DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K• I••••••••• M••••••••• L••
Latest filing Aug 3, 2026
First filing on the tape Mar 30, 2016 · 16 filings
SEC status approved since Apr 8, 2016
RAUM
$24B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
75
64 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
26
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$24B as of Aug 3, 2026
Mar 30, 2017$1.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 3, 2026
Mar 30, 20170 then
Employees (5.A)75 as of Aug 3, 2026
Mar 30, 201730 then
Private funds26 as of Aug 3, 2026
Mar 30, 20175 then
RAUM +20% over the last fiscal year+22% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $908MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $23B, 22 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$24B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $23B for 22 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K• P•••••• I••••••••• L••• | Private Equity Fund | $5.5B | 382 | Mar 30, 2021 |
| K• P•••••• I••••••••• L••• | Private Equity Fund | $3.8B | 194 | Mar 29, 2019 |
| K• P•••••• I••••••••• L••• | Private Equity Fund | $1.9B | 116 | Mar 30, 2017 |
| K• P•••••• I••••••••• L••• | Venture Capital Fund | $982M | 88 | Mar 27, 2015 |
| G••••••••• F••• I• L••• | Private Equity Fund | $981M | 13 | Mar 29, 2024 |
| K• P•••••• I••••••••• L• | Private Equity Fund | $949M | 104 | Mar 29, 2024 |
| K•••••••• F••• I• L••• | Private Equity Fund | $441M | 49 | Mar 30, 2022 |
| K• S•••••• O••••••••• F•••• L••• | Private Equity Fund | $410M | 59 | Mar 30, 2016 |
| K•••••••• F••• C• L••• | Private Equity Fund | $239M | 2 | Mar 30, 2022 |
| K• P•••••• I••••••••• L••• | Venture Capital Fund | $203M | 106 | Mar 29, 2012 |
| E••••••••• C••••••• A••••••••• L••• | Private Equity Fund | $154M | 13 | Mar 29, 2024 |
| E••••• S••• L•• | Private Equity Fund | $14.9M | 2 | Mar 29, 2024 |
| K• P•••••• I•••••••• ••• L••• | Venture Capital Fund | $9.7M | 38 | Mar 28, 2014 |
| U•••••• I•••••••• L••no longer reported | Venture Capital Fund | $6.0M | 1 | Mar 27, 2015 |
| I•••••• I•••••••• L•no longer reported | Venture Capital Fund | $5.0M | 3 | Mar 27, 2015 |
| K• W•••••• H••••••• L••no longer reported | Venture Capital Fund | $1.2M | 4 | Mar 29, 2012 |
| B•••• P••• A••••••••• L••• | Private Equity Fund | $0 | 4 | Mar 29, 2024 |
| G••••••••• F••• I•• L••• | Private Equity Fund | $0 | 0 | Mar 29, 2024 |
| K•••••••• F••• C• I•• L••• | Private Equity Fund | $0 | 2 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- K•••••• J•••• R•••• · Chief Compliance Officer And Senior Associatecontrolsince 03/2024 · owns less than 5%
- M••••• N•••• R•••• · Chief Executive Officer And Managing Partnercontrolsince 11/2010 · owns less than 5%
- M••••• K•••• G••••• · General Partnercontrolsince 12/2012 · owns F of M•• L•••••• P•••••••
- M••••• N•••• R•••• · General Partnercontrolsince 12/2012 · owns F of M•• L•••••• P•••••••
Entity owners
- M•• L•••••• P••••••• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- G••••••••• G•• L••pooled vehicle sponsorn
- G••••••••• I• G•• L•••pooled vehicle sponsorn
- K• C•••••• A•••••••• L••pooled vehicle sponsorn
- K• S•••••• O••••••••• F••• G•• L•••pooled vehicle sponsorn
- K• C•••••• A•••••••• L•pooled vehicle sponsorn
- K• C•••••• A•••••••• L•••pooled vehicle sponsorn
- K• C•••••• A•••••••• L•••pooled vehicle sponsorn
- K• C•••••• A•••••••• L•••pooled vehicle sponsorn
- K• C•••••• A•••••••• L•••pooled vehicle sponsorn
- K•••••••• F••• C• I• G•• L••pooled vehicle sponsorn
- K•••••••• G•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 26, 2026discretionary share of RAUM moved from 100.0% to 1.0% between the annual amendments of 2025-03-27 and 2026-03-26peers: asset managers, $20B and over (512)
What changed
