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O•••• C••••••

Former SEC-registered adviserFormer SEC adviser2 private funds· Menlo Park, Californiawebsite

Former SEC-registered adviser, based in Menlo Park, California, reporting $138M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$138M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-8.9%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 161847 · SEC 801-74307 · 9 filingsShow
CRD 161847SEC 801-74307Legal name O•••• C•••••• M••••••••• L•••••First filing on the tape Feb 16, 2012, latest Jun 29, 2019IAPD
RAUM
$138M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$138M gross assets
History
9 filings and snapshots on the tape
RAUM$138M as of Jun 29, 2019
Apr 1, 2013$326M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2019
Apr 1, 20130 then
Employees (5.A)3 as of Jun 29, 2019
Apr 1, 20134 then
Private funds2 as of Jun 29, 2019
Apr 1, 20134 then
RAUM -8.9% over the last fiscal year-8.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$69.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-8.9%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$138M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$138M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$138M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      O•••• C•••••• P•••••••• L•Hedge Fund$72.3M28Feb 16, 2012
      P•• • A••• L•no longer reportedHedge Fund$52.4M2Apr 1, 2013
      O•••• C•••••• P••••••• V••• L•Hedge Fund$36.0M5Feb 16, 2012
      O•••• C•••••• P••••••• 8• L•no longer reportedHedge Fund$17.6M2Apr 1, 2013
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••••• R•••••• · Managing Member And Ccocontrol
        since 03/2003 · owns 75% or more
      Related persons
      Schedule D 7.A
      • O•••• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $152M to $138M
        Mar 28, 2018 to Jun 29, 2019
      • Discretionary RAUM · $152M to $138M
        Mar 28, 2018 to Jun 29, 2019
      • Pooled vehicle RAUM · $152M to $138M
        Mar 28, 2018 to Jun 29, 2019
      • RAUM · $152M to $138M
        Mar 28, 2018 to Jun 29, 2019
      • Pooled vehicle clients · unset to 2.0
        Jun 29, 2017 to Mar 28, 2018
      • Assets in custody · unset to 152016158.0
        Jun 29, 2017 to Mar 28, 2018
      • Custody of client assets · false to true
        Jun 29, 2017 to Mar 28, 2018
      • Other offices · unset to 0.0
        Jun 29, 2017 to Mar 28, 2018
      • Discretionary RAUM · $175M to $152M
        Jun 29, 2017 to Mar 28, 2018
      • Pooled vehicle RAUM · unset to 152016158.0
        Jun 29, 2017 to Mar 28, 2018
      • RAUM · $175M to $152M
        Jun 29, 2017 to Mar 28, 2018
      • HQ city · NEW YORK to MENLO PARK
        Mar 22, 2017 to Jun 29, 2017
      • HQ state · NY to CA
        Mar 22, 2017 to Jun 29, 2017
      • Discretionary RAUM · $183M to $175M
        Mar 29, 2016 to Mar 22, 2017
      • RAUM · $183M to $175M
        Mar 29, 2016 to Mar 22, 2017
      • Accounts · 3 to 2
        Mar 31, 2015 to Mar 29, 2016
      • Private funds · 3 to 2
        Mar 31, 2015 to Mar 29, 2016
      • Discretionary RAUM · $221M to $183M
        Mar 31, 2015 to Mar 29, 2016
      • RAUM · $221M to $183M
        Mar 31, 2015 to Mar 29, 2016
      • Accounts · 4 to 3
        Mar 28, 2014 to Mar 31, 2015
      • Private funds · 4 to 3
        Mar 28, 2014 to Mar 31, 2015
      • Discretionary RAUM · $334M to $221M
        Mar 28, 2014 to Mar 31, 2015
      • RAUM · $334M to $221M
        Mar 28, 2014 to Mar 31, 2015
      • Employees · 4 to 3
        Apr 1, 2013 to Mar 28, 2014
      • Discretionary RAUM · $326M to $334M
        Apr 1, 2013 to Mar 28, 2014
      • RAUM · $326M to $334M
        Apr 1, 2013 to Mar 28, 2014
      • Accounts · 2 to 4
        Feb 16, 2012 to Apr 1, 2013
      • Advisory employees · unset to 3.0
        Feb 16, 2012 to Apr 1, 2013
      • BD registered reps · unset to 0.0
        Feb 16, 2012 to Apr 1, 2013
      • Employees · unset to 4.0
        Feb 16, 2012 to Apr 1, 2013
      • State-registered IARs · unset to 0.0
        Feb 16, 2012 to Apr 1, 2013
      • Private funds · 2 to 4
        Feb 16, 2012 to Apr 1, 2013
      • Discretionary RAUM · $234M to $326M
        Feb 16, 2012 to Apr 1, 2013
      • RAUM · $234M to $326M
        Feb 16, 2012 to Apr 1, 2013
      Signals
      1 dated events
      • ••• Locked
        May 27, 2020 · ria registration change · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026