DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

V•••••• C••••••• L••

Former SEC-registered adviserArlington, VirginiaCRD 162206SEC 801-78384websiteIAPD
Latest filing Mar 23, 2026
First filing on the tape Jul 24, 2013 · 19 filings
SEC status approved since Jul 30, 2013
RAUM
$76.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$76.7M as of Mar 23, 2026
Mar 13, 2014$45.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 23, 2026
Mar 13, 20142 then
Employees (5.A)2 as of Mar 23, 2026
Mar 13, 20142 then
Private funds2 as of Mar 23, 2026
Mar 13, 20141 then
RAUM -5.1% over the last fiscal year+7.3% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
RAUM per advisor
$38.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$38.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-5.1%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$76.7M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      2 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • S••••••• D••••• S••••• · Manager And Member And Chief Compliance Officercontrol
        since 02/2012 · owns 25% to 50%
      • V••••••••• E•••• R•••••• · Manager And Membercontrol
        since 02/2012 · owns 25% to 50%
      Entity owners
      • M••••• C••••••••• · Member
        direct · owns 25% to 50% · public reporting company
      Related persons
      Schedule D 7.A
      • V•••••• C•••••• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $85.3M to $76.7M
        Jul 31, 2025 to Mar 23, 2026
      • Pooled vehicle RAUM · $85.3M to $76.7M
        Jul 31, 2025 to Mar 23, 2026
      • RAUM · $85.3M to $76.7M
        Jul 31, 2025 to Mar 23, 2026
      • Financial planning clients · unset to
        Mar 27, 2025 to Jul 31, 2025
      • Discretionary RAUM · $80.8M to $85.3M
        Mar 27, 2025 to Jul 31, 2025
      • Pooled vehicle RAUM · $80.8M to $85.3M
        Mar 27, 2025 to Jul 31, 2025
      • RAUM · $80.8M to $85.3M
        Mar 27, 2025 to Jul 31, 2025
      • Assets in custody · 0.0 to unset
        Apr 25, 2024 to Mar 27, 2025
      • Custody of client assets · true to false
        Apr 25, 2024 to Mar 27, 2025
      • Discretionary RAUM · $77.8M to $80.8M
        Apr 25, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $77.8M to $80.8M
        Apr 25, 2024 to Mar 27, 2025
      • RAUM · $77.8M to $80.8M
        Apr 25, 2024 to Mar 27, 2025
      • Discretionary RAUM · $62.0M to $77.8M
        Apr 18, 2023 to Mar 22, 2024
      • Pooled vehicle RAUM · $62.0M to $77.8M
        Apr 18, 2023 to Mar 22, 2024
      • RAUM · $62.0M to $77.8M
        Apr 18, 2023 to Mar 22, 2024
      • Discretionary RAUM · $66.4M to $62.0M
        Mar 22, 2022 to Mar 6, 2023
      • Pooled vehicle RAUM · $66.4M to $62.0M
        Mar 22, 2022 to Mar 6, 2023
      • RAUM · $66.4M to $62.0M
        Mar 22, 2022 to Mar 6, 2023
      • Accounts · 1 to 2
        Mar 29, 2021 to Mar 22, 2022
      • Pooled vehicle clients · 1 to 2
        Mar 29, 2021 to Mar 22, 2022
      • Private funds · 1 to 2
        Mar 29, 2021 to Mar 22, 2022
      • Discretionary RAUM · $69.7M to $66.4M
        Mar 29, 2021 to Mar 22, 2022
      • Pooled vehicle RAUM · $69.7M to $66.4M
        Mar 29, 2021 to Mar 22, 2022
      • RAUM · $69.7M to $66.4M
        Mar 29, 2021 to Mar 22, 2022
      • Discretionary RAUM · $55.5M to $69.7M
        Mar 6, 2020 to Mar 29, 2021
      • Pooled vehicle RAUM · $55.5M to $69.7M
        Mar 6, 2020 to Mar 29, 2021
      • RAUM · $55.5M to $69.7M
        Mar 6, 2020 to Mar 29, 2021
      • Discretionary RAUM · $57.8M to $55.5M
        Mar 25, 2019 to Mar 6, 2020
      • Pooled vehicle RAUM · $57.8M to $55.5M
        Mar 25, 2019 to Mar 6, 2020
      • RAUM · $57.8M to $55.5M
        Mar 25, 2019 to Mar 6, 2020
      • Discretionary RAUM · $61.7M to $57.8M
        Mar 27, 2018 to Mar 25, 2019
      • Pooled vehicle RAUM · $61.7M to $57.8M
        Mar 27, 2018 to Mar 25, 2019
      • RAUM · $61.7M to $57.8M
        Mar 27, 2018 to Mar 25, 2019
      • Pooled vehicle clients · unset to 1.0
        Mar 31, 2017 to Mar 27, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Mar 27, 2018
      • Discretionary RAUM · $53.1M to $61.7M
        Mar 31, 2017 to Mar 27, 2018
      • Pooled vehicle RAUM · unset to 61700000.0
        Mar 31, 2017 to Mar 27, 2018
      • RAUM · $53.1M to $61.7M
        Mar 31, 2017 to Mar 27, 2018
      • Related adviser · true to false
        Mar 31, 2017 to Mar 27, 2018
      • Discretionary RAUM · $47.1M to $53.1M
        Aug 1, 2016 to Mar 31, 2017
      Signals
      2 dated events
      • V•••••• C••••••• L•• no longer on the SEC adviser roster (last listed 2026-07-01, RAUM $76.7M)
        Aug 3, 2026 · Left the SEC roster · derived
      • V•••••• C••••••• L•• filed its initial SEC registration (Form ADV)
        Jul 24, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      V••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026