DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••• P••• A•••••••• L••
Latest filing Aug 27, 2026
First filing on the tape Jun 29, 2015 · 25 filings
SEC status approved since Jul 14, 2015
RAUM
$630M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
5 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
7
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$630M as of Aug 27, 2026
Mar 30, 2016$470M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 27, 2026
Mar 30, 20160 then
Employees (5.A)13 as of Aug 27, 2026
Mar 30, 20163 then
Private funds7 as of Aug 27, 2026
Mar 30, 20164 then
RAUM -12% over the last fiscal year-1.0% a year over threeIARs 0 to 0offices 5 to 4
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $63.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$630M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D••••••••• I••••••••• F•••• L••• | Hedge Fund | $420M | 135 | Mar 22, 2012 |
| D•• C•••••• I•• L•••no longer reported | Other Private Fund | $209M | 20 | Apr 1, 2015 |
| C••••••• G••••• P•••••••• L••• | Venture Capital Fund | $155M | 35 | Jan 30, 2019 |
| D•• C•••••• V• L••no longer reported | Other Private Fund | $149M | 7 | Mar 29, 2021 |
| D•• C••••••• L•••no longer reported | Other Private Fund | $117M | 23 | Apr 1, 2015 |
| D•• C•••••• I••• L•••no longer reported | Other Private Fund | $81.6M | 20 | Mar 30, 2016 |
| D•• C•••••• I•• L•••no longer reported | Other Private Fund | $65.5M | 41 | Mar 31, 2020 |
| C••••••• G••••• P••••••• I•• L••• | Venture Capital Fund | $23.0M | 11 | Mar 30, 2022 |
| D•• • C••••••• • I• L• | Other Private Fund | $11.0M | 16 | Mar 29, 2021 |
| R•• S••••• I• L• | Other Private Fund | $2.4M | 8 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• M••••••• Q•••• · Managing Partnercontrolsince 06/2007 · owns 75% or more
- M•••••••• J•••• C•••• · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- P•••••• A•••••• J••• · General Counselcontrolsince 02/2021 · owns less than 5%
- C••••••••• C•••••••• · Trustee - C•••••• M• C••••••••• F••••• T••••since 12/2021 · owns less than 5%
- C••••••••• C•••••••• · Trusteesince 12/2021 · owns F of C•••••• M• C••••••••• F••••• T••••
Entity owners
- C•••••• M• C••••••••• F••••• T•••• · Memberdirect · owns less than 5%
Related persons
Schedule D 7.A
- C••••••• G••••• P••••••• G• I•• L••pooled vehicle sponsorn
- C••••••• G••••• P••••••• G•• L••pooled vehicle sponsorn
- D••••••••• I••••••••• G•• L••bankpooled vehicle sponsorn
- D••••••••• V•••••• F••• G•• L••pooled vehicle sponsorn
- R•• A••••••••• G•• L••pooled vehicle sponsory
- R•• S••••• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Employees · 14 to 13Mar 27, 2026 to Apr 15, 2026
- Discretionary RAUM · $641M to $630MMar 27, 2026 to Apr 15, 2026
- Pooled vehicle RAUM · $641M to $630MMar 27, 2026 to Apr 15, 2026
- RAUM · $641M to $630MMar 27, 2026 to Apr 15, 2026
- Accounts · 8 to 10Apr 22, 2025 to Mar 27, 2026
- Advisory employees · 6 to 5Apr 22, 2025 to Mar 27, 2026
- Pooled vehicle clients · 8 to 10Apr 22, 2025 to Mar 27, 2026
- Employees · 16 to 14Apr 22, 2025 to Mar 27, 2026
- Other offices · 5 to 4Apr 22, 2025 to Mar 27, 2026
- Private funds · 5 to 7Apr 22, 2025 to Mar 27, 2026
- Discretionary RAUM · $713M to $641MApr 22, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $713M to $641MApr 22, 2025 to Mar 27, 2026
