DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• C•••••• L••
Latest filing Mar 24, 2026
First filing on the tape May 23, 2014 · 17 filings
SEC status approved since Jun 3, 2014
RAUM
$245M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$245M as of Mar 24, 2026
Mar 25, 2015$320M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 25, 20150 then
Employees (5.A)2 as of Mar 24, 2026
Mar 25, 20153 then
Private funds4 as of Mar 24, 2026
Mar 25, 20151 then
RAUM +19% over the last fiscal year-11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $40.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $25.7M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$245M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $25.7M for 1 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••••• C••••••• L• | Hedge Fund | $139M | 182 | Mar 19, 2012 |
| B••••••• C••••••• O••••••• L••no longer reported | Hedge Fund | $68.5M | 17 | Mar 19, 2012 |
| B••••••• O••••••••• H•••••• F••• I• L• | Private Equity Fund | $57.5M | 20 | Mar 28, 2022 |
| U••••••••• P• L• | Private Equity Fund | $35.8M | 2 | Mar 28, 2023 |
| B••••••• O••••••••• F••• I• L• | Private Equity Fund | $28.3M | 2 | Mar 22, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• T•••••• S••••• · Managing Membercontrolsince 06/2006 · owns 75% or more
- B•••• W•••••• · Chief Operating Officercontrolsince 06/2006 · owns less than 5%
Related persons
Schedule D 7.A
- B••••••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $33.4M to $25.7MMar 25, 2025 to Mar 24, 2026
- Discretionary RAUM · $205M to $245MMar 25, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $205M to $245MMar 25, 2025 to Mar 24, 2026
- RAUM · $205M to $245MMar 25, 2025 to Mar 24, 2026
- Assets in custody · $60.5M to $33.4MJun 21, 2024 to Mar 25, 2025
- Financial planning clients · unset to Jun 21, 2024 to Mar 25, 2025
- Discretionary RAUM · $260M to $205MJun 21, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $260M to $205MJun 21, 2024 to Mar 25, 2025
- RAUM · $260M to $205MJun 21, 2024 to Mar 25, 2025
- Accounts · 5 to 6Dec 20, 2023 to Mar 22, 2024
- Advisory employees · 3 to 2Dec 20, 2023 to Mar 22, 2024
- Pooled vehicle clients · 5 to 6Dec 20, 2023 to Mar 22, 2024
- Assets in custody · $97.5M to $60.5MDec 20, 2023 to Mar 22, 2024
- Employees · 4 to 2Dec 20, 2023 to Mar 22, 2024
- Private funds · 3 to 4Dec 20, 2023 to Mar 22, 2024
- Discretionary RAUM · $347M to $260MDec 20, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $347M to $260MDec 20, 2023 to Mar 22, 2024
- RAUM · $347M to $260MDec 20, 2023 to Mar 22, 2024
- HQ city · NEW YORK to LOCUST VALLEYMay 3, 2023 to Dec 20, 2023
- Other offices · 1 to 0May 3, 2023 to Dec 20, 2023
- Accounts · 4 to 5Jun 27, 2022 to Mar 28, 2023
- Pooled vehicle clients · 4 to 5Jun 27, 2022 to Mar 28, 2023
- Assets in custody · $177M to $97.5MJun 27, 2022 to Mar 28, 2023
- Private funds · 2 to 3Jun 27, 2022 to Mar 28, 2023
- Discretionary RAUM · $527M to $347MJun 27, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $527M to $347MJun 27, 2022 to Mar 28, 2023
- RAUM · $527M to $347MJun 27, 2022 to Mar 28, 2023
- Accounts · 2 to 4Mar 29, 2021 to Mar 28, 2022
- Pooled vehicle clients · 2 to 4Mar 29, 2021 to Mar 28, 2022
- Assets in custody · $183M to $177MMar 29, 2021 to Mar 28, 2022
- Private funds · 1 to 2Mar 29, 2021 to Mar 28, 2022
- Discretionary RAUM · $475M to $527MMar 29, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $475M to $527MMar 29, 2021 to Mar 28, 2022
- RAUM · $475M to $527MMar 29, 2021 to Mar 28, 2022
- Assets in custody · $115M to $183MMar 25, 2020 to Mar 29, 2021
- Other offices · 0 to 1Mar 25, 2020 to Mar 29, 2021
- Discretionary RAUM · $304M to $475MMar 25, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $304M to $475MMar 25, 2020 to Mar 29, 2021
- RAUM · $304M to $475MMar 25, 2020 to Mar 29, 2021
- Assets in custody · $109M to $115MMar 25, 2019 to Mar 25, 2020
Signals
4 dated events
- B••••••• C•••••• L•• reported RAUM $347.0M, down 34% from $527.3M (2022-06-27 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- B••••••• C•••••• L•• reported RAUM $475.2M, up 57% from $303.6M (2020-03-25 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- B••••••• C•••••• L•• reported RAUM $260.7M, down 39% from $428.3M (2018-03-26 to 2019-03-25)Mar 25, 2019 · RAUM change · derived
- B••••••• C•••••• L•• filed its initial SEC registration (Form ADV)May 23, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••••••• C•••••• L•• · Independent Sponsorsshared crd · capital_provider
- B••••••• C•••••• L•• · Private Equityshared crd · organization
- B••••••• C•••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/bostwick-capital-llc/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-776-1032reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026