DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
H. Barton Asset Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Jun 3, 2015 · 12 filings
SEC status approved since Jun 29, 2015
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
15
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.5B as of Mar 31, 2026
Mar 29, 2016$333M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20160 then
Employees (5.A)14 as of Mar 31, 2026
Mar 29, 20166 then
Private funds15 as of Mar 31, 2026
Mar 29, 20164 then
RAUM +16% over the last fiscal year+4.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $98.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.5B, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 15reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H. Barton Venture Select IV, LLC | Other Private Fund | $245M | 119 | Mar 22, 2021 |
| H. Barton Venture Select III, LLC | Other Private Fund | $218M | 95 | Mar 28, 2018 |
| H. Barton Venture Select II, LLC | Other Private Fund | $198M | 73 | Mar 30, 2015 |
| H. Barton Co-Invest II Fund, LLC | Private Equity Fund | $136M | 77 | Mar 27, 2014 |
| H. Barton Venture Select, LLC | Other Private Fund | $128M | 83 | Mar 30, 2012 |
| H. Barton Venture Select V, LLC | Other Private Fund | $126M | 115 | Mar 27, 2023 |
| H. Barton Co-Invest Fund V, LLC | Private Equity Fund | $70.4M | 83 | Mar 27, 2023 |
| H. Barton Co-Invest Fund, LLC | Private Equity Fund | $58.2M | 42 | Mar 30, 2012 |
| H. Barton Co-Invest Fund III, LLC | Private Equity Fund | $48.2M | 54 | Mar 31, 2017 |
| H. Barton Co-Invest Fund IV, LLC | Private Equity Fund | $46.1M | 59 | Mar 22, 2021 |
| Hbam Byid, LLC | Private Equity Fund | $4.5M | 16 | Mar 27, 2023 |
| Hbam Coda, LLC | Private Equity Fund | $2.0M | 11 | Mar 31, 2022 |
| Hbam JP, LLC | Private Equity Fund | $665,385 | 8 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Scott Harris Barton · Managing Membercontrolsince 06/2011 · owns 50% to 75%
- Cho Meyoung Waissar · Chief Compliance Officercontrolsince 06/2015 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 13 to 15Mar 25, 2025 to Mar 31, 2026
- Pooled vehicle clients · 13 to 15Mar 25, 2025 to Mar 31, 2026
- Assets in custody · $1.3B to $1.5BMar 25, 2025 to Mar 31, 2026
- Financial planning clients · to 0Mar 25, 2025 to Mar 31, 2026
- Private funds · 13 to 15Mar 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.3B to $1.5BMar 25, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.3B to $1.5BMar 25, 2025 to Mar 31, 2026
- RAUM · $1.3B to $1.5BMar 25, 2025 to Mar 31, 2026
- Related adviser · false to trueMar 25, 2025 to Mar 31, 2026
- Assets in custody · $1.3B to $1.3BMar 28, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 25, 2025
- Discretionary RAUM · $1.3B to $1.3BMar 28, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $1.3B to $1.3BMar 28, 2024 to Mar 25, 2025
- RAUM · $1.3B to $1.3BMar 28, 2024 to Mar 25, 2025
- Assets in custody · $1.3B to $1.3BMar 27, 2023 to Mar 28, 2024
- Employees · 10 to 14Mar 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.3B to $1.3BMar 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.3B to $1.3BMar 27, 2023 to Mar 28, 2024
- RAUM · $1.3B to $1.3BMar 27, 2023 to Mar 28, 2024
- Accounts · 10 to 13Mar 31, 2022 to Mar 27, 2023
- Advisory activities · 2 to 1Mar 31, 2022 to Mar 27, 2023
- Pooled vehicle clients · 10 to 13Mar 31, 2022 to Mar 27, 2023
- Assets in custody · $1.2B to $1.3BMar 31, 2022 to Mar 27, 2023
- Private funds · 10 to 13Mar 31, 2022 to Mar 27, 2023
- Discretionary RAUM · $1.2B to $1.3BMar 31, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $1.2B to $1.3BMar 31, 2022 to Mar 27, 2023
- RAUM · $1.2B to $1.3BMar 31, 2022 to Mar 27, 2023
- Accounts · 8 to 10Mar 22, 2021 to Mar 31, 2022
- Pooled vehicle clients · 8 to 10Mar 22, 2021 to Mar 31, 2022
- Private funds · 8 to 10Mar 22, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.2B to $1.2BMar 22, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.2B to $1.2BMar 22, 2021 to Mar 31, 2022
- RAUM · $1.2B to $1.2BMar 22, 2021 to Mar 31, 2022
- Accounts · 6 to 8Mar 20, 2020 to Mar 22, 2021
- Pooled vehicle clients · 6 to 8Mar 20, 2020 to Mar 22, 2021
- Assets in custody · $628M to $1.2BMar 20, 2020 to Mar 22, 2021
- Employees · 11 to 10Mar 20, 2020 to Mar 22, 2021
- Private funds · 6 to 8Mar 20, 2020 to Mar 22, 2021
- Discretionary RAUM · $628M to $1.2BMar 20, 2020 to Mar 22, 2021
- Pooled vehicle RAUM · $628M to $1.2BMar 20, 2020 to Mar 22, 2021
Signals
2 dated events
- H. Barton Asset Management, Llc reported RAUM $1.2B, up 92% from $628.4M (2020-03-20 to 2021-03-22)Mar 22, 2021 · RAUM change · derived
- H. Barton Asset Management, Llc filed its initial SEC registration (Form ADV)Jun 3, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H. Barton Asset Management, LLC · Independent Sponsorsshared crd · capital_provider
- H. Barton Asset Management, LLC · Private Equityshared crd · organization
- H. Barton Asset Management, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- BARTONAM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 415-231-5172reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026