DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

C••••• A•••• M•••••••••

Former SEC-registered adviserMadrid, CRD 162203SEC 801-78946IAPD
Legal name C••••• A•••• M••••••••• S••••• S•
Latest filing Mar 10, 2020
First filing on the tape Dec 9, 2013 · 18 filings
RAUM
$482M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$66.3M gross assets
History
18 filings and snapshots on the tape
RAUM$482M as of Mar 10, 2020
Apr 23, 2014$430M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 10, 2020
Apr 23, 20140 then
Employees (5.A)15 as of Mar 10, 2020
Apr 23, 201418 then
Private funds2 as of Mar 10, 2020
Apr 23, 20142 then
RAUM -43% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 10, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$80.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
24%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-43%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$368M76%
  • Pension and profit-sharing plans$114M24%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C••••• A••••••••• M••••• F•••• I••• • C••••• O••••••••• O•• S•••••••no longer reportedHedge Fund$113M2Mar 16, 2015
      C••••• A••••••••• M••••• F•••• I••• • C••••• E••••• E•••• D••••• S•••••••Hedge Fund$43.5M17Mar 28, 2012
      C••••• A••••••••• M••••• F•••• I••• • C••••• U••••••••• I••••••••• • R••••••••• S•••••••Hedge Fund$22.9M12Mar 28, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••••• J•••• M•••• · Presidentcontrol
        since 10/2006 · owns less than 5%
      • B••••••• P•••• J••••• · Ccocontrol
        since 04/2018 · owns less than 5%
      • S••••• I•••••• C••••••• · Board Membercontrol
        since 10/2006 · owns less than 5%
      • A••••••••• J•••• M•••• · Shareholdercontrol
        since 07/2006 · owns 25% to 50% of D•• R••••• C•••••• S•••
      • A••••••••• L•••• G•••••• · Shareholdercontrol
        since 01/2006 · owns 25% to 50% of Z•••• C•••••• S•••
      • C•••• J••• · Shareholdercontrol
        since 01/2006 · owns 25% to 50% of Z•••• C•••••• S•••
      • S••••• I•••••• C••••••• · Shareholdercontrol
        since 02/2006 · owns 25% to 50% of D•• R••••• C•••••• S•••
      • C••••• A•••••• · Board Member
        since 10/2009 · owns less than 5%
      • P•••••• D• P••••• T•••••• · Board Member
        since 12/2019 · owns less than 5%
      Entity owners
      • D•• R••••• C•••••• S••• · Shareholder
        direct · owns 10% to 25%
      • Z•••• C•••••• S••• · Shareholder
        direct · owns 50% to 75%
      • M••••••• I••••••••• S••••• · Shareholder
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 8 to 7
        Jan 3, 2020 to Mar 10, 2020
      • Assets in custody · 19963804.0 to unset
        Jan 3, 2020 to Mar 10, 2020
      • Custody of client assets · true to false
        Jan 3, 2020 to Mar 10, 2020
      • Employees · 18 to 15
        Jan 3, 2020 to Mar 10, 2020
      • Discretionary RAUM · $842M to $482M
        Jan 3, 2020 to Mar 10, 2020
      • Pension RAUM · $115M to $114M
        Jan 3, 2020 to Mar 10, 2020
      • Pooled vehicle RAUM · $727M to $368M
        Jan 3, 2020 to Mar 10, 2020
      • RAUM · $842M to $482M
        Jan 3, 2020 to Mar 10, 2020
      • Accounts · 4 to 6
        Mar 28, 2018 to Mar 12, 2019
      • Advisory employees · 7 to 8
        Mar 28, 2018 to Mar 12, 2019
      • Pooled vehicle clients · 3 to 5
        Mar 28, 2018 to Mar 12, 2019
      • Assets in custody · unset to 19963804.0
        Mar 28, 2018 to Mar 12, 2019
      • Custody of client assets · false to true
        Mar 28, 2018 to Mar 12, 2019
      • Private funds · 3 to 2
        Mar 28, 2018 to Mar 12, 2019
      • Discretionary RAUM · $925M to $842M
        Mar 28, 2018 to Mar 12, 2019
      • Pension RAUM · unset to 114806062.0
        Mar 28, 2018 to Mar 12, 2019
      • Pooled vehicle RAUM · $811M to $727M
        Mar 28, 2018 to Mar 12, 2019
      • RAUM · $925M to $842M
        Mar 28, 2018 to Mar 12, 2019
      • Pooled vehicle clients · unset to 3.0
        Mar 31, 2017 to Mar 28, 2018
      • Employees · 19 to 18
        Mar 31, 2017 to Mar 28, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Mar 28, 2018
      • Discretionary RAUM · $887M to $925M
        Mar 31, 2017 to Mar 28, 2018
      • Pooled vehicle RAUM · unset to 811310231.0
        Mar 31, 2017 to Mar 28, 2018
      • RAUM · $887M to $925M
        Mar 31, 2017 to Mar 28, 2018
      • Accounts · 7 to 4
        Apr 25, 2016 to Mar 31, 2017
      • Advisory employees · 10 to 7
        Apr 25, 2016 to Mar 31, 2017
      • Advisory activities · 1 to 2
        Apr 25, 2016 to Mar 31, 2017
      • Assets in custody · 419692176.0 to unset
        Apr 25, 2016 to Mar 31, 2017
      • Custody of client assets · true to false
        Apr 25, 2016 to Mar 31, 2017
      • Employees · 21 to 19
        Apr 25, 2016 to Mar 31, 2017
      • Discretionary RAUM · $1.2B to $887M
        Apr 25, 2016 to Mar 31, 2017
      • RAUM · $1.2B to $887M
        Apr 25, 2016 to Mar 31, 2017
      • Assets in custody · $417M to $420M
        May 20, 2015 to Feb 22, 2016
      • Discretionary RAUM · $676M to $1.2B
        May 20, 2015 to Feb 22, 2016
      • RAUM · $676M to $1.2B
        May 20, 2015 to Feb 22, 2016
      • Accounts · 6 to 7
        Aug 4, 2014 to Mar 16, 2015
      • Advisory employees · 9 to 10
        Aug 4, 2014 to Mar 16, 2015
      • Assets in custody · $349M to $417M
        Aug 4, 2014 to Mar 16, 2015
      • Employees · 18 to 21
        Aug 4, 2014 to Mar 16, 2015
      • Private funds · 2 to 3
        Aug 4, 2014 to Mar 16, 2015
      Signals
      5 dated events
      • C••••• A•••• M••••••••• reported RAUM $481.9M, down 43% from $842.1M (2020-01-03 to 2020-03-10)
        Mar 10, 2020 · RAUM change · derived
      • Julian Paul Bramley (Chief Operating And Compliance Officer) appeared on Schedule A of C••••• A•••• M•••••••••
        Mar 12, 2019 · Control person joined · fact
      • Luis Juan Perez (Chief Compliance Officer) no longer on Schedule A of C••••• A•••• M••••••••• (listed 2018-03-28, absent 2019-03-12)
        Mar 12, 2019 · Control person left · inference
      • Linley Peter Jayawardena (Chief Operating Officer) no longer on Schedule A of C••••• A•••• M••••••••• (listed 2018-03-28, absent 2019-03-12)
        Mar 12, 2019 · Control person left · inference
      • C••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)
        Dec 9, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026