DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

P••• B••••

Former SEC-registered adviserNew York, New YorkCRD 162247SEC 801-112823IAPD
Legal name P••• B•••• R••• A•••••••• L•••
Latest filing May 6, 2021
First filing on the tape Mar 13, 2018 · 7 filings
RAUM
$4.7B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
13
$4.7B gross assets
History
7 filings and snapshots on the tape
RAUM$4.7B as of Mar 30, 2021
Mar 29, 2019$5.8B then
HNW client RAUM$0 as of Mar 30, 2021
Mar 29, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2021
Mar 29, 20190 then
Employees (5.A)24 as of Mar 30, 2021
Mar 29, 201941 then
Private funds13 as of Mar 30, 2021
Mar 29, 201913 then
RAUM -7.3% over the last fiscal yearIARs 0 to 0offices 2 to 1
Practice profile
derived from the filing of May 6, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$362MderivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-7.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$4.7B99%
  • Insurance companies$31.6M0.7%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
13reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      17 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      P••• B•••• C•••••• P••••••• I•• L•••Venture Capital Fund$1.8B246Mar 26, 2013
      P••• B•••• P• ••••••• I••••••••• L•••Venture Capital Fund$758M8Mar 29, 2019
      P••• B•••• P• I••••••••• L•••Venture Capital Fund$227M15Mar 29, 2019
      P••• B•••• F••• I••••••••• L•••Venture Capital Fund$107M8Mar 30, 2016
      P••• B•••• C•••••• P•••••••• L•••Venture Capital Fund$68.4M71Mar 30, 2012
      P••• F••••• L•no longer reportedVenture Capital Fund$48.5M90Mar 30, 2012
      P••• B•••• B•• I• I••••••••• L•••Venture Capital Fund$30.7M3Mar 30, 2016
      P••• B•••• B•• I••••••••• L•••Venture Capital Fund$18.3M3Mar 31, 2014
      P••• B•••• C•••••• P••••••• ••••• L•••Venture Capital Fund$12.1M3Mar 30, 2012
      P••• B•••• C•••••• P••••••• •••••••• L•••Venture Capital Fund$5.2M11Mar 30, 2012
      P••• F•••••• L•••Venture Capital Fund$5.1M96Mar 31, 2014
      P••• I• ••••••••• L•••Venture Capital Fund$2.6M2Mar 31, 2014
      P••• B•••• A•• I••••••••• L•Venture Capital Fund$1.7M5Mar 29, 2019
      P••• B•••• C•••••• P••••••• ••• O•••••••• I•• L•••Venture Capital Fund$43,2713Mar 30, 2012
      T•••••••• I• I••••••••• L•no longer reportedVenture Capital Fund$43,1001Mar 30, 2016
      P••• B•••• E••••• C•••••••• L•no longer reportedVenture Capital Fund$06Mar 30, 2012
      P••• B•••• C•••••• P••••••• ••• O•••••••• I• L•no longer reportedVenture Capital Fund$03Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • A•••• R••••••• A••• · Owner Of P••• ••••••• C••••••control
        since 09/2011 · owns 10% to 25%
      • L••••••• W•••••• D••• · Executive Vice Presidentcontrol
        since 06/2020 · owns less than 5%
      • M••• T••• T• · Owner Of P••• ••••••• C••••••control
        since 02/2020 · owns 10% to 25%
      • N•••••• H•••••• H••••• · Limited Partner Of P••• B•••• R••• Advisors LPcontrol
        since 12/2007 · owns 25% to 50%
      • S•••••• E••••• C•••••• · Owner Of P••• ••••••• C••••••control
        since 11/2018 · owns 10% to 25%
      • S•••••• E•••• N•• · Chief Compliance Officer And Chief Financial Officercontrol
        since 04/2021 · owns less than 5%
      • A•••• R••••••• A••• · Sole Owner Of M••• A• L••control
        since 12/2012 · owns F of M••• A• L••
      • C••••••• A•••••• L•••• · Controlling Shareholder Of C•••••• M••••••••• C•••••••••control
        since 01/1990 · owns 75% or more of C•••••• M••••••••• C•••••••••
      • G••••• J•••••• M•••••• · Trustee For J••• G•••• I••••••••• T•••• • E•••••control
