DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T•• R••• E••••• H••••••• L••

Former SEC-registered adviserIrving, TexasCRD 162078SEC 801-76165IAPD
Latest filing May 1, 2019
First filing on the tape Mar 30, 2012 · 11 filings
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
223
63 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
53
$1.2B gross assets
History
11 filings and snapshots on the tape
RAUM$1.2B as of Mar 29, 2019
Mar 28, 2013$512M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2019
Mar 28, 20130 then
Employees (5.A)223 as of Mar 29, 2019
Mar 28, 201360 then
Private funds53 as of Mar 29, 2019
Mar 28, 20133 then
RAUM +15% over the last fiscal year+36% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 1, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$22.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.2B, 53 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.2B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
53reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$1.2B for 53 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      63 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      J•••••••• A• S•••••• P•••• L•••Real Estate Fund$246M2Mar 30, 2017
      T•••• R••• E••••• I••••••••• I•• L•••Real Estate Fund$120M3Mar 30, 2016
      T•• J•••••••• S•••••• M•••••••• H•••••••• L••Real Estate Fund$60.2M2Mar 31, 2014
      C•• 2••• J•• J•••••••• M••••• C••••••• H•••••••• L••Real Estate Fund$55.7M2Mar 30, 2017
      J•••••••• R•••• C•••• H•••••••• L••Real Estate Fund$54.9M2Mar 30, 2017
      J•••••••• W••• L••• O••••• L••Real Estate Fund$48.8M2Mar 30, 2017
      C•• 2••• J•• J•••••••• L••••••• H•••••••• L••Real Estate Fund$47.9M2Mar 30, 2017
      J•••••••• T••• L••• A••••••••• L••Real Estate Fund$41.5M4Mar 30, 2017
      J•••••••• M••••••• H•••••••• L•••Real Estate Fund$37.4M3Mar 30, 2015
      J•••••••• E•••••••• H••••••• L••Real Estate Fund$36.7M2Mar 26, 2018
      J•••••••• P••••••• T••••••• L•••••• L•Real Estate Fund$34.0M68Mar 30, 2015
      J•••••••• P••••••• P••• H•••••••• L•••Real Estate Fund$33.9M2Mar 29, 2019
      C•••• J•• W•••••••• H••••••• L••Real Estate Fund$26.1M2Mar 26, 2018
      J•••••••• P•••••• B•••• L•••••• L•Real Estate Fund$26.0M52Mar 30, 2017
      J•••••••• R•••• W•••• L•••••• L•Real Estate Fund$23.5M47Mar 30, 2017
      J•••••••• P•••••••• H••••••• L••Real Estate Fund$22.4M2Mar 26, 2018
      J•••••••• R•••••••• L•••••• L•••Real Estate Fund$20.0M40Mar 30, 2016
      J•••••••• S••••••••• L•••••• L•••Real Estate Fund$17.0M34Mar 30, 2016
      J•••••••• B••••• B•••• L••••• L•Real Estate Fund$15.5M31Mar 30, 2017
      J•••••••• L••• C•••••• L•••••• L•Real Estate Fund$15.5M31Mar 30, 2017
      J•••••••• W••• L••• O•••• • P•••• 2• L••Real Estate Fund$15.0M4Mar 29, 2019
      J•••••••• C•••••• H•••••••• L••Real Estate Fund$14.6M2Mar 29, 2019
      J•••••••• A• T•• G••• H•••••••• L••Real Estate Fund$14.5M2Mar 29, 2019
      J•••••••• G•••••••• L•••••• L•Real Estate Fund$13.5M27Mar 30, 2017
      J•••••••• S••••••••• I••••••••• H••••••• L••Real Estate Fund$13.4M2Mar 26, 2018
      J•••••••• S••••••••• I••••••• L••Real Estate Fund$11.7M3Mar 26, 2018
      J•••••••• M•••••• L•••••• L•Real Estate Fund$11.0M22Mar 30, 2015
      J•••••••• M••••••• L•••••• L•Real Estate Fund$10.5M21Mar 30, 2015
      J•••••••• W••• L•••• L••Real Estate Fund$10.1M2Mar 30, 2017
      J•••••••• S•••••• L•••••• L•Real Estate Fund$9.0M18Mar 30, 2015
      J•••••••• A• T•• G••• M••••••• L•••Real Estate Fund$8.8M2Mar 29, 2019
      J•••••••• M••••• C••••••• ••••• 2• H•••••••• L••Real Estate Fund$7.7M2Mar 29, 2019
