DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
A••• D••• M••••••••• H••• K••• L••••••
Latest filing Jul 15, 2021
First filing on the tape May 28, 2018 · 4 filings
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
$1.4B gross assets
History
4 filings and snapshots on the tape
RAUM$1.8B as of Jul 15, 2021
Jul 3, 2019$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 15, 2021
Jul 3, 20190 then
Employees (5.A)31 as of Jul 15, 2021
Jul 3, 201924 then
Private funds11 as of Jul 15, 2021
Jul 3, 20199 then
RAUM -0.2% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 15, 2021; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $149MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
23 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• G•••••• F••• I• L•••••• | Hedge Fund | $530M | 5 | Mar 8, 2012 |
| A•• G•••••• F••• I•• L• | Private Equity Fund | $208M | 15 | Jul 20, 2020 |
| A•• C••••• R••••••• F••• L••• • P••••••• F••••no longer reported | Private Equity Fund | $197M | 19 | Mar 8, 2012 |
| A•• C•••••• S•••••• I• L•••no longer reported | Private Equity Fund | $190M | 30 | May 28, 2018 |
| A•• C•••••• S•••• L•••••• P••••••• L•••••• | Private Equity Fund | $178M | 8 | May 28, 2018 |
| A•• C•••••• S•••••• V• L••• | Private Equity Fund | $81.9M | 15 | Jul 20, 2020 |
| K••••••••• G••••• F••• L•••no longer reported | Private Equity Fund | $57.9M | 3 | Jun 10, 2013 |
| A•• G•••••• F••• I• L•••••• | Hedge Fund | $47.1M | 20 | Mar 8, 2012 |
| A•• K••••••••• C•••••• R••••••••• F••• C•••no longer reported | Private Equity Fund | $46.5M | 3 | Mar 8, 2012 |
| C•• K••••••••• •••• R•••• A••••••••• G••••• F••• C•••no longer reported | Private Equity Fund | $38.9M | 3 | Jul 26, 2016 |
| A•• C•••••• A••• C••••••••• L•••••••• F••• L• | Private Equity Fund | $31.4M | 12 | Jul 3, 2024 |
| P••••• A•• E••••••• D••• F••• L••• | Hedge Fund | $22.2M | 10 | Mar 8, 2012 |
| A•• G•••••• F••• L••••••no longer reported | Hedge Fund | $15.6M | 8 | Mar 8, 2012 |
| T•• A•• M•••••• F••• L•••no longer reported | Private Equity Fund | $14.2M | 8 | Mar 8, 2012 |
| A•• A••• S•••••• L•••••• F••••••• L•••••• | Private Equity Fund | $8.5M | 3 | Jun 10, 2013 |
| A•• C•••••• S•••••• I•• L••• | Private Equity Fund | $6.4M | 6 | Jul 3, 2019 |
| T•• A•• M•••••• F••• V• L••• | Private Equity Fund | $4.6M | 16 | Mar 8, 2012 |
| T•• A•• M•••••• F••• I• L••• | Private Equity Fund | $4.4M | 10 | Mar 8, 2012 |
| A••• L••••••••• F••• L• | Private Equity Fund | $3.2M | 5 | Jul 13, 2023 |
| P••••• A•• A•••• D••• F••• L•••no longer reported | Hedge Fund | $2.3M | 3 | Mar 8, 2012 |
| A•• C•••••• S•••••• I• L•••no longer reported | Private Equity Fund | $1.0M | 7 | May 28, 2018 |
| T•• A•• M•••••• F••• I•• L••• | Private Equity Fund | $0 | 0 | Mar 8, 2012 |
| S•••• F••• L• | Private Equity Fund | $0 | 0 | Jul 20, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• C••••••••• R••••• · Chief Executive Officercontrolsince 01/1997 · owns 75% or more
- S••••• A•••••••• · Chief Compliance Officercontrolsince 06/2006 · owns less than 5%
- N•• Y•• M•• · Chief Operations Officersince 05/2015 · owns less than 5%
Related persons
Schedule D 7.A
- A•• C•••••• M••••••••• L••••••pooled vehicle sponsorn
- A•• I••••••••• M••••••••• E••••• L••••••pooled vehicle sponsorn
- A•• I••••••••• M••••••••• L••••••pooled vehicle sponsorn
- A•• M•••••• I••••••••• I• L••••••pooled vehicle sponsorn
- A•• M•••••• I••••••••• I•• L••••••pooled vehicle sponsorn
- A•• M•••••• I••••••••• V• L••••••pooled vehicle sponsorn
- A•• P•••••• A•••••• L••••••pooled vehicle sponsorn
- A•• S•••••• I••••••••• L••••••pooled vehicle sponsorn
- S•••• I••••••••• L••••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 13 to 12Jul 20, 2020 to Jul 15, 2021
- Advisory employees · 13 to 16Jul 20, 2020 to Jul 15, 2021
- Pooled vehicle clients · 12 to 11Jul 20, 2020 to Jul 15, 2021
- Employees · 25 to 31Jul 20, 2020 to Jul 15, 2021
- Private funds · 12 to 11Jul 20, 2020 to Jul 15, 2021
- Discretionary RAUM · $1.8B to $1.8BJul 20, 2020 to Jul 15, 2021
- Pooled vehicle RAUM · $1.4B to $1.4BJul 20, 2020 to Jul 15, 2021
- RAUM · $1.8B to $1.8BJul 20, 2020 to Jul 15, 2021
- Accounts · 9 to 13Jul 3, 2019 to Jul 20, 2020
- Advisory employees · 11 to 13Jul 3, 2019 to Jul 20, 2020
- Pooled vehicle clients · 10 to 12Jul 3, 2019 to Jul 20, 2020
- Employees · 24 to 25Jul 3, 2019 to Jul 20, 2020
- Private funds · 9 to 12Jul 3, 2019 to Jul 20, 2020
- Discretionary RAUM · $1.1B to $1.8BJul 3, 2019 to Jul 20, 2020
- Pooled vehicle RAUM · $1.1B to $1.4BJul 3, 2019 to Jul 20, 2020
- RAUM · $1.1B to $1.8BJul 3, 2019 to Jul 20, 2020
- Accounts · 10 to 9May 28, 2018 to Jul 3, 2019
- Employees · 22 to 24May 28, 2018 to Jul 3, 2019
- Organization form · Corporation to Other (specify)May 28, 2018 to Jul 3, 2019
- Private funds · 20 to 9May 28, 2018 to Jul 3, 2019
- Discretionary RAUM · $1.2B to $1.1BMay 28, 2018 to Jul 3, 2019
- Pooled vehicle RAUM · $1.2B to $1.1BMay 28, 2018 to Jul 3, 2019
- RAUM · $1.2B to $1.1BMay 28, 2018 to Jul 3, 2019
Signals
2 dated events
- A••• D••• M••••••••• H••• K••• L•••••• reported RAUM $1.8B, up 58% from $1.1B (2019-07-03 to 2020-07-20)Jul 20, 2020 · RAUM change · derived
- A••• D••• M••••••••• H••• K••• L•••••• filed its initial SEC registration (Form ADV)May 28, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••• D••• M••••••••• H••• K••• L•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/adm-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- ADMCAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026