Schedule D 7.A
- B••••••• I••••• M••••••• L••pooled vehicle sponsory
- B••••••• L••investment adviserpooled vehicle sponsory
- M••••••• G••••• C•••••• P••••••• G• I•• L••pooled vehicle sponsory
- M••••••• G••••• C•••••• P••••••• G•• L••pooled vehicle sponsory
- M••••••• G••••• C•••••• P••••••• S••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 5Mar 27, 2025 to Mar 25, 2026
- Assets in custody · $277M to $216MMar 27, 2025 to Mar 25, 2026
- Discretionary RAUM · $102M to $106MMar 27, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $211M to $163MMar 27, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $313M to $270MMar 27, 2025 to Mar 25, 2026
- RAUM · $313M to $270MMar 27, 2025 to Mar 25, 2026
- Advisory employees · 3 to 4Apr 29, 2024 to Mar 27, 2025
- Assets in custody · $278M to $277MApr 29, 2024 to Mar 27, 2025
- Financial planning clients · unset to Apr 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $92.7M to $102MApr 29, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $260M to $211MApr 29, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $353M to $313MApr 29, 2024 to Mar 27, 2025
- RAUM · $353M to $313MApr 29, 2024 to Mar 27, 2025
- Advisory employees · 4 to 3Mar 23, 2023 to Mar 20, 2024
- Assets in custody · $274M to $278MMar 23, 2023 to Mar 20, 2024
- Discretionary RAUM · $82.3M to $92.7MMar 23, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $278M to $260MMar 23, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $361M to $353MMar 23, 2023 to Mar 20, 2024
- RAUM · $361M to $353MMar 23, 2023 to Mar 20, 2024
- Advisory employees · 3 to 4Mar 28, 2022 to Mar 23, 2023
- Assets in custody · $255M to $274MMar 28, 2022 to Mar 23, 2023
- Discretionary RAUM · $49.9M to $82.3MMar 28, 2022 to Mar 23, 2023
- Non-discretionary RAUM · $361M to $278MMar 28, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $411M to $361MMar 28, 2022 to Mar 23, 2023
- RAUM · $411M to $361MMar 28, 2022 to Mar 23, 2023
- Accounts · 3 to 4Mar 22, 2021 to Mar 28, 2022
- Pooled vehicle clients · 3 to 4Mar 22, 2021 to Mar 28, 2022
- Assets in custody · $373M to $255MMar 22, 2021 to Mar 28, 2022
- Private funds · 3 to 4Mar 22, 2021 to Mar 28, 2022
- Discretionary RAUM · $0 to $49.9MMar 22, 2021 to Mar 28, 2022
- Non-discretionary RAUM · $458M to $361MMar 22, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $458M to $411MMar 22, 2021 to Mar 28, 2022
- RAUM · $458M to $411MMar 22, 2021 to Mar 28, 2022
- Accounts · 4 to 3Mar 27, 2020 to Mar 22, 2021
- Advisory employees · 4 to 3Mar 27, 2020 to Mar 22, 2021
- Pooled vehicle clients · 4 to 3Mar 27, 2020 to Mar 22, 2021
- Non-discretionary RAUM · $402M to $458MMar 27, 2020 to Mar 22, 2021
- Pooled vehicle RAUM · $402M to $458MMar 27, 2020 to Mar 22, 2021
- RAUM · $402M to $458MMar 27, 2020 to Mar 22, 2021
- Assets in custody · $400M to $373MMar 26, 2019 to Mar 27, 2020
Signals
3 dated events
- E••••• B••••••• (Chief Financial Officer) no longer on Schedule A of B•••••••• L•• (listed 2021-03-22, absent 2022-03-28)Mar 28, 2022 · Control person left · inference
- E••••• B••••••• (Chief Financial Officer) appeared on Schedule A of B•••••••• L••Mar 27, 2020 · Control person joined · fact
- Steven Tuckley (Chief Financial Officer) no longer on Schedule A of B•••••••• L•• (listed 2019-03-26, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- B•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- B•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/B•••••••-L••••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- B•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-489-9000reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026