      J•••••••• T••• L••• H•••••••• L•••Real Estate Fund$7.4M2Mar 30, 2017
      C•••• J•••••••• O••••••• S••••• H••••••• L••Real Estate Fund$6.8M2Mar 29, 2019
      J•••••••• R•••• C•••• I••••••••• L•••Real Estate Fund$6.6M17Mar 30, 2017
      J•••••••• P•••••••• I••••••••• L•••Real Estate Fund$6.1M4Mar 29, 2019
      J•••••••• M••••• C••••••• I••••••••• L•••Real Estate Fund$5.4M30Mar 30, 2017
      J•••••••• O••••••• S••••• H•••••••• L••Real Estate Fund$4.7M3Mar 29, 2019
      J•••••••• E•••••••• I•••••••• L•Real Estate Fund$4.6M13Mar 26, 2018
      J•••••••• L••••••• I••••••••• L•••Real Estate Fund$4.5M12Mar 30, 2017
      All funds of T•• R••• E••••• H••••••• L••
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• M•••• A••• · President-Ceocontrol
        since 05/2011 · owns less than 5%
      • M••••••••• D•••• · Senior Executive Vice President, Cfocontrol
        since 05/2011 · owns less than 5%
      • B•••••• M•••• A••• · Membercontrol
        since 01/2013 · owns 25% to 50% of Tdi C••••••••• LLC
      • I•••••• R••••• · Membercontrol
        since 07/2009 · owns 25% to 50% of Tdi C••••••••• LLC
      • M••••••••• D•••• · Membercontrol
        since 01/2013 · owns 25% to 50% of Tdi C••••••••• LLC
      • P•••• R••••• · Membercontrol
        since 07/2009 · owns 25% to 50% of Tdi C••••••••• LLC
      • H•••• J••••• B•••••• · Chief Compliance Officer
        since 01/2017 · owns less than 5%
      Entity owners
      • T•• C••••••••• L•• · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • 1••• S•••• L•••• H••••••• G•• L••
        pooled vehicle sponsory
      • J•••••••• A• S•••••• P••• G•• L••
        pooled vehicle sponsory
      • J•••••••• A• T•• G••• M••••••• L••
        pooled vehicle sponsory
      • J•••••••• C•••••• M••••••• L••
        pooled vehicle sponsory
      • J•••••••• E•••••••• H••••••• G• L••
        pooled vehicle sponsory
      • J•••••••• E•••••••• M•••••• L••
        pooled vehicle sponsory
      • J•••••••• L••••••• H••••••• G•• L••
        pooled vehicle sponsory
      • J•••••••• L••••••• H•••••••• L•••
        pooled vehicle sponsory
      • J•••••••• M••••••• H••••••• G•• L••
        pooled vehicle sponsory
      • J•••••••• M••••• C••••••• ••••• 2• M•• L••
        pooled vehicle sponsory
      • J•••••••• M••••• C••••••• H••••••• G•• L••
        pooled vehicle sponsory
      • J•••••••• M••••• C••••••• H•••••••• L•••
        pooled vehicle sponsory
      • J•••••••• O••••••• S••••• H•••••••• L••
        pooled vehicle sponsory
      • J•••••••• P•••••• B•••• F•••••• G•• L••
        pooled vehicle sponsory
      • J•••••••• P••••••• P••• M••••••• L••
        pooled vehicle sponsory
      • J•••••••• P•••••••• H••••••• G•• L••
        pooled vehicle sponsory
      • J•••••••• P•••••••• M•••••• L••
        pooled vehicle sponsory
      • J•••••••• R•••• C•••• H••••••• G•• L••
        pooled vehicle sponsory
      • J•••••••• R•••• C•••• H•••••••• L•••
        pooled vehicle sponsory
      • J•••••••• R•••• W•••• G• L••
        pooled vehicle sponsory
      • J•••••••• S••••••••• H••••••• L•
        pooled vehicle sponsory
      • J•••••••• S••••••••• H••••••• G•• L••
        pooled vehicle sponsory
      • J•••••••• S••••••••• I•••••••• G•• L••
        pooled vehicle sponsory
      • J•••••••• T••• L••• H••••••• G•• L••
        pooled vehicle sponsory
      • J•••••••• T••• L••• H•••••••• L•••
        pooled vehicle sponsory
      • J•••••••• W••• L••• M•••••• • P•••• 2• L••
        pooled vehicle sponsory
      • J•••••••• W••• L••• M••••••• L••
        pooled vehicle sponsory
