DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•• E••••• P•••••••• L••
Latest filing Apr 30, 2026
First filing on the tape Mar 14, 2012 · 25 filings
SEC status approved since Mar 30, 2012
RAUM
$109M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$109M as of Apr 30, 2026
Apr 9, 2013$258M then
HNW client RAUM$0 as of Apr 30, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Apr 9, 20130 then
Employees (5.A)3 as of Apr 30, 2026
Apr 9, 201310 then
Private funds2 as of Apr 30, 2026
Apr 9, 20131 then
RAUM -30% over the last fiscal year-21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $54.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -30%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $98.3M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$109M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $98.3M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•• E••••• P••••••• F••• I•• L• | Private Equity Fund | $198M | 21 | Oct 16, 2017 |
| R•• E••••• P••••••• F••• I• L• | Private Equity Fund | $3.8M | 11 | Mar 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- R•••••• R••••• H•••• · Managing Partnercontrolsince 01/2007 · owns less than 5%
- J••••••• R•••••• L•••• · Managing Membercontrolsince 12/2005 · owns 75% or more of R•• C••••••••• L••
- H•••••••• J•••••• B•••••• · Chief Financial Officersince 04/2024 · owns less than 5%
- T•••••• E•••••• F•••••• · Ccosince 12/2013 · owns less than 5%
Entity owners
- R•• C••••••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- R•• C••••• M••••••••• L••pooled vehicle sponsorn
- R•• C••••• O••••••••• F••• I• G•• L••pooled vehicle sponsorn
- R•• E••••• P••••••• •• I••• L••pooled vehicle sponsorn
- R•• E••••• P••••••• •••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Apr 30, 2026RAUM (Item 5.F) moved from $155,091,983 to $109,129,886 (-30.0%) between the annual amendments of 2025-04-15 and 2026-04-30; the peer median change was +4.0% (1147 comparable advisers, 8.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 8.3% percentile
What changed
consecutive filings, newest first
- Assets in custody · $102M to $98.3MMar 30, 2026 to Apr 30, 2026
- Discretionary RAUM · $113M to $109MMar 30, 2026 to Apr 30, 2026
- Pooled vehicle RAUM · $113M to $109MMar 30, 2026 to Apr 30, 2026
- RAUM · $113M to $109MMar 30, 2026 to Apr 30, 2026
- Advisory employees · 6 to 1Apr 15, 2025 to Mar 30, 2026
- Assets in custody · $139M to $102MApr 15, 2025 to Mar 30, 2026
- Employees · 6 to 3Apr 15, 2025 to Mar 30, 2026
- Discretionary RAUM · $155M to $113MApr 15, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $155M to $113MApr 15, 2025 to Mar 30, 2026
- RAUM · $155M to $113MApr 15, 2025 to Mar 30, 2026
- Advisory employees · 8 to 6Apr 5, 2024 to Apr 15, 2025
- Assets in custody · $199M to $139MApr 5, 2024 to Apr 15, 2025
- Employees · 8 to 6Apr 5, 2024 to Apr 15, 2025
- Financial planning clients · unset to Apr 5, 2024 to Apr 15, 2025
- Discretionary RAUM · $230M to $155MApr 5, 2024 to Apr 15, 2025
- Pooled vehicle RAUM · $230M to $155MApr 5, 2024 to Apr 15, 2025
- RAUM · $230M to $155MApr 5, 2024 to Apr 15, 2025
- Discretionary RAUM · $228M to $230MMar 27, 2024 to Apr 5, 2024
- Pooled vehicle RAUM · $228M to $230MMar 27, 2024 to Apr 5, 2024
- RAUM · $228M to $230MMar 27, 2024 to Apr 5, 2024
- Assets in custody · $166M to $199MMar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $218M to $228MMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $218M to $228MMar 30, 2023 to Mar 27, 2024
- RAUM · $218M to $228MMar 30, 2023 to Mar 27, 2024
- Assets in custody · $332M to $166MMar 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $332M to $218MMar 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $332M to $218MMar 29, 2022 to Mar 30, 2023
- RAUM · $332M to $218MMar 29, 2022 to Mar 30, 2023
- Advisory employees · 7 to 8Mar 29, 2021 to Mar 29, 2022
- Assets in custody · $318M to $332MMar 29, 2021 to Mar 29, 2022
- Employees · 7 to 8Mar 29, 2021 to Mar 29, 2022
- Discretionary RAUM · $318M to $332MMar 29, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $318M to $332MMar 29, 2021 to Mar 29, 2022
- RAUM · $318M to $332MMar 29, 2021 to Mar 29, 2022
- Assets in custody · $347M to $318MMar 31, 2020 to Mar 29, 2021
- Employees · 9 to 7Mar 31, 2020 to Mar 29, 2021
- Discretionary RAUM · $347M to $318MMar 31, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $347M to $318MMar 31, 2020 to Mar 29, 2021
- RAUM · $347M to $318MMar 31, 2020 to Mar 29, 2021
- Advisory employees · 6 to 7Apr 29, 2019 to Mar 31, 2020
Signals
1 dated events
- R•• E••••• P•••••••• L•• reported RAUM $217.6M, down 34% from $332.2M (2022-03-29 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- R•• E••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- R•• E••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rlj-equity-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.r•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 240-744-7856reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026