DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

E••••••• C••••••

Former SEC-registered adviserAmbler, PennsylvaniaCRD 161807SEC 801-119636IAPD
Legal name E••••••• C•••••• H•••••• C••••••• L•••
Latest filing Oct 6, 2020
First filing on the tape Sep 15, 2020 · 2 filings
RAUM
$67.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
5
$67.7M gross assets
History
2 filings and snapshots on the tape
RAUM$67.7M as of Oct 6, 2020
Sep 15, 2020$67.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Oct 6, 2020
Sep 15, 20200 then
Employees (5.A)7 as of Oct 6, 2020
Sep 15, 20207 then
Private funds5 as of Oct 6, 2020
Sep 15, 202010 then
Practice profile
derived from the filing of Oct 6, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$13.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$67.7M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G••••• S•••••••• M••••••• F•••• L•••Venture Capital Fund$61.1M10Mar 28, 2022
      E••••••• C•••••• P••••••• I• L•Venture Capital Fund$20.7M30Mar 28, 2012
      E••••••• C•••••• P••••••• I• •••••••• L•••Venture Capital Fund$4.3M3Mar 28, 2014
      E••••••• C•••••• P••••••• I•• L•Venture Capital Fund$655,89734Mar 28, 2012
      E•• I• I•••••••• L•Venture Capital Fund$1,74092Mar 28, 2012
      E••••••• C•••••• P••••••• I• L•Venture Capital Fund$045Mar 28, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • P•••• C•••••• · Chief Compliance Officercontrol
        since 06/2020 · owns less than 5%
      • U••••••• S••••• B•••• · Limited Partner, President & Ceocontrol
        since 01/2006 · owns 75% or more
      • H•••••• W••••••• W•••••• · Shareholder, Presidentcontrol
        since 08/2007 · owns 75% or more of H••••• C•••••• ••• I•••
      • U••••••• S••••• B•••• · Membercontrol
        since 08/2007 · owns 50% to 75% of E••••••• C•••••• H•••••• C•••••• M•••••• L••
      Entity owners
      • E••••••• C•••••• H•••••• C•••••• M•••••• L•• · General Partner
        direct · owns less than 5%
      • H••••• C•••••• ••• I••• · Member
        indirect · owns 50% to 75% of E••••••• C•••••• H•••••• C•••••• M•••••• L••
      Related persons
      Schedule D 7.A
      • E•• I• M••••••••• L••
        pooled vehicle sponsorn
      • E•• I• M••••••••• L•••
        pooled vehicle sponsorn
      • E•• I•• M••••••••• L•••
        pooled vehicle sponsorn
      • E•• I• M••••••••• L•••
        pooled vehicle sponsorn
      • E••••••• I• G• •••••••• L•••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Toronto, On, Canada4 employees
      • Palm Beach Gardens, FL1 employees
      What changed
      consecutive filings, newest first
      • Private funds · 10 to 5
        Sep 15, 2020 to Oct 6, 2020
      Signals
      1 dated events
      • E••••••• C•••••• filed its initial SEC registration (Form ADV)
        Sep 15, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/E•••••••-CAPITALreportedpublic record, Form ADV, Sep 18, 2026
      Website
      E•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026