DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• I••••••••• P••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 22, 2012 · 44 filings
SEC status approved since Oct 12, 2012
RAUM
$9.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
18 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
28
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$9.6B as of Mar 31, 2026
Feb 8, 2013$308M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Feb 8, 20130 then
Employees (5.A)26 as of Mar 31, 2026
Feb 8, 20138 then
Private funds28 as of Mar 31, 2026
Feb 8, 20131 then
RAUM +16% over the last fiscal year+13% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $291MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $9.6B, 27 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$9.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 33reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $9.6B for 27 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
23 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••• I••••••••• P••••••• I•• A• L••• | Private Equity Fund | $886M | 18 | Mar 31, 2021 |
| B••••• I••••••••• P••••••• I• C• L••• | Private Equity Fund | $667M | 39 | Mar 31, 2017 |
| B••••• I••••••••• P••••••• I•• C• L••• | Private Equity Fund | $647M | 33 | Mar 31, 2021 |
| B••••• I••••••••• P••••••• I•• D• L••• | Private Equity Fund | $561M | 8 | Mar 31, 2021 |
| B••••• I••••••••• P••••••• I•• B• L••• | Private Equity Fund | $551M | 15 | Mar 31, 2021 |
| B•• I•• R••• C••••••••• L••• | Private Equity Fund | $498M | 32 | Mar 30, 2022 |
| B••••• I••••••••• P••••••• I• A• L••• | Private Equity Fund | $407M | 20 | Mar 31, 2023 |
| B••••• I••••••••• P••••••• I• A• L••• | Private Equity Fund | $288M | 14 | Mar 31, 2017 |
| B••••• I••••••••• P••••••• I• C• L••• | Private Equity Fund | $180M | 30 | Mar 31, 2023 |
| B••••• I••••••••• P••••••• I• D• L••• | Private Equity Fund | $91.2M | 9 | Mar 31, 2023 |
| B••••• I••••••••• P••••••• L• | Private Equity Fund | $75.5M | 18 | Feb 8, 2013 |
| P•••••• H••••••• H••••• L••no longer reported | Private Equity Fund | $70.7M | 18 | Mar 31, 2017 |
| B••••• I••••••••• P••••••• I• D• L••• | Private Equity Fund | $64.6M | 3 | Mar 30, 2018 |
| B•• I•• A• P•••••• M••• A•• ••• L••• | Private Equity Fund | $51.3M | 14 | Mar 31, 2021 |
| P•••••• H••••••• A••• L••• | Private Equity Fund | $49.3M | 18 | Mar 31, 2017 |
| B••••• I••••••••• P••••••• I• B• L••• | Private Equity Fund | $42.8M | 9 | Mar 31, 2023 |
| C•••• G••••• L•••• L•• | Private Equity Fund | $30.5M | 1 | Mar 31, 2015 |
| P•••••• L••• A••• L•••no longer reported | Private Equity Fund | $24.6M | 18 | Mar 31, 2015 |
| B•• I• A• P•••••• H••••• A•• ••• L••• | Private Equity Fund | $23.7M | 9 | Mar 31, 2020 |
| B•• I• A• P•••••• H••••• A•• •• L••• | Private Equity Fund | $9.1M | 5 | Mar 31, 2020 |
| B•• I•• A• P•••••• M••• A•• •• L••• | Private Equity Fund | $5.1M | 4 | Mar 31, 2021 |
| P•••••• A••••• A••• L••• | Private Equity Fund | $58,316 | 18 | Mar 24, 2016 |
| B••••• I••••••••• P••••••• I• B• L••• | Private Equity Fund | $0 | 0 | Mar 30, 2018 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• M••••••• J••• · Chief Operating Officer And M•••••controlsince 04/2011 · owns less than 5%
- G••••••••• D••••• S•••• · M•••••controlsince 07/2022 · owns less than 5%
- G•••••• R•••••• J••• · Managing Partner And M•••••controlsince 04/2011 · owns 10% to 25%
- H••••• H•••• W•••••• J••• · M•••••controlsince 07/2022 · owns less than 5%
- J••••• W•• · M•••••controlsince 10/2022 · owns less than 5%
- L••••• S••••• · M•••••, Chief Investment Officercontrolsince 04/2011 · owns 10% to 25%
- O••••••• T•••••• W•••••• · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- H••••••• J••• S•••••• · Ownercontrolsince 08/2007 · owns 75% or more of H••••• C••••••• I•••
Entity owners
- C••••••• I••••••••• M••••••••• H••••••• U• L•• · Ownerdirect · owns 75% or more
- C••••••• I••••••••• G•••• I••• · Ownerindirect · owns 75% or more of C••••••• I••••••••• M••••••••• H••••••• U• L••
- H••••• C••••••• I••• · Ownerindirect · owns 25% to 50% of C••••••• I••••••••• G•••• I•••
Related persons
Schedule D 7.A
- B••••• I••••••••• G•••••• G•••investment advisery
- B••••• I••••••••• P••••••• G• 2• L••pooled vehicle sponsory
- B••••• I••••••••• P••••••• G• L••pooled vehicle sponsory
- B••••• I••••••••• P••••••• G• M••••• L••••••pooled vehicle sponsory
- B••••• I••••••••• P••••••• I• G• 2• L••pooled vehicle sponsory
- B••••• I••••••••• P••••••• I• G• L••••••pooled vehicle sponsory
- B••••• I••••••••• P••••••• I•• G• L••••••pooled vehicle sponsory
