DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

B• C•••••• P•••••••

Former SEC-registered adviserChicago, IllinoisCRD 162294SEC 801-78214IAPD
Legal name B• F•••••••• S•••••••• L••
Latest filing Jul 3, 2013
First filing on the tape Jun 11, 2013 · 3 filings
RAUM
$101M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
9
$83.6M gross assets
History
3 filings and snapshots on the tape
RAUM$101M as of Jul 3, 2013
Jun 11, 2013$101M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 3, 2013
Jun 11, 20130 then
Employees (5.A)1 as of Jul 3, 2013
Jun 11, 20131 then
Private funds9 as of Jul 3, 2013
Jun 11, 201318 then
Practice profile
derived from the filing of Jul 3, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$10.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
10reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Private funds
13 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
B• C•••••• P•••••••• L•••Private Equity Fund$6.3M50Mar 30, 2012
B• T••••••••• I•••••••• I•• L••Private Equity Fund$5.3M5Apr 1, 2015
B• O••••••••• P••••••• L•••Hedge Fund$4.3M70Mar 30, 2012
B• T••••••••• I••••••••• L••Private Equity Fund$2.5M13Jun 11, 2013
T•••• M•••••••• P•••••••Private Equity Fund$1.5M6Jun 11, 2013
B••• M••••••• L••Venture Capital Fund$1.4M15Feb 6, 2024
B• O••••••••• ••• P•••••••• L•Hedge Fund$638,94320Apr 11, 2014
W•••••••• L••• P•••••••• L••Private Equity Fund$380,0002Jun 11, 2013
A•••••• M•••• I••••••••• L••Venture Capital Fund$354,71718Feb 6, 2024
B• M•••••• L••Private Equity Fund$262,1438Jun 11, 2013
B• C••••••••• P•••••••• L••Private Equity Fund$170,78132Mar 30, 2012
P••••••••• I••••••••• L••Private Equity Fund$118,48416Mar 30, 2012
B• P• L••Private Equity Fund$55,93844Mar 30, 2012
Owners and control persons
Schedule A and B, latest filing
  • W••••••••• B•••• · President, Member, Ccocontrol
    since 11/2011 · owns 75% or more
Related persons
Schedule D 7.A
  • B• O••••••••• M••••••• L••
    pooled vehicle sponsory
  • B••• M•••••••• L••
    pooled vehicle sponsory
  • T•••• M•••••••• M••••••• L••
    pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Private funds · 18 to 9
    Jun 11, 2013 to Jun 28, 2013
Signals
1 dated events
  • B• C•••••• P••••••• filed its initial SEC registration (Form ADV)
    Jun 11, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026