        since 01/2008 · owns F of J••• G•••• I••••••••• T•••• • E•••••
      • M••••••• M••••••• E••••• · Trustee For The M•••••• E• M•••••• M••••• T••••control
        since 01/2010 · owns F of M•••••• E• M•••••• M••••• T••••
      • N•••••• H•••••• H••••• · Managing Member Of Z••• F••••• L••control
        since 01/2008 · owns F of Z••• F••••• L••
      • N•••••• H•••••• H••••• · Trustee For The N••••• Family 2004 Trust - Z•••• M••••control
        since 01/2009 · owns F of T•• H••••• H• N••••• 2••• T•••• • Z•••• M••••
      • N•••••• H•••••• H••••• · Trustee For The N••••• Family 2004 Trust - E•••••••• N•••••control
        since 01/2009 · owns F of T•• H••••• H• N••••• 2••• T•••• • E•••••••• N•••••
      • N•••••• H•••••• H••••• · Managing Member Of P•••• L••control
        since 05/2007 · owns 75% or more of P••• L••
      • S••••••• W••••••• L•••• · Limited Partner Of P••• B•••• R••• Associates LP
        since 01/2008 · owns 10% to 25%
      Entity owners
      • P••• L•• · General Partner Of P••• B•••• R••• Advisors LP
        direct · owns less than 5%
      • Z••• F••••• L•• · Limited Partner Of P••• B•••• R••• Associates LP
        direct · owns 25% to 50%
      • J••• G•••• I••••••••• T•••• • E••••• · Sole Owner Of J• N•• 9• L••
        indirect · owns 75% or more of J• N•• 9• L••
      • P•••• L•• · General Partner Of P••• G• F••••• I• L•
        indirect · owns F of P••• G• F••••• I• L•
      • P•••• L•• · General Partner Of P••• G• F••••• L•
        indirect · owns F of P••• G• F••••• L•
      • T•• H••••• H• N••••• 2••• T•••• • E•••••••• N••••• · Owner Of Z••• F••••• L••
        indirect · owns 25% to 50% of Z••• F••••• L••
      • T•• H••••• H• N••••• 2••• T•••• • Z•••• M•••• · Owner Of Z••• F••••• L••
        indirect · owns 25% to 50% of Z••• F••••• L••
      • C•••••• M••••••••• C••••••••• · Limited Partner Of P••• B•••• R••• Associates LP
        direct · owns 5% to 10%
      • J• N•• 9• L•• · Limited Partner Of P••• B•••• R••• Associates LP
        direct · owns 10% to 25%
      • M••• A• L•• · Limited Partner Of P••• B•••• R••• Associates II LP
        direct · owns 10% to 25%
      • M•••••• E• M•••••• M••••• T•••• · Limited Partner Of P••• B•••• R••• Associates LP
        direct · owns 10% to 25%
      • P••• G• F••••• I• L• · Limited Partner Of P••• B•••• R••• Associates II LP
        direct · owns 5% to 10%
      • P••• G• F••••• L• · Limited Partner Of P••• B•••• R••• Associates LP
        direct · owns 5% to 10%
      Related persons
      Schedule D 7.A
      • P• B•••••• A•••••••• L••
        investment advisery
      • P••• ••••••• C••••••
        investment adviserpooled vehicle sponsorn
      • P••• C•••••••• I• G•• L••
        investment adviserpooled vehicle sponsorn
      • P•••• L••
        investment adviserpooled vehicle sponsory
      • P••• B•••• R••• A••••••••• I•• L•••
        investment adviserpooled vehicle sponsorn
      • P••• B•••• R••• A••••••••• L•••
        investment adviserpooled vehicle sponsorn
      • P••• B•••• R••• F••• M•••••• I•• L••
        investment advisery
      • P••• B•••• R••• F••• M••••••• L••
        investment advisery
      • P••• B•••• R••• P•••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • White Plains, NY15 employees
      What changed
      consecutive filings, newest first
      • Accounts · 12 to 13
        Mar 30, 2020 to Mar 30, 2021
      • Advisory employees · 23 to 15
        Mar 30, 2020 to Mar 30, 2021
      • Advisory activities · 1 to 2
        Mar 30, 2020 to Mar 30, 2021
      • Employees · 35 to 24
        Mar 30, 2020 to Mar 30, 2021
      • Legal name · P••• B•••• R••• ADVISORS, LP to P••• B•••• R••• ADVISORS, L.P.