- B••••• I••••••••• P••••••• I• G• L••••••pooled vehicle sponsory
- B••••• I••••••••• P••••••• L••investment adviseryRAUM $9.6B
Advisers that list B••••• I••••••••• P••••••• L•• as a related person
- 162276 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 27 to 33Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 17 to 18Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 27 to 33Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $8.3B to $9.6BMar 28, 2025 to Mar 31, 2026
- Employees · 25 to 26Mar 28, 2025 to Mar 31, 2026
- Other offices · 0 to 1Mar 28, 2025 to Mar 31, 2026
- Private funds · 22 to 28Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $8.3B to $9.6BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $8.3B to $9.6BMar 28, 2025 to Mar 31, 2026
- RAUM · $8.3B to $9.6BMar 28, 2025 to Mar 31, 2026
- Accounts · 26 to 27Sep 9, 2024 to Mar 28, 2025
- Advisory employees · 14 to 17Sep 9, 2024 to Mar 28, 2025
- Pooled vehicle clients · 26 to 27Sep 9, 2024 to Mar 28, 2025
- Assets in custody · $7.9B to $8.3BSep 9, 2024 to Mar 28, 2025
- Employees · 20 to 25Sep 9, 2024 to Mar 28, 2025
- Financial planning clients · unset to Sep 9, 2024 to Mar 28, 2025
- HQ state · unset to Sep 9, 2024 to Mar 28, 2025
- Private funds · 21 to 22Sep 9, 2024 to Mar 28, 2025
- Discretionary RAUM · $7.9B to $8.3BSep 9, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $7.9B to $8.3BSep 9, 2024 to Mar 28, 2025
- RAUM · $7.9B to $8.3BSep 9, 2024 to Mar 28, 2025
- Advisory employees · 13 to 14May 2, 2023 to Mar 28, 2024
- Assets in custody · $6.5B to $7.9BMay 2, 2023 to Mar 28, 2024
- Employees · 16 to 20May 2, 2023 to Mar 28, 2024
- Discretionary RAUM · $6.6B to $7.9BMay 2, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $6.6B to $7.9BMay 2, 2023 to Mar 28, 2024
- RAUM · $6.6B to $7.9BMay 2, 2023 to Mar 28, 2024
- Accounts · 25 to 26Feb 16, 2023 to Mar 31, 2023
- Advisory employees · 16 to 13Feb 16, 2023 to Mar 31, 2023
- Pooled vehicle clients · 25 to 26Feb 16, 2023 to Mar 31, 2023
- Assets in custody · $5.1B to $6.5BFeb 16, 2023 to Mar 31, 2023
- Employees · 17 to 16Feb 16, 2023 to Mar 31, 2023
- Private funds · 18 to 21Feb 16, 2023 to Mar 31, 2023
- Discretionary RAUM · $5.2B to $6.6BFeb 16, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $5.2B to $6.6BFeb 16, 2023 to Mar 31, 2023
- RAUM · $5.2B to $6.6BFeb 16, 2023 to Mar 31, 2023
- Assets in custody · $5.1B to $5.1BMar 30, 2022 to Apr 5, 2022
- Discretionary RAUM · $5.3B to $5.2BMar 30, 2022 to Apr 5, 2022
- Pooled vehicle RAUM · $5.3B to $5.2BMar 30, 2022 to Apr 5, 2022
- RAUM · $5.3B to $5.2BMar 30, 2022 to Apr 5, 2022
Signals
12 dated events
- Neil Andrew O'Hara (Member) no longer on Schedule A of B••••• I••••••••• P••••••• L•• (listed 2024-03-28, absent 2024-09-09)Sep 9, 2024 · Control person left · inference
- B••••• I••••••••• P••••••• L•• reported RAUM $6.6B, up 26% from $5.2B (2023-02-16 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Wil Jones (Member) appeared on Schedule A of B••••• I••••••••• P••••••• L••Mar 31, 2023 · Control person joined · fact
- Scott David Greenblatt (Member) appeared on Schedule A of B••••• I••••••••• P••••••• L••Mar 31, 2023 · Control person joined · fact
- Neil Andrew O'Hara (Member) appeared on Schedule A of B••••• I••••••••• P••••••• L••Mar 31, 2023 · Control person joined · fact
- W•••••• John Holt Hanna (Member) appeared on Schedule A of B••••• I••••••••• P••••••• L••Mar 31, 2023 · Control person joined · fact
- W•••••• T••••• O•••••• (Chief Compliance Officer) appeared on Schedule A of B••••• I••••••••• P••••••• L••Feb 16, 2023 · Control person joined · fact
- Jay Hennick (Owner) appeared on Schedule A of B••••• I••••••••• P••••••• L••Jun 28, 2022 · Control person joined · fact
- Roger Jeffrey Neil (Member) no longer on Schedule A of B••••• I••••••••• P••••••• L•• (listed 2022-04-05, absent 2022-06-28)Jun 28, 2022 · Control person left · inference
- B••••• I••••••••• P••••••• L•• reported RAUM $4.7B, up 109% from $2.3B (2020-12-09 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- B••••• I••••••••• P••••••• L•• reported RAUM $2.3B, up 85% from $1.2B (2017-04-03 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- B•••••• B••••• I••••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 22, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••••• I••••••••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- uk.linkedin.com/company/basalt-infrastructure-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44 207 7663340reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026