DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

G••••••••• A•••• M••••••••• H••• K••• L••••••

Former SEC-registered adviserH••• K•••, CRD 161898SEC 801-119863IAPD
Latest filing Oct 27, 2020
First filing on the tape Oct 27, 2020 · 1 filings
RAUM
$5.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $5.9B
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 25
Private funds: no history
Practice profile
derived from the filing of Oct 27, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$297MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
7.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Custody
$5.0B, 15 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$5.0B88%
  • Sovereign wealth funds$448M7.8%
  • Other investment advisers$243M4.2%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
20reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$5.0B for 15 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G••••• C•••• M••••• F•••Hedge Fund$2.4B487Mar 29, 2012
      G••••••••• C•••• H••••••••• M••••• F•••Hedge Fund$88.1M27Sep 17, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • J••••• J•••••• •••• · Directorcontrol
        since 11/2005 · owns less than 5%
      • J••••• J•••••• •••• · Membercontrol
        since 06/2004 · owns 75% or more of I••••• P•••••• G•••• L••••••
      • K•••• A••••• K•••• Y•• · Legal Counsel And Compliance Officer
        since 06/2020 · owns less than 5%
      • Z•••• X••••••• · Director And General Manager
        since 02/2009 · owns less than 5%
      Entity owners
      • I••••• P•••••• G•••• L•••••• · Shareholder
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list G••••••••• A•••• M••••••••• H••• K••• L•••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      1 dated events
      • G••••••••• A•••• M••••••••• H••• K••• L•••••• filed its initial SEC registration (Form ADV)
        Oct 27, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/greenwoods-asset-managementreportedpublic record, Form ADV, Sep 19, 2026
      Website
      G•••••••••ASSET.COMreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026