- RAUM · $713M to $641MApr 22, 2025 to Mar 27, 2026
- Accounts · 7 to 8Jan 10, 2025 to Apr 22, 2025
- Pooled vehicle clients · 7 to 8Jan 10, 2025 to Apr 22, 2025
- Financial planning clients · unset to Jan 10, 2025 to Apr 22, 2025
- Discretionary RAUM · $632M to $713MJan 10, 2025 to Apr 22, 2025
- Pooled vehicle RAUM · $632M to $713MJan 10, 2025 to Apr 22, 2025
- RAUM · $632M to $713MJan 10, 2025 to Apr 22, 2025
- Discretionary RAUM · $630M to $632MMar 28, 2024 to May 2, 2024
- Pooled vehicle RAUM · $630M to $632MMar 28, 2024 to May 2, 2024
- RAUM · $630M to $632MMar 28, 2024 to May 2, 2024
- Accounts · 3 to 7Oct 23, 2023 to Mar 28, 2024
- Advisory employees · 5 to 6Oct 23, 2023 to Mar 28, 2024
- Pooled vehicle clients · 3 to 7Oct 23, 2023 to Mar 28, 2024
- Employees · 17 to 16Oct 23, 2023 to Mar 28, 2024
- Other offices · 2 to 5Oct 23, 2023 to Mar 28, 2024
- Private funds · 2 to 5Oct 23, 2023 to Mar 28, 2024
- Discretionary RAUM · $649M to $630MOct 23, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $649M to $630MOct 23, 2023 to Mar 28, 2024
- RAUM · $649M to $630MOct 23, 2023 to Mar 28, 2024
- Advisory employees · 4 to 5Jan 30, 2023 to Mar 31, 2023
- Employees · 13 to 17Jan 30, 2023 to Mar 31, 2023
- Other offices · 0 to 2Jan 30, 2023 to Mar 31, 2023
- Discretionary RAUM · $1.9B to $649MJan 30, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $1.9B to $649MJan 30, 2023 to Mar 31, 2023
- RAUM · $1.9B to $649MJan 30, 2023 to Mar 31, 2023
- Accounts · 8 to 3May 3, 2021 to Mar 23, 2022
- Advisory employees · 3 to 4May 3, 2021 to Mar 23, 2022
- Pooled vehicle clients · 8 to 3May 3, 2021 to Mar 23, 2022
Signals
9 dated events
- R••• P••• A•••••••• L•• reported RAUM $649.2M, down 67% from $1.9B (2023-01-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- J•••• J••••• T•••••• (Chief Compliance Officer) no longer on Schedule A of R••• P••• A•••••••• L•• (listed 2022-03-23, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- Cesar Joey Martinez (Chief Compliance Officer) appeared on Schedule A of R••• P••• A•••••••• L••Jan 30, 2023 · Control person joined · fact
- Magleby Clayton C••••••••• (Member) no longer on Schedule A of R••• P••• A•••••••• L•• (listed 2021-05-03, absent 2022-03-23)Mar 23, 2022 · Control person left · inference
- C•••••••• C••••••••• (Trustee - C•••••• M• C••••••••• F••••• T••••) appeared on Schedule A of R••• P••• A•••••••• L••Mar 23, 2022 · Control person joined · fact
- R••• P••• A•••••••• L•• reported RAUM $2.1B, up 222% from $658.4M (2020-11-10 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- J•••• J••••• T•••••• (Chief Compliance Officer) appeared on Schedule A of R••• P••• A•••••••• L••Nov 10, 2020 · Control person joined · fact
- Paul Kirk Allen (Managing Director) no longer on Schedule A of R••• P••• A•••••••• L•• (listed 2020-03-31, absent 2020-11-10)Nov 10, 2020 · Control person left · inference
- R••• P••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R••• P••• A•••••••• L•• · Private Equityshared crd · organization
- R••• P••• A•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/R•••-P•••-ADVISORSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- R•••P•••ADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-849-9239reportedpublic record, Form ADV, Aug 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026