consecutive filings, newest first
- Discretionary RAUM · $169M to $23BMar 26, 2026 to Aug 3, 2026
- Non-discretionary RAUM · $23B to $169MMar 26, 2026 to Aug 3, 2026
- Accounts · 20 to 26Feb 20, 2026 to Mar 26, 2026
- Advisory employees · 63 to 64Feb 20, 2026 to Mar 26, 2026
- Pooled vehicle clients · 20 to 26Feb 20, 2026 to Mar 26, 2026
- Assets in custody · $17B to $23BFeb 20, 2026 to Mar 26, 2026
- Employees · 76 to 75Feb 20, 2026 to Mar 26, 2026
- Private funds · 22 to 26Feb 20, 2026 to Mar 26, 2026
- Discretionary RAUM · $20B to $169MFeb 20, 2026 to Mar 26, 2026
- Non-discretionary RAUM · $0 to $23BFeb 20, 2026 to Mar 26, 2026
- Pooled vehicle RAUM · $20B to $24BFeb 20, 2026 to Mar 26, 2026
- RAUM · $20B to $24BFeb 20, 2026 to Mar 26, 2026
- Private funds · 21 to 22Aug 27, 2025 to Feb 20, 2026
- Private funds · 20 to 21Mar 27, 2025 to Aug 27, 2025
- Accounts · 16 to 20Mar 29, 2024 to Mar 27, 2025
- Advisory employees · 66 to 63Mar 29, 2024 to Mar 27, 2025
- Pooled vehicle clients · 16 to 20Mar 29, 2024 to Mar 27, 2025
- Assets in custody · $15B to $17BMar 29, 2024 to Mar 27, 2025
- Employees · 80 to 76Mar 29, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 27, 2025
- Private funds · 16 to 20Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $15B to $20BMar 29, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $15B to $20BMar 29, 2024 to Mar 27, 2025
- RAUM · $15B to $20BMar 29, 2024 to Mar 27, 2025
- Accounts · 9 to 16Mar 30, 2023 to Mar 29, 2024
- Advisory employees · 71 to 66Mar 30, 2023 to Mar 29, 2024
- Pooled vehicle clients · 9 to 16Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $13B to $15BMar 30, 2023 to Mar 29, 2024
- Employees · 83 to 80Mar 30, 2023 to Mar 29, 2024
- Private funds · 9 to 16Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $13B to $15BMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $13B to $15BMar 30, 2023 to Mar 29, 2024
- RAUM · $13B to $15BMar 30, 2023 to Mar 29, 2024
- Accounts · 7 to 9Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 62 to 71Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 7 to 9Mar 30, 2022 to Mar 30, 2023
- Assets in custody · $13B to $13BMar 30, 2022 to Mar 30, 2023
- Employees · 71 to 83Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $13B to $13BMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $13B to $13BMar 30, 2022 to Mar 30, 2023
Signals
7 dated events
- K• I••••••••• M••••••••• L•• reported RAUM $19.7B, up 31% from $15.0B (2024-03-29 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- David Matthew Jones (Chief Compliance Officer And Managing Director) no longer on Schedule A of K• I••••••••• M••••••••• L•• (listed 2023-03-30, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Renee Jean Kisaka (Chief Compliance Officer And Senior Associate) appeared on Schedule A of K• I••••••••• M••••••••• L••Mar 29, 2024 · Control person joined · fact
- K• I••••••••• M••••••••• L•• reported RAUM $13.2B, up 57% from $8.4B (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- K• I••••••••• M••••••••• L•• reported RAUM $8.4B, up 93% from $4.4B (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- K• I••••••••• M••••••••• L•• reported RAUM $4.3B, up 101% from $2.1B (2018-03-30 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- K• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 30, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K• I••••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- K• I••••••••• M••••••••• L•• · Private Equityshared crd · organization
- K• I••••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/k1imreportedpublic record, Form ADV, Sep 18, 2026
- Website
- K1.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 800 310 2870reportedpublic record, Form ADV, Aug 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026