DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Star Asia Management
Legal name Star Asia Management LLC
Latest filing Apr 24, 2026
First filing on the tape Jun 29, 2016 · 18 filings
SEC status approved since Jul 27, 2016
RAUM
$4.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$4.8B as of Apr 24, 2026
Mar 31, 2017$1.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 24, 2026
Mar 31, 20170 then
Employees (5.A)4 as of Apr 24, 2026
Mar 31, 20174 then
Private funds4 as of Mar 30, 2020
Mar 31, 20174 then
RAUM +39% over the last fiscal year+7.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $601MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.5B, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.5B for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Star Asia Japan Special Situations IIno longer reported | Real Estate Fund | $277M | 18 | Mar 31, 2017 |
| Star Asia Japan Special Situations IVno longer reported | Real Estate Fund | $246M | 24 | Mar 31, 2017 |
| Star Asia Finance Ltd.no longer reported | Real Estate Fund | $220M | 50 | Mar 30, 2012 |
| Star Asia Capital Corp. Ltd.no longer reported | Real Estate Fund | $218M | 27 | Sep 2, 2016 |
| Star Asia Opportunity III LPno longer reported | Real Estate Fund | $182M | 2 | Mar 30, 2020 |
| Star Asia Japan Special Situations IIIno longer reported | Real Estate Fund | $44.5M | 17 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Fraser Malcolm Maclean · Co-Chief Executive Officercontrolsince 02/2014 · owns less than 5%
- (Nmn) Taro Masuyama · Co-Chief Executive Officercontrolsince 02/2014 · owns less than 5%
- Andrew Constantine Pelos · Chief Compliance Officercontrolsince 12/2022 · owns less than 5%
- John Francis Poljevka · Chief Financial Officercontrolsince 02/2014 · owns less than 5%
- Fraser Malcolm Maclean · Membercontrolsince 02/2014 · owns 75% or more of Tsuru II, LLC
- (Nmn) Taro Masuyama · Membercontrolsince 02/2014 · owns 75% or more of Suzaku II, LLC
Entity owners
- Suzaku II, LLC · Suzaku II Shareholderdirect · owns 50% to 75%
- Tsuru II, LLC · Tsuru II Shareholderdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- Sacm III Ltd.investment advisern
- Saji Advisors Ltd.investment advisern
- Saji Gp Ltd.pooled vehicle sponsorn
- Sajur Advisors Limitedinvestment advisern
- Sajur Gp Limitedpooled vehicle sponsorn
- Sao III Gp Ltd.pooled vehicle sponsorn
- Star Asia Advisors IV Ltd.investment advisern
- Star Asia Advisors V Ltd.investment advisern
- Star Asia Advisors Vi Ltd.investment advisern
- Star Asia Partners IV Ltd.pooled vehicle sponsorn
- Star Asia Partners V Ltd.pooled vehicle sponsorn
- Star Asia Partners Vi Ltd.pooled vehicle sponsorn
Advisers that list Star Asia Management as a related person
- 130711 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 8Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 7 to 8Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $1.8B to $2.5BMar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.5B to $4.8BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $3.5B to $4.8BMar 28, 2025 to Mar 31, 2026
- RAUM · $3.5B to $4.8BMar 28, 2025 to Mar 31, 2026
- Assets in custody · $1.9B to $1.8BMar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.7B to $3.5BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $3.7B to $3.5BMar 28, 2024 to Mar 28, 2025
- RAUM · $3.7B to $3.5BMar 28, 2024 to Mar 28, 2025
- Assets in custody · $2.0B to $1.9BMar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.8B to $3.7BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $3.8B to $3.7BMar 31, 2023 to Mar 28, 2024
- RAUM · $3.8B to $3.7BMar 31, 2023 to Mar 28, 2024
- Assets in custody · $1.7B to $2.0BDec 21, 2022 to Mar 31, 2023
- Discretionary RAUM · $3.0B to $3.8BDec 21, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $3.0B to $3.8BDec 21, 2022 to Mar 31, 2023
- RAUM · $3.0B to $3.8BDec 21, 2022 to Mar 31, 2023
- Assets in custody · $1.5B to $1.7BMar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.8B to $3.0BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $2.8B to $3.0BMar 31, 2021 to Mar 31, 2022
- RAUM · $2.8B to $3.0BMar 31, 2021 to Mar 31, 2022
- Accounts · 4 to 7Mar 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · 4 to 7Mar 30, 2020 to Mar 31, 2021
- Assets in custody · $691M to $1.5BMar 30, 2020 to Mar 31, 2021
- Private funds · 4 to unsetMar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $1.1B to $2.8BMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $1.1B to $2.8BMar 30, 2020 to Mar 31, 2021
- RAUM · $1.1B to $2.8BMar 30, 2020 to Mar 31, 2021
- Accounts · 3 to 4Jan 17, 2020 to Mar 30, 2020
- Pooled vehicle clients · 3 to 4Jan 17, 2020 to Mar 30, 2020
- Assets in custody · $675M to $691MJan 17, 2020 to Mar 30, 2020
- Legal name · STAR ASIA MANAGEMENT LTD to STAR ASIA MANAGEMENT LLCJan 17, 2020 to Mar 30, 2020
- Private funds · 3 to 4Jan 17, 2020 to Mar 30, 2020
- Discretionary RAUM · $1.0B to $1.1BJan 17, 2020 to Mar 30, 2020
- Pooled vehicle RAUM · $1.0B to $1.1BJan 17, 2020 to Mar 30, 2020
- RAUM · $1.0B to $1.1BJan 17, 2020 to Mar 30, 2020
- Succession · true to falseJan 17, 2020 to Mar 30, 2020
- Succession · false to trueJun 6, 2019 to Jan 17, 2020
Signals
8 dated events
- Star Asia Management reported RAUM $4.8B, up 39% from $3.5B (2025-03-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Star Asia Management reported RAUM $3.8B, up 27% from $3.0B (2022-12-21 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Andrew Constantine Pelos (Chief Compliance Officer) appeared on Schedule A of Star Asia ManagementDec 21, 2022 · Control person joined · fact
- Star Asia Management reported RAUM $2.8B, up 163% from $1.1B (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Dianne Descoteaux (Chief Compliance Officer) appeared on Schedule A of Star Asia ManagementMar 30, 2020 · Control person joined · fact
- Michael Jason Ewasko (Chief Compliance Officer) no longer on Schedule A of Star Asia Management (listed 2020-01-17, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Star Asia Management reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 17, 2020 · Succession (Item 4) · fact
- Star Asia Management filed its initial SEC registration (Form ADV)Jun 29, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 856-281-1801reportedpublic record, Form ADV, Apr 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Star Asia Management is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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