DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
C•••••• C••••••
Legal name C•••••• C••••••• L••
Latest filing Aug 11, 2026
First filing on the tape Aug 16, 2012 · 28 filings
SEC status approved since Sep 28, 2012
RAUM
$6.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
17 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$6.1B as of Aug 11, 2026
Mar 12, 2013$552M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 11, 2026
Mar 12, 20130 then
Employees (5.A)27 as of Aug 11, 2026
Mar 12, 201313 then
Private funds3 as of Aug 11, 2026
Mar 12, 20132 then
RAUM +85% over the last fiscal year+79% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $507MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +85%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.1B100%
- Pension and profit-sharing plans$7.0M0.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• C•••••• M••••• F••• L•• | Hedge Fund | $1.0B | 23 | Mar 9, 2012 |
| C•••••• C•••••• L••• M••••• F••• L•• | Hedge Fund | $584M | 25 | Mar 13, 2014 |
| P• M•••••• F•••• S•••• S••••••••• P•••••••• 3•no longer reported | Hedge Fund | $12.0M | 22 | Aug 16, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A•••• A•• · Chief Investment Officer/Partnercontrolsince 06/2011 · owns less than 5%
- H••••• R••••• D•••• · Chief Compliance Officer And Chief Operations Officercontrolsince 07/2023 · owns less than 5%
- A•••• A•• · Limited Partnercontrolsince 06/2011 · owns 75% or more of C•••••• C•••••• M••••••••• ••• L••
Entity owners
- C••••• C• H••••••• L•• · Partnerdirect · owns 25% to 50%
- C•••••• C•••••• M••••••••• ••• L•• · Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Dubai, United Arab Emirates2 employees
- 0250 Oslo, Norway1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 13, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-04-24 and 2026-03-13; the peer median change was +3.0% (487 comparable advisers, 94.0th percentile of changes)peers: ASSET_M••••••, $5B to $20B (487) · 94% percentile
- RAUM up 50 %Change between filings · filing Mar 13, 2026RAUM (Item 5.F) moved from $3,298,091,135 to $6,086,321,550 (+85.0%) between the annual amendments of 2025-04-24 and 2026-03-13; the peer median change was +13.0% (631 comparable advisers, 94.0th percentile of changes)peers: ASSET_M••••••, $5B to $20B (631) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 7 to 12Oct 28, 2025 to Mar 13, 2026
- Advisory employees · 10 to 17Oct 28, 2025 to Mar 13, 2026
- Pooled vehicle clients · 7 to 11Oct 28, 2025 to Mar 13, 2026
- Employees · 22 to 27Oct 28, 2025 to Mar 13, 2026
- Discretionary RAUM · $3.3B to $6.1BOct 28, 2025 to Mar 13, 2026
- Pension RAUM · $7.1M to $7.0MOct 28, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $3.3B to $6.1BOct 28, 2025 to Mar 13, 2026
- RAUM · $3.3B to $6.1BOct 28, 2025 to Mar 13, 2026
- Private funds · 2 to 3May 30, 2025 to Oct 28, 2025
- Financial planning clients · unset to Apr 24, 2025 to May 30, 2025
- Accounts · 8 to 7Sep 17, 2024 to Apr 24, 2025
- Advisory employees · 9 to 10Sep 17, 2024 to Apr 24, 2025
- Pension plan clients · unset to 1.0Sep 17, 2024 to Apr 24, 2025
- Pooled vehicle clients · 8 to 7Sep 17, 2024 to Apr 24, 2025
- Employees · 19 to 22Sep 17, 2024 to Apr 24, 2025
- HQ state · unset to Sep 17, 2024 to Apr 24, 2025
- Discretionary RAUM · $1.8B to $3.3BSep 17, 2024 to Apr 24, 2025
- Pension RAUM · unset to 7115726.0Sep 17, 2024 to Apr 24, 2025
- Pooled vehicle RAUM · $1.8B to $3.3BSep 17, 2024 to Apr 24, 2025
- RAUM · $1.8B to $3.3BSep 17, 2024 to Apr 24, 2025
- Advisory employees · 7 to 9Sep 12, 2023 to Mar 26, 2024
- Employees · 14 to 19Sep 12, 2023 to Mar 26, 2024
- Discretionary RAUM · $1.1B to $1.8BSep 12, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $1.1B to $1.8BSep 12, 2023 to Mar 26, 2024
- RAUM · $1.1B to $1.8BSep 12, 2023 to Mar 26, 2024
- Other offices · 0 to 2Mar 23, 2023 to Sep 12, 2023
- Accounts · 7 to 8Mar 9, 2022 to Mar 23, 2023
- Advisory employees · 10 to 7Mar 9, 2022 to Mar 23, 2023
- Pooled vehicle clients · 7 to 8Mar 9, 2022 to Mar 23, 2023
- Discretionary RAUM · $913M to $1.1BMar 9, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $913M to $1.1BMar 9, 2022 to Mar 23, 2023
- RAUM · $913M to $1.1BMar 9, 2022 to Mar 23, 2023
- Advisory employees · 7 to 10Mar 18, 2021 to Mar 9, 2022
- Custody of client assets · false to trueMar 18, 2021 to Mar 9, 2022
- Employees · 11 to 14Mar 18, 2021 to Mar 9, 2022
- Discretionary RAUM · $788M to $913MMar 18, 2021 to Mar 9, 2022
- Pooled vehicle RAUM · $788M to $913MMar 18, 2021 to Mar 9, 2022
- RAUM · $788M to $913MMar 18, 2021 to Mar 9, 2022
- Discretionary RAUM · $639M to $788MMar 10, 2021 to Mar 18, 2021
- Pooled vehicle RAUM · $639M to $788MMar 10, 2021 to Mar 18, 2021
Signals
9 dated events
- C•••••• C•••••• reported RAUM $6.1B, up 85% from $3.3B (2025-10-28 to 2026-03-13)Mar 13, 2026 · RAUM change · derived
- C•••••• C•••••• reported RAUM $3.3B, up 87% from $1.8B (2024-09-17 to 2025-04-24)Apr 24, 2025 · RAUM change · derived
- Azizuddin Syed Faqir (Ceo) no longer on Schedule A of C•••••• C•••••• (listed 2024-03-26, absent 2024-05-21)May 21, 2024 · Control person left · inference
- C•••••• C•••••• reported RAUM $1.8B, up 65% from $1.1B (2023-09-12 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- D•••• R•••• H•••• (Chief Compliance Officer And Chief Operations Officer) appeared on Schedule A of C•••••• C••••••Sep 12, 2023 · Control person joined · fact
- Denis Adrian Headon (Chief Compliance Officer/Chief Operating Officer/Partner) no longer on Schedule A of C•••••• C•••••• (listed 2023-03-23, absent 2023-09-12)Sep 12, 2023 · Control person left · inference
- Azizuddin Syed Faqir (Ceo) appeared on Schedule A of C•••••• C••••••Mar 10, 2021 · Control person joined · fact
- Robert James Kirkwood (Chief Executive Officer) no longer on Schedule A of C•••••• C•••••• (listed 2019-03-04, absent 2020-03-13)Mar 13, 2020 · Control person left · inference
- C•••••• C•••••• filed its initial SEC registration (Form ADV)Aug 16, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/carrhae-capital-llpreportedpublic record, Form ADV, Sep 21, 2026
- Website
- C••••••CAP.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- +44 203 205 4850reportedpublic record, Form ADV, Aug 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026