      • J•••••••• W••• L•••• L••
        pooled vehicle sponsory
      • J•••••••• W•••••••• C••••••• H••••••• L•
        pooled vehicle sponsory
      • J••• G•• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • San Diego, CA7 employees
      What changed
      consecutive filings, newest first
      • Accounts · 43 to 53
        Mar 26, 2018 to Mar 29, 2019
      • Advisory employees · 60 to 63
        Mar 26, 2018 to Mar 29, 2019
      • Pooled vehicle clients · 43 to 53
        Mar 26, 2018 to Mar 29, 2019
      • Assets in custody · $1.0B to $1.2B
        Mar 26, 2018 to Mar 29, 2019
      • Employees · 194 to 223
        Mar 26, 2018 to Mar 29, 2019
      • Private funds · 43 to 53
        Mar 26, 2018 to Mar 29, 2019
      • Discretionary RAUM · $1.0B to $1.2B
        Mar 26, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $1.0B to $1.2B
        Mar 26, 2018 to Mar 29, 2019
      • RAUM · $1.0B to $1.2B
        Mar 26, 2018 to Mar 29, 2019
      • Accounts · 38 to 43
        Mar 30, 2017 to Mar 26, 2018
      • Advisory employees · 61 to 60
        Mar 30, 2017 to Mar 26, 2018
      • Pooled vehicle clients · unset to 43.0
        Mar 30, 2017 to Mar 26, 2018
      • Assets in custody · $522M to $1.0B
        Mar 30, 2017 to Mar 26, 2018
      • Employees · 165 to 194
        Mar 30, 2017 to Mar 26, 2018
      • Other offices · unset to 2.0
        Mar 30, 2017 to Mar 26, 2018
      • Private funds · 38 to 43
        Mar 30, 2017 to Mar 26, 2018
      • Discretionary RAUM · $522M to $1.0B
        Mar 30, 2017 to Mar 26, 2018
      • Pooled vehicle RAUM · unset to 1032892000.0
        Mar 30, 2017 to Mar 26, 2018
      • RAUM · $522M to $1.0B
        Mar 30, 2017 to Mar 26, 2018
      • Accounts · 22 to 38
        Mar 30, 2016 to Mar 30, 2017
      • Advisory employees · 32 to 61
        Mar 30, 2016 to Mar 30, 2017
      • Assets in custody · $471M to $522M
        Mar 30, 2016 to Mar 30, 2017
      • Employees · 124 to 165
        Mar 30, 2016 to Mar 30, 2017
      • Private funds · 23 to 38
        Mar 30, 2016 to Mar 30, 2017
      • Discretionary RAUM · $471M to $522M
        Mar 30, 2016 to Mar 30, 2017
      • RAUM · $471M to $522M
        Mar 30, 2016 to Mar 30, 2017
      • Accounts · 20 to 22
        Mar 30, 2015 to Mar 30, 2016
      • Advisory employees · 55 to 32
        Mar 30, 2015 to Mar 30, 2016
      • Assets in custody · $780M to $471M
        Mar 30, 2015 to Mar 30, 2016
      • Employees · 107 to 124
        Mar 30, 2015 to Mar 30, 2016
      • Private funds · 20 to 23
        Mar 30, 2015 to Mar 30, 2016
      • Discretionary RAUM · $800M to $471M
        Mar 30, 2015 to Mar 30, 2016
      • RAUM · $800M to $471M
        Mar 30, 2015 to Mar 30, 2016
      • Accounts · 13 to 20
        Mar 31, 2014 to Mar 30, 2015
      • Advisory employees · 38 to 55
        Mar 31, 2014 to Mar 30, 2015
      • Assets in custody · $574M to $780M
        Mar 31, 2014 to Mar 30, 2015
      • Employees · 76 to 107
        Mar 31, 2014 to Mar 30, 2015
      • Private funds · 13 to 20
        Mar 31, 2014 to Mar 30, 2015
      • Discretionary RAUM · $574M to $800M
        Mar 31, 2014 to Mar 30, 2015
      • RAUM · $574M to $800M
        Mar 31, 2014 to Mar 30, 2015
      Signals
      1 dated events
      • T•• R••• E••••• H••••••• L•• reported RAUM $1.0B, up 98% from $522.1M (2017-03-30 to 2018-03-26)
        Mar 26, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      T•• R••• E••••• H••••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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