DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

T• A••••••••• A••••• L•••

Asset manager (funds and pooled vehicles)Grand Cayman, CRD 162014SEC 801-100451IAPD

Latest filing Mar 26, 2026

First filing on the tape Jun 25, 2015 · 19 filings

SEC status approved since Jul 15, 2015

RAUM

$708M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

8 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

19 filings and snapshots on the tape

RAUM$708M as of Mar 26, 2026

Mar 29, 2016$435M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 26, 2026

Mar 29, 20160 then

Employees (5.A)14 as of Mar 26, 2026

Mar 29, 201613 then

Private funds1 as of Mar 26, 2026

Mar 29, 20161 then

RAUM +31% over the last fiscal year+13% a year over threeIARs 0 to 0offices 2 to 1

Practice profile

derived from the filing of Mar 26, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $236MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +31%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$561M79%
State and municipal entities$147M21%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.79 institutional_share=0.21 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
T••••••••• S••••• O••••••••• F•••	Hedge Fund	$172M	21	Mar 28, 2012

Owners and control persons

Schedule A and B, latest filing

C•••••••• T•••• N•••••• · Directorcontrol
since 06/2023 · owns less than 5%
G•• F••• · Partnercontrol
since 11/2010 · owns less than 5%
L•• S••••• · Director And Chief Executive Officercontrol
since 12/2007 · owns less than 5%
L••• D•••• · Chief Compliance Officercontrol
since 06/2008 · owns less than 5%
M••••• K••••••• · Directorcontrol
since 08/2022 · owns less than 5%
L•• S••••• · Shareholdercontrol
since 09/2012 · owns 75% or more of T•• P••••• L••••••

Entity owners

T•• P••••• L•••••• · Shareholder
direct · owns 75% or more

Related persons

Schedule D 7.A

T• E•••• M••••••••• L••••••
investment adviserbankn
T• M••••••••• H••••••• L••••••
investment adviserbankn
T• P••••••• G• L••••••
pooled vehicle sponsorn
T• P••••••• G•• L••••••
pooled vehicle sponsorn
T• P••••••• G•• L••••••
pooled vehicle sponsorn
T• P••••••• G•• L••••••
pooled vehicle sponsorn
T•• C••••••••• ••• L••••••
investment adviserbankn
T•• I••••••••• A••••••• ••• L••••••
investment adviserbankn

Advisers that list T• A••••••••• A••••• L••• as a related person

162011 n

Offices

Schedule D 1.F, the 25 largest

Hong Kong, Hong Kong6 employees
Shanghai, China2 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

