DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T••••••• C••••••

Former SEC-registered adviserDallas, TexasCRD 161876SEC 801-79756IAPD
Legal name T••••••• M••••••••• L••
Latest filing Mar 23, 2017
First filing on the tape May 12, 2014 · 5 filings
RAUM
$189M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
6
$125M gross assets
History
5 filings and snapshots on the tape
RAUM$189M as of Mar 23, 2017
Mar 27, 2015$174M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2017
Mar 27, 20150 then
Employees (5.A)7 as of Mar 23, 2017
Mar 27, 20159 then
Private funds6 as of Mar 23, 2017
Mar 27, 20155 then
RAUM +7.2% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$31.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+7.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$125M, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$125M for 6 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T••••••• C•••••• I••• L•Private Equity Fund$53.2M28Mar 20, 2014
      T••••••• C•••••• I•• ••••••••• L•••Private Equity Fund$16.1M3Mar 27, 2015
      T••••••• C•••••• I•• ••••••••• L•••Private Equity Fund$15.2M1Mar 30, 2016
      T••••••• C•••••• I•• L•••Private Equity Fund$2.9M62Mar 22, 2012
      T••••••• C•••••• I• ••••••••• L•••Private Equity Fund$1.0M4Mar 27, 2015
      T••••••• C••••••• L•••Private Equity Fund$36,49348Mar 22, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • H•••••• J•••••••• K••• · Managing Director, Chief Compliance Officer, General Counselcontrol
        since 05/2016 · owns less than 5%
      • K••••• S••••• L• · Managing Membercontrol
        since 06/2005 · owns 75% or more
      • Y•••• C•••• C•••••• · Chief Financial Officercontrol
        since 02/2016 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $62.2M to $125M
        Jul 1, 2016 to Mar 23, 2017
      • Discretionary RAUM · $176M to $189M
        Jul 1, 2016 to Mar 23, 2017
      • RAUM · $176M to $189M
        Jul 1, 2016 to Mar 23, 2017
      • Advisory employees · 3 to 2
        Mar 30, 2016 to Jul 1, 2016
      • Employees · 8 to 7
        Mar 30, 2016 to Jul 1, 2016
      • Accounts · 5 to 6
        Mar 27, 2015 to Mar 30, 2016
      • Assets in custody · $174M to $62.2M
        Mar 27, 2015 to Mar 30, 2016
      • Employees · 9 to 8
        Mar 27, 2015 to Mar 30, 2016
      • Private funds · 5 to 6
        Mar 27, 2015 to Mar 30, 2016
      • Discretionary RAUM · $174M to $176M
        Mar 27, 2015 to Mar 30, 2016
      • RAUM · $174M to $176M
        Mar 27, 2015 to Mar 30, 2016
      • Accounts · 3 to 5
        May 12, 2014 to Mar 27, 2015
      • Assets in custody · $173M to $174M
        May 12, 2014 to Mar 27, 2015
      • Employees · 8 to 9
        May 12, 2014 to Mar 27, 2015
      • Private funds · 6 to 5
        May 12, 2014 to Mar 27, 2015
      • Discretionary RAUM · $173M to $174M
        May 12, 2014 to Mar 27, 2015
      • RAUM · $173M to $174M
        May 12, 2014 to Mar 27, 2015
      Signals
      1 dated events
      • T••••••• C•••••• filed its initial SEC registration (Form ADV)
        May 12, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/T•••••••-CAPITALreportedpublic record, Form ADV, Sep 18, 2026
      Website
      T•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026