DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Liberty Wealth Advisors, LLC

Former SEC-registered adviserStamford, ConnecticutCRD 161997SEC 801-76718IAPD
Latest filing Mar 30, 2021
First filing on the tape May 18, 2012 · 21 filings
RAUM
$184M
reported, Item 5.F
Discretionary
17%
of RAUM
Private clients
95%
$176M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$184M as of Mar 30, 2021
Mar 22, 2013$115M then
HNW client RAUM$149M as of Mar 30, 2021
Mar 27, 2018$95.6M then
State-registered IARs (5.B.3)2 as of Mar 30, 2021
Mar 22, 20131 then
Employees (5.A)4 as of Mar 30, 2021
Mar 22, 20135 then
Private funds: no history
RAUM +7.9% over the last fiscal year+8.8% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2021; every figure names its basis
RAUM per advisor
$92.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
98derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$419,860derivedRAUM over accounts (5.F.2.f)
Discretionary
17%derivedof RAUM
Institutional
4.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+7.9%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-0.5%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$20.7M, 170 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$149M81%
  • Individuals$27.4M15%
  • Pension and profit-sharing plans$7.2M3.9%
  • Charitable organizations$1.2M0.6%
Individual clients
119reported
HNW clients
76reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
439reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$20.7M for 170 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Michael Richard Parry · President And Chief Compliance Officercontrol
      since 02/2012 · owns less than 5%
    • Scott James Gladney · Trusteecontrol
      since 06/1992 · owns 75% or more of James S. Gladney 1992 Revocable Trust
    • Michael Richard Parry · Ownercontrol
      since 08/2012 · owns 75% or more of R. Michael Parry Enterprises, LLC
    Entity owners
    • Liberty Lwa Holdings LLC · Member
      direct · owns 75% or more
    • R. Michael Parry Enterprises, LLC · Managing Member
      direct · owns 10% to 25%
    • James S. Gladney 1992 Revocable Trust · Member
      indirect · owns 75% or more of Liberty Lwa Holdings LLC
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 608 to 439
      Oct 30, 2020 to Mar 30, 2021
    • BD registered reps · 2 to 0
      Oct 30, 2020 to Mar 30, 2021
    • HNW clients · 74 to 76
      Oct 30, 2020 to Mar 30, 2021
    • Individual clients · 122 to 119
      Oct 30, 2020 to Mar 30, 2021
    • Discretionary RAUM · $26.4M to $32.0M
      Oct 30, 2020 to Mar 30, 2021
    • HNW RAUM · $132M to $149M
      Oct 30, 2020 to Mar 30, 2021
    • Individual RAUM · $31.7M to $27.4M
      Oct 30, 2020 to Mar 30, 2021
    • Non-discretionary RAUM · $145M to $152M
      Oct 30, 2020 to Mar 30, 2021
    • Pension RAUM · $6.5M to $7.2M
      Oct 30, 2020 to Mar 30, 2021
    • RAUM · $171M to $184M
      Oct 30, 2020 to Mar 30, 2021
    • Accounts · 399 to 608
      Dec 13, 2019 to Mar 27, 2020
    • HNW clients · 60 to 74
      Dec 13, 2019 to Mar 27, 2020
    • Individual clients · 120 to 122
      Dec 13, 2019 to Mar 27, 2020
    • Pension plan clients · 0.0 to unset
      Dec 13, 2019 to Mar 27, 2020
    • Assets in custody · $19.4M to $20.7M
      Dec 13, 2019 to Mar 27, 2020
    • Discretionary RAUM · $9.5M to $26.4M
      Dec 13, 2019 to Mar 27, 2020
    • HNW RAUM · $107M to $132M
      Dec 13, 2019 to Mar 27, 2020
    • Individual RAUM · $30.7M to $31.7M
      Dec 13, 2019 to Mar 27, 2020
    • Non-discretionary RAUM · $135M to $145M
      Dec 13, 2019 to Mar 27, 2020
    • Pension RAUM · $5.4M to $6.5M
      Dec 13, 2019 to Mar 27, 2020
    • RAUM · $145M to $171M
      Dec 13, 2019 to Mar 27, 2020
    • Accounts · 380 to 399
      Mar 27, 2018 to Mar 26, 2019
    • HNW clients · 52 to 60
      Mar 27, 2018 to Mar 26, 2019
    • Individual clients · 114 to 120
      Mar 27, 2018 to Mar 26, 2019
    • Assets in custody · $29.3M to $19.4M
      Mar 27, 2018 to Mar 26, 2019
    • Discretionary RAUM · $11.5M to $9.5M
      Mar 27, 2018 to Mar 26, 2019
    • HNW RAUM · $95.6M to $107M
      Mar 27, 2018 to Mar 26, 2019
    • Individual RAUM · $46.6M to $30.7M
      Mar 27, 2018 to Mar 26, 2019
    • Non-discretionary RAUM · $132M to $135M
      Mar 27, 2018 to Mar 26, 2019
    • Pension RAUM · unset to 5392799.0
      Mar 27, 2018 to Mar 26, 2019
    • RAUM · $143M to $145M
      Mar 27, 2018 to Mar 26, 2019
    • Accounts · 422 to 380
      Mar 30, 2017 to Mar 27, 2018
    • Advisory activities · 2 to 3
      Mar 30, 2017 to Mar 27, 2018
    • Corporate clients · unset to 0.0
      Mar 30, 2017 to Mar 27, 2018
    • HNW clients · unset to 52.0
      Mar 30, 2017 to Mar 27, 2018
    • Individual clients · unset to 114.0
      Mar 30, 2017 to Mar 27, 2018
    • Pension plan clients · unset to 0.0
      Mar 30, 2017 to Mar 27, 2018
    • Pooled vehicle clients · unset to 0.0
      Mar 30, 2017 to Mar 27, 2018
    • Assets in custody · unset to 29258000.0
      Mar 30, 2017 to Mar 27, 2018
    • Custody of client assets · false to true
      Mar 30, 2017 to Mar 27, 2018
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026