high institutional concentrationStatic outlier · filing Mar 26, 2026
institutional share of RAUM of 21% against a peer median of 0% (784 comparable advisers, 99.0th percentile, 7.0 robust deviations)
peers: asset managers, $500M to $1B (784) · 99% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 7 to 8
Jan 5, 2026 to Mar 26, 2026
Employees · 13 to 14
Jan 5, 2026 to Mar 26, 2026
Discretionary RAUM · $541M to $708M
Jan 5, 2026 to Mar 26, 2026
Pooled vehicle RAUM · $409M to $561M
Jan 5, 2026 to Mar 26, 2026
RAUM · $541M to $708M
Jan 5, 2026 to Mar 26, 2026
Advisory employees · 8 to 7
Mar 19, 2025 to Sep 18, 2025
Employees · 14 to 13
Mar 19, 2025 to Sep 18, 2025
Other offices · 2 to 1
Mar 19, 2025 to Sep 18, 2025
Employees · 16 to 14
Mar 25, 2024 to Mar 19, 2025
Financial planning clients · unset to
Mar 25, 2024 to Mar 19, 2025
HQ state · unset to
Mar 25, 2024 to Mar 19, 2025
Discretionary RAUM · $446M to $541M
Mar 25, 2024 to Mar 19, 2025
Pooled vehicle RAUM · $329M to $409M
Mar 25, 2024 to Mar 19, 2025
RAUM · $446M to $541M
Mar 25, 2024 to Mar 19, 2025
Accounts · 9 to 3
Jun 28, 2023 to Mar 25, 2024
Advisory employees · 9 to 8
Jun 28, 2023 to Mar 25, 2024
Advisory activities · 3 to 2
Jun 28, 2023 to Mar 25, 2024
Charity clients · 4.0 to unset
Jun 28, 2023 to Mar 25, 2024
Employees · 17 to 16
Jun 28, 2023 to Mar 25, 2024
Discretionary RAUM · $486M to $446M
Jun 28, 2023 to Mar 25, 2024
Pooled vehicle RAUM · $244M to $329M
Jun 28, 2023 to Mar 25, 2024
RAUM · $486M to $446M
Jun 28, 2023 to Mar 25, 2024
Accounts · 11 to 9
Oct 12, 2022 to Mar 29, 2023
Corporate clients · 1.0 to unset
Oct 12, 2022 to Mar 29, 2023
Pension plan clients · 1.0 to unset
Oct 12, 2022 to Mar 29, 2023
Discretionary RAUM · $1.1B to $486M
Oct 12, 2022 to Mar 29, 2023
Pension RAUM · 177000000.0 to unset
Oct 12, 2022 to Mar 29, 2023
Pooled vehicle RAUM · $558M to $244M
Oct 12, 2022 to Mar 29, 2023
RAUM · $1.1B to $486M
Oct 12, 2022 to Mar 29, 2023
Accounts · 10 to 11
Mar 30, 2021 to Mar 29, 2022
Advisory employees · 10 to 9
Mar 30, 2021 to Mar 29, 2022
Charity clients · 3 to 4
Mar 30, 2021 to Mar 29, 2022
Employees · 18 to 17
Mar 30, 2021 to Mar 29, 2022
Discretionary RAUM · $1.4B to $1.1B
Mar 30, 2021 to Mar 29, 2022
Pension RAUM · $230M to $177M
Mar 30, 2021 to Mar 29, 2022
Pooled vehicle RAUM · $396M to $558M
Mar 30, 2021 to Mar 29, 2022
RAUM · $1.4B to $1.1B
Mar 30, 2021 to Mar 29, 2022
Advisory employees · 9 to 10
Mar 30, 2020 to Mar 30, 2021
Employees · 17 to 18
Mar 30, 2020 to Mar 30, 2021
Discretionary RAUM · $980M to $1.4B
Mar 30, 2020 to Mar 30, 2021

Signals

11 dated events

T• A••••••••• A••••• L••• reported RAUM $708.2M, up 31% from $541.0M (2026-01-05 to 2026-03-26)
Mar 26, 2026 · RAUM change · derived
C•••• N••••• (Director) no longer on Schedule A of T• A••••••••• A••••• L••• (listed 2023-03-29, absent 2023-06-28)
Jun 28, 2023 · Control person left · inference
Tanya Natasha Campbell (Director) appeared on Schedule A of T• A••••••••• A••••• L•••
Jun 28, 2023 · Control person joined · fact
T• A••••••••• A••••• L••• reported RAUM $486.0M, down 57% from $1.1B (2022-10-12 to 2023-03-29)
Mar 29, 2023 · RAUM change · derived
Kimberly Melen (Director) appeared on Schedule A of T• A••••••••• A••••• L•••
Aug 24, 2022 · Control person joined · fact
Kim M•••• B••••• (Director) no longer on Schedule A of T• A••••••••• A••••• L••• (listed 2022-03-29, absent 2022-08-24)
Aug 24, 2022 · Control person left · inference
T• A••••••••• A••••• L••• reported RAUM $1.4B, up 40% from $980.0M (2020-03-30 to 2021-03-30)
Mar 30, 2021 · RAUM change · derived
C•••• N••••• (Director) appeared on Schedule A of T• A••••••••• A••••• L•••
Dec 18, 2019 · Control person joined · fact
Kim M•••• B••••• (Director) appeared on Schedule A of T• A••••••••• A••••• L•••
Dec 18, 2019 · Control person joined · fact
T• A••••••••• A••••• L••• reported RAUM $1.0B, up 88% from $541.0M (2017-03-14 to 2018-03-27)
Mar 27, 2018 · RAUM change · derived
T• A••••••••• A••••• L••• filed its initial SEC registration (Form ADV)
Jun 25, 2015 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: +1 345 949 8066reportedpublic record, Form ADV, Mar 26, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026