        Mar 30, 2020 to Mar 30, 2021
      • Other offices · 2 to 1
        Mar 30, 2020 to Mar 30, 2021
      • Discretionary RAUM · $5.1B to $4.7B
        Mar 30, 2020 to Mar 30, 2021
      • Non-discretionary RAUM · $0 to $31.6M
        Mar 30, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $5.1B to $4.7B
        Mar 30, 2020 to Mar 30, 2021
      • RAUM · $5.1B to $4.7B
        Mar 30, 2020 to Mar 30, 2021
      • Advisory employees · 26 to 23
        Jul 10, 2019 to Mar 30, 2020
      • Employees · 41 to 35
        Jul 10, 2019 to Mar 30, 2020
      • Discretionary RAUM · $5.7B to $5.1B
        Jul 10, 2019 to Mar 30, 2020
      • Non-discretionary RAUM · $79.2M to $0
        Jul 10, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $5.8B to $5.1B
        Jul 10, 2019 to Mar 30, 2020
      • RAUM · $5.8B to $5.1B
        Jul 10, 2019 to Mar 30, 2020
      • Accounts · 11 to 12
        Mar 13, 2018 to Mar 29, 2019
      • Advisory employees · 24 to 26
        Mar 13, 2018 to Mar 29, 2019
      • Pooled vehicle clients · 11 to 12
        Mar 13, 2018 to Mar 29, 2019
      • Employees · 37 to 41
        Mar 13, 2018 to Mar 29, 2019
      • Private funds · 22 to 13
        Mar 13, 2018 to Mar 29, 2019
      • Discretionary RAUM · $4.2B to $5.7B
        Mar 13, 2018 to Mar 29, 2019
      • Non-discretionary RAUM · $0 to $79.2M
        Mar 13, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $4.2B to $5.8B
        Mar 13, 2018 to Mar 29, 2019
      • RAUM · $4.2B to $5.8B
        Mar 13, 2018 to Mar 29, 2019
      Signals
      23 dated events
      • Polk James Rutherfurd (Executive Vice President) no longer on Schedule A of P••• B•••• (listed 2021-03-30, absent 2021-05-06)
        May 6, 2021 · Control person left · inference
      • Aron Scott Schaen (Executive Vice President) no longer on Schedule A of P••• B•••• (listed 2021-03-30, absent 2021-05-06)
        May 6, 2021 · Control person left · inference
      • Marc Joseph Kopilak (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of P••• B•••• (listed 2021-03-30, absent 2021-05-06)
        May 6, 2021 · Control person left · inference
      • Nmn Elan Stukov (Chief Compliance Officer And Chief Financial Officer) appeared on Schedule A of P••• B••••
        May 6, 2021 · Control person joined · fact
      • M Oliver Goldstein (Senior Executive Vice President) no longer on Schedule A of P••• B•••• (listed 2020-03-30, absent 2021-03-30)
        Mar 30, 2021 · Control person left · inference
      • Kelty Richard Stoneburner (Executive Vice President) no longer on Schedule A of P••• B•••• (listed 2020-03-30, absent 2021-03-30)
        Mar 30, 2021 · Control person left · inference
      • T Bharath Srikrishnan (Executive Vice President) no longer on Schedule A of P••• B•••• (listed 2020-03-30, absent 2021-03-30)
        Mar 30, 2021 · Control person left · inference
      • Dana Walter Laforge (Executive Vice President) appeared on Schedule A of P••• B••••
        Mar 30, 2021 · Control person joined · fact
      • Larry Arnold Chavkin (Controlling Shareholder Of C•••••• M••••••••• C•••••••••) appeared on Schedule A of P••• B••••
        Mar 30, 2020 · Control person joined · fact
      • Jan Andre Burba (Executive Vice President) no longer on Schedule A of P••• B•••• (listed 2019-07-10, absent 2020-03-30)
        Mar 30, 2020 · Control person left · inference
      • Constantinos Nicholaos Krenteras (Owner Of P••• ••••••• C••••••) no longer on Schedule A of P••• B•••• (listed 2019-07-10, absent 2020-03-30)
        Mar 30, 2020 · Control person left · inference
      • Budnick Annie Sloyer (Chief Financial Officer) no longer on Schedule A of P••• B•••• (listed 2019-05-07, absent 2019-07-10)
        Jul 10, 2019 · Control person left · inference
      • Marc Joseph Kopilak (Chief Compliance Officer And Chief Financial Officer) appeared on Schedule A of P••• B••••
        Jul 10, 2019 · Control person joined · fact
      • P••• B•••• reported RAUM $5.8B, up 36% from $4.2B (2018-03-13 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • T Ted Maa (Executive Vice President) appeared on Schedule A of P••• B••••
        Mar 29, 2019 · Control person joined · fact
      • Copland Emily Sharko (Chief Compliance Officer) appeared on Schedule A of P••• B••••
        Mar 29, 2019 · Control person joined · fact
      • Budnick Annie Sloyer (Chief Financial Officer) appeared on Schedule A of P••• B••••
        Mar 29, 2019 · Control person joined · fact
      • Aron Scott Schaen (Executive Vice President) appeared on Schedule A of P••• B••••
        Mar 29, 2019 · Control person joined · fact
      • Larry Arnold Chavkin (Controlling Shareholder Of Chavkin Management) no longer on Schedule A of P••• B•••• (listed 2018-03-13, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      • Emil Robert Glanville (Managing Member Of Glanville Family Llc) no longer on Schedule A of P••• B•••• (listed 2018-03-13, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      • Ann Laura Gilmartin (Trustee For Robert E Glanville Irrevocable Trust Dated 12/18/2012) no longer on Schedule A of P••• B•••• (listed 2018-03-13, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      • Thomas Jason Berg (Principal / Chief Compliance Officer) no longer on Schedule A of P••• B•••• (listed 2018-03-13, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      • P••• B•••• filed its initial SEC registration (Form ADV)
        Mar 13, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/pine-brook-road-partnersreportedpublic record, Form ADV, Sep 18, 2026
      Website
      P•••B••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026