DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•• M••••••••• C•••••••••
Latest filing Mar 31, 2026
First filing on the tape May 14, 2013 · 22 filings
SEC status approved since Jun 10, 2013
RAUM
$427M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$427M as of Mar 31, 2026
Mar 14, 2014$215M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 14, 20140 then
Employees (5.A)9 as of Mar 31, 2026
Mar 14, 20146 then
Private funds3 as of Mar 31, 2026
Mar 14, 20142 then
RAUM +3.4% over the last fiscal year-2.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $142MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $303M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$427M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $303M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••• E••••••••• P••••••• I•• L••• | Private Equity Fund | $202M | 64 | Mar 25, 2022 |
| H••••• E••••••••• P••••••• I••• L••• | Private Equity Fund | $156M | 37 | Mar 28, 2018 |
| H••••• E••••••••• P••••••• I•• L••• | Private Equity Fund | $59.2M | 50 | Oct 9, 2012 |
| H••••• E••••••••• P•••••••• L••• | Private Equity Fund | $5.7M | 30 | Feb 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- M••••••• E•••• B••••••• · Directorcontrolsince 12/2019 · owns 25% to 50%
- S••••• R••••••• H••••••• · President / Secretary / Directorcontrolsince 02/2004 · owns 5% to 10%
- T•••••••• D••••• P•••••• · Directorcontrolsince 02/2012 · owns 25% to 50%
- W•••• L•••• M•••• · Chief Financial Officercontrolsince 10/2020 · owns less than 5%
- W••••• S••••• A••• · Chief Compliance Officer, Partnercontrolsince 06/2023 · owns less than 5%
Related persons
Schedule D 7.A
- H•• A••••••••• I• L••pooled vehicle sponsory
- H•• A••••••••• I•• L••pooled vehicle sponsory
- H•• A••••••••• I• L••pooled vehicle sponsory
- H•• A••••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 3Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 4 to 3Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $272M to $303MMar 31, 2025 to Mar 31, 2026
- Private funds · 4 to 3Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $412M to $427MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $412M to $427MMar 31, 2025 to Mar 31, 2026
- RAUM · $412M to $427MMar 31, 2025 to Mar 31, 2026
- Advisory employees · 6 to 8Mar 14, 2024 to Mar 31, 2025
- Advisory activities · 1 to 2Mar 14, 2024 to Mar 31, 2025
- Assets in custody · $420M to $272MMar 14, 2024 to Mar 31, 2025
- Employees · 7 to 9Mar 14, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 14, 2024 to Mar 31, 2025
- Discretionary RAUM · $420M to $412MMar 14, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $420M to $412MMar 14, 2024 to Mar 31, 2025
- RAUM · $420M to $412MMar 14, 2024 to Mar 31, 2025
- Related bank · true to falseMar 14, 2024 to Mar 31, 2025
- Advisory employees · 7 to 6Jun 30, 2023 to Mar 14, 2024
- Assets in custody · $229M to $420MJun 30, 2023 to Mar 14, 2024
- Employees · 8 to 7Jun 30, 2023 to Mar 14, 2024
- Discretionary RAUM · $461M to $420MJun 30, 2023 to Mar 14, 2024
- Pooled vehicle RAUM · $461M to $420MJun 30, 2023 to Mar 14, 2024
- RAUM · $461M to $420MJun 30, 2023 to Mar 14, 2024
- Advisory employees · 8 to 7Jun 17, 2022 to Mar 29, 2023
- Advisory activities · 2 to 1Jun 17, 2022 to Mar 29, 2023
- Assets in custody · $255M to $229MJun 17, 2022 to Mar 29, 2023
- Employees · 10 to 8Jun 17, 2022 to Mar 29, 2023
- Discretionary RAUM · $460M to $461MJun 17, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $460M to $461MJun 17, 2022 to Mar 29, 2023
- RAUM · $460M to $461MJun 17, 2022 to Mar 29, 2023
- Accounts · 3 to 4Mar 22, 2021 to Mar 25, 2022
- Pooled vehicle clients · 3 to 4Mar 22, 2021 to Mar 25, 2022
- Assets in custody · $286M to $255MMar 22, 2021 to Mar 25, 2022
- Private funds · 3 to 4Mar 22, 2021 to Mar 25, 2022
- Discretionary RAUM · $394M to $460MMar 22, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $394M to $460MMar 22, 2021 to Mar 25, 2022
- RAUM · $394M to $460MMar 22, 2021 to Mar 25, 2022
- Assets in custody · unset to 285550586.0Feb 4, 2021 to Mar 22, 2021
- Custody of client assets · false to trueFeb 4, 2021 to Mar 22, 2021
- Discretionary RAUM · $346M to $394MFeb 4, 2021 to Mar 22, 2021
- Pooled vehicle RAUM · $346M to $394MFeb 4, 2021 to Mar 22, 2021
Signals
7 dated events
- A••• S•••• W•••• (Chief Compliance Officer, Partner) appeared on Schedule A of H•• M••••••••• C•••••••••Jun 30, 2023 · Control person joined · fact
- B Peter Tedesco (Chief Compliance Officer / Director) no longer on Schedule A of H•• M••••••••• C••••••••• (listed 2023-03-29, absent 2023-06-30)Jun 30, 2023 · Control person left · inference
- Branden Robert Schulz (Treasurer / Director) no longer on Schedule A of H•• M••••••••• C••••••••• (listed 2021-02-04, absent 2021-03-22)Mar 22, 2021 · Control person left · inference
- M•••• L••• W••• (Chief Financial Officer) appeared on Schedule A of H•• M••••••••• C•••••••••Feb 4, 2021 · Control person joined · fact
- Borinsky Ezra Mehlman (Managing Partner) appeared on Schedule A of H•• M••••••••• C•••••••••Mar 10, 2020 · Control person joined · fact
- H•• M••••••••• C••••••••• reported RAUM $360.0M, up 65% from $218.2M (2017-03-04 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- H•• M••••••••• C••••••••• filed its initial SEC registration (Form ADV)May 14, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H•• M••••••••• C••••••••• · Independent Sponsorsshared crd · capital_provider
- H•• M••••••••• C••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- HEPFUND.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-217-4515reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026