DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P••• C•••••• P•••••••
Legal name P••• C•••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 31, 2015 · 17 filings
SEC status approved since Apr 13, 2015
RAUM
$200M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$200M as of Mar 27, 2026
Mar 30, 2016$170M then
HNW client RAUM$0 as of Mar 29, 2019
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20160 then
Employees (5.A)8 as of Mar 27, 2026
Mar 30, 20164 then
Private funds5 as of Mar 27, 2026
Mar 30, 20162 then
RAUM +13% over the last fiscal year+4.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $40.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$200M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••• C•••••• E••••• P••••••• I•• L• | Private Equity Fund | $69.6M | 44 | Mar 31, 2015 |
| P••• C•••••• E••••• P••••••• I• L• | Private Equity Fund | $69.5M | 36 | Mar 30, 2023 |
| P••• C•••••• E••••• P••••••• I• ••• L• | Private Equity Fund | $24.5M | 1 | Mar 30, 2023 |
| 8•••••••••no longer reported | Private Equity Fund | $10.2M | 10 | Mar 29, 2012 |
| 8•••••••••no longer reported | Private Equity Fund | $4.6M | 12 | Apr 1, 2013 |
| P••• C•••••• E••••• P••••••• I• L•no longer reported | Private Equity Fund | $4.5M | 22 | Mar 29, 2012 |
| 8•••••••••no longer reported | Private Equity Fund | $446,313 | 1 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• C••••••••• P•• H••• · Chief Compliance Officer, Managing Director, Head Of Business Developmentcontrolsince 06/2009 · owns less than 5%
- D•••••••• M•••••••• A••• · Managing Partnercontrolsince 10/2005 · owns less than 5%
- P••••••• M••••••• S••••• · Managing Partnercontrolsince 10/2005 · owns less than 5%
- D•••••••• M•••••••• A••• · Managing Membercontrolsince 02/2003 · owns 75% or more of P•••••••• C•••••• L••
- P••••••• M••••••• S••••• · Managing Membercontrolsince 05/2002 · owns 75% or more of M•• C••••••• L••
Entity owners
- M•• C••••••• L•• · Managing Memberdirect · owns 50% to 75%
- P•••••••• C•••••• L•• · Managing Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- P••• C•••••• G•••••• P•••••• I•• L••n
- P••• C•••••• G•••••• P•••••• I•• L•pooled vehicle sponsorn
- P••• C•••••• G•••••• P•••••• I• L••n
- P••• C•••••• G•••••• P•••••• I• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 5May 6, 2025 to Mar 27, 2026
- Pooled vehicle clients · 4 to 5May 6, 2025 to Mar 27, 2026
- Private funds · 4 to 5May 6, 2025 to Mar 27, 2026
- Discretionary RAUM · $177M to $200MMay 6, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $177M to $200MMay 6, 2025 to Mar 27, 2026
- RAUM · $177M to $200MMay 6, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 25, 2025 to May 6, 2025
- Accounts · 3 to 4May 6, 2024 to Mar 25, 2025
- Pooled vehicle clients · 3 to 4May 6, 2024 to Mar 25, 2025
- Employees · 7 to 8May 6, 2024 to Mar 25, 2025
- Private funds · 3 to 4May 6, 2024 to Mar 25, 2025
- Discretionary RAUM · $164M to $177MMay 6, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $164M to $177MMay 6, 2024 to Mar 25, 2025
- RAUM · $164M to $177MMay 6, 2024 to Mar 25, 2025
- Related adviser · false to trueMay 6, 2024 to Mar 25, 2025
- Advisory employees · 5 to 7Mar 30, 2023 to Mar 28, 2024
- Employees · 6 to 7Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $178M to $164MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $178M to $164MMar 30, 2023 to Mar 28, 2024
- RAUM · $178M to $164MMar 30, 2023 to Mar 28, 2024
- Accounts · 2 to 3Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 4 to 5Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 2 to 3Mar 30, 2022 to Mar 30, 2023
- Employees · 5 to 6Mar 30, 2022 to Mar 30, 2023
- Private funds · 2 to 3Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $97.5M to $178MMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $97.5M to $178MMar 30, 2022 to Mar 30, 2023
- RAUM · $97.5M to $178MMar 30, 2022 to Mar 30, 2023
- Accounts · 5 to 2Mar 30, 2021 to Mar 30, 2022
- Advisory employees · 6 to 4Mar 30, 2021 to Mar 30, 2022
- Assets in custody · unset to 0.0Mar 30, 2021 to Mar 30, 2022
- Custody of client assets · false to trueMar 30, 2021 to Mar 30, 2022
- Employees · 6 to 5Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $207M to $97.5MMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $207M to $97.5MMar 30, 2021 to Mar 30, 2022
- RAUM · $207M to $97.5MMar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $150M to $207MMay 4, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $150M to $207MMay 4, 2020 to Mar 30, 2021
- RAUM · $150M to $207MMay 4, 2020 to Mar 30, 2021
- Accounts · 6 to 5Mar 29, 2019 to Mar 30, 2020
Signals
2 dated events
- P••• C•••••• P••••••• reported RAUM $97.5M, down 53% from $207.3M (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- P••• C•••••• P••••••• filed its initial SEC registration (Form ADV)Mar 31, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••• C•••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- P••• C•••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/P•••-CAPITAL-PARTNERS-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-888-5700reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026