DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•• M••••••••• C••• L••
Latest filing Mar 26, 2026
First filing on the tape Sep 20, 2021 · 8 filings
SEC status approved since Oct 21, 2021
RAUM
$411M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$411M as of Mar 26, 2026
Mar 17, 2022$507M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 17, 20220 then
Employees (5.A)14 as of Mar 26, 2026
Mar 17, 202211 then
Private funds7 as of Mar 26, 2026
Mar 17, 20226 then
RAUM -9.7% over the last fiscal year+0.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $58.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $411M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$411M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $411M for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•• S•••••••• I••••••••• F•••• L••• | Venture Capital Fund | $268M | 19 | Sep 20, 2021 |
| H•• V•••••• P••••••• V• L• | Venture Capital Fund | $88.4M | 31 | Mar 10, 2020 |
| H•• V•••••• P••••••• I•• L• | Venture Capital Fund | $51.1M | 22 | Mar 23, 2015 |
| H•• V•••••• P••••••• I••• L• | Venture Capital Fund | $29.6M | 23 | Mar 28, 2012 |
| H••••• F••• O• F••••• L•no longer reported | Venture Capital Fund | $5.8M | 2 | Mar 28, 2012 |
| H•• V•••••• P••••••• I•• L•no longer reported | Venture Capital Fund | $4.2M | 51 | Mar 28, 2012 |
| H••••• F•••• L•no longer reported | Venture Capital Fund | $1.1M | 2 | Mar 28, 2012 |
| V••••••• L•no longer reported | Venture Capital Fund | $791,735 | 2 | Mar 28, 2012 |
| H••••• F•••• L•no longer reported | Venture Capital Fund | $535,811 | 4 | Mar 28, 2012 |
| H••••• F••• I•• L•no longer reported | Venture Capital Fund | $503,639 | 2 | Mar 28, 2012 |
| H•• V•••••• P•••••••• L• | Venture Capital Fund | $202,340 | 28 | Mar 28, 2012 |
| H•• O••••••••• F•••• L•no longer reported | Venture Capital Fund | $191,160 | 48 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• E•••••• L•••• · Managing Membercontrolsince 09/2005 · owns 50% to 75%
- G•••• P••••• J• · Managing Membercontrolsince 09/2005 · owns 50% to 75%
- W•••• M••••••• G•• W••• · Chief Compliance Officercontrolsince 09/2021 · owns less than 5%
Related persons
Schedule D 7.A
- H•• S•••••••• I••••••••• F••• G•• L••pooled vehicle sponsorn
- H•• V•••••• A••••••••• I••• L••pooled vehicle sponsorn
- H•• V•••••• A••••••••• I•• L••pooled vehicle sponsorn
- H•• V•••••• A••••••••• V• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 7Apr 30, 2025 to Mar 26, 2026
- Advisory employees · 5 to 4Apr 30, 2025 to Mar 26, 2026
- Pooled vehicle clients · 5 to 7Apr 30, 2025 to Mar 26, 2026
- Assets in custody · $455M to $411MApr 30, 2025 to Mar 26, 2026
- Private funds · 5 to 7Apr 30, 2025 to Mar 26, 2026
- Discretionary RAUM · $455M to $411MApr 30, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $455M to $411MApr 30, 2025 to Mar 26, 2026
- RAUM · $455M to $411MApr 30, 2025 to Mar 26, 2026
- Accounts · 4 to 5Feb 18, 2025 to Apr 30, 2025
- Pooled vehicle clients · 4 to 5Feb 18, 2025 to Apr 30, 2025
- Assets in custody · $437M to $455MFeb 18, 2025 to Apr 30, 2025
- Employees · 12 to 14Feb 18, 2025 to Apr 30, 2025
- Financial planning clients · unset to Feb 18, 2025 to Apr 30, 2025
- Private funds · 4 to 5Feb 18, 2025 to Apr 30, 2025
- Discretionary RAUM · $437M to $455MFeb 18, 2025 to Apr 30, 2025
- Pooled vehicle RAUM · $437M to $455MFeb 18, 2025 to Apr 30, 2025
- RAUM · $437M to $455MFeb 18, 2025 to Apr 30, 2025
- Accounts · 5 to 4Apr 26, 2023 to Mar 25, 2024
- Pooled vehicle clients · 5 to 4Apr 26, 2023 to Mar 25, 2024
- Assets in custody · $405M to $437MApr 26, 2023 to Mar 25, 2024
- Private funds · 5 to 4Apr 26, 2023 to Mar 25, 2024
- Discretionary RAUM · $405M to $437MApr 26, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $405M to $437MApr 26, 2023 to Mar 25, 2024
- RAUM · $405M to $437MApr 26, 2023 to Mar 25, 2024
- Accounts · 6 to 5Mar 17, 2022 to Mar 24, 2023
- Pooled vehicle clients · 6 to 5Mar 17, 2022 to Mar 24, 2023
- Assets in custody · $507M to $405MMar 17, 2022 to Mar 24, 2023
- Employees · 11 to 12Mar 17, 2022 to Mar 24, 2023
- Private funds · 6 to 5Mar 17, 2022 to Mar 24, 2023
- Discretionary RAUM · $507M to $405MMar 17, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $507M to $405MMar 17, 2022 to Mar 24, 2023
- RAUM · $507M to $405MMar 17, 2022 to Mar 24, 2023
- Assets in custody · $505M to $507MSep 20, 2021 to Mar 17, 2022
- Employees · 10 to 11Sep 20, 2021 to Mar 17, 2022
- Private funds · 12 to 6Sep 20, 2021 to Mar 17, 2022
- Discretionary RAUM · $505M to $507MSep 20, 2021 to Mar 17, 2022
- Pooled vehicle RAUM · $505M to $507MSep 20, 2021 to Mar 17, 2022
- RAUM · $505M to $507MSep 20, 2021 to Mar 17, 2022
Signals
1 dated events
- H•• M••••••••• C••• L•• filed its initial SEC registration (Form ADV)Sep 20, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H•• M••••••••• C••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hlm-investment-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- hlminvestmentpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-266-0030reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026