DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••• P••••••• U••
Wealth manager with institutional or fund businessNew York, New YorkCRD 162399SEC 801-77895websiteIAPD
Legal name V•••• P••••••• U•• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2013 · 42 filings
SEC status approved since May 3, 2013
RAUM
$327M
reported, Item 5.F
Discretionary
42%
of RAUM
Private clients
45%
$149M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$327M as of Mar 31, 2026
Mar 31, 2014$454M then
HNW client RAUM$149M as of Mar 31, 2026
Jan 10, 2025$157M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20140 then
Employees (5.A)14 as of Mar 31, 2026
Mar 31, 201413 then
Private funds2 as of Mar 30, 2024
Mar 31, 20147 then
RAUM -2.6% over the last fiscal year-21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $4.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 42%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $96.0M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$149M45%
- Pooled investment vehicles$96.0M29%
- Corporations and businesses$82.3M25%
- Individual clients
- n/areported
- HNW clients
- 48reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 73reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $96.0M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.45 fund_share=0.29 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
24 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V•••• C•••••• V•••••• F••• I•no longer reported | Hedge Fund | $237M | 45 | Mar 31, 2014 |
| V•••• G•• B••••• D•••••••• S••••••••• P••••••••no longer reported | Hedge Fund | $110M | 8 | Mar 31, 2015 |
| V•••• G•• B••••• R••••••• S••••••••• P••••••••no longer reported | Hedge Fund | $95.6M | 9 | Mar 31, 2015 |
| G•• I••••••••• F••• L••••••no longer reported | Hedge Fund | $70.8M | 1 | Mar 31, 2015 |
| V•••• A•••• F••• O• H•••• F••••no longer reported | Hedge Fund | $49.4M | 17 | Mar 30, 2016 |
| V•••• A••••••• R••••• I••••••••• M••••• S••••••••• P•••••••• | Hedge Fund | $47.7M | 43 | Oct 9, 2018 |
| V•••• C•••••• V•••••• F••• I•no longer reported | Hedge Fund | $39.0M | 32 | Mar 31, 2014 |
| V•••• I••••••••• F•••no longer reported | Hedge Fund | $37.7M | 1 | Mar 31, 2015 |
| V•••• A••••••••• I••••••••• F•••no longer reported | Hedge Fund | $34.0M | 17 | Mar 31, 2014 |
| H•••••• P••• G••••• I••••••••• F•••no longer reported | Hedge Fund | $30.0M | 1 | Jul 25, 2012 |
| V•••• C•••••• V•••••• • I•• F••• L••no longer reported | Private Equity Fund | $28.9M | 10 | Mar 31, 2015 |
| P••••• I••••••••• F•••no longer reported | Hedge Fund | $25.1M | 1 | Mar 31, 2014 |
| S• I••••••••• F•••no longer reported | Hedge Fund | $24.8M | 1 | Mar 31, 2014 |
| V•••• V•••• F•••no longer reported | Hedge Fund | $21.4M | 19 | Mar 31, 2015 |
| R•••••••• F••• S••••••••• P••••••••no longer reported | Hedge Fund | $18.4M | 23 | Mar 31, 2022 |
| S•• C•••••• F••• L••no longer reported | Hedge Fund | $15.1M | 2 | Mar 31, 2014 |
| V•••• G•• B••••• E••••••• M••••• F•••no longer reported | Hedge Fund | $14.4M | 2 | Mar 31, 2015 |
| V•••• I••••••••• M••••• P•••••••• S•• • V•••• E••••••• I••••••••• M••••• S• | Hedge Fund | $12.2M | 18 | Mar 31, 2015 |
| V•••• I••••••••• M••••• P•••••••• S•• • V•••• F•••• I••••• I••••••••• M••••• S•no longer reported | Hedge Fund | $9.8M | 6 | Mar 31, 2015 |
| V•••• F•••••• I••••••••• F•••no longer reported | Hedge Fund | $5.7M | 1 | Mar 31, 2015 |
| V•••• A•••••••• O••••••••• F•••no longer reported | Hedge Fund | $1.9M | 24 | Mar 31, 2015 |
| V•••• U• R••• E••••• F••• I• L• | Real Estate Fund | $1.7M | 30 | Mar 31, 2015 |
| V•••• F•••••••• V•••••• F••• ••••••••• L•••no longer reported | Hedge Fund | $299,425 | 1 | Mar 31, 2015 |
| V•••• F•••••••• V•••••• F••• •••••••• L•no longer reported | Hedge Fund | $23,959 | 1 | Mar 31, 2015 |
Owners and control persons
Schedule A and B, latest filing
- Q••••••••• P•••• · Country Headcontrolsince 12/2018 · owns less than 5%
- L••••• J•••• A•••••• · Chief Compliance Officersince 06/2017 · owns less than 5%
Entity owners
- V•••• P••••••• I••••••••• L•••• · Member Of V•••• P••••••• U•• L••direct · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- G•• G• L••pooled vehicle sponsorn
- M•• C•••••• G•••••• D• R••••••• S• L••••investment advisern
- V•••• A••••••••• F••••••••• L••••broker-dealern
- V•••• A•••• A••••••••• L••••investment advisern
- V•••• C•••••• G•••••• D• R••••••• L••••investment advisern
- V•••• C•••••• P••••••• G• I• L•••••• •••••• • G• V•• I••pooled vehicle sponsorn
- V•••• C•••••• P••••••• G• I•• L•••••• •••••• • G• V•• I•••pooled vehicle sponsorn
- V•••• C•••••• P••••••• I• G• L••pooled vehicle sponsorn
- V•••• E••••••• G•••••• D• R••••••• L••••investment advisern
- V•••• F•••••••• V•••••• •••• G• •••••• • G• V•••pooled vehicle sponsorn
- V•••• G•••••• D• R••••••• L••••investment advisern
- V•••• G•• G••••• D• R••••••• L••••investment advisern
- V•••• G• •••• S•••••••pooled vehicle sponsorn
- V•••• I•••• G•• L••pooled vehicle sponsorn
- V•••• I••••••••• G•••••• D• R••••••• L••••investment advisern
- V•••• R••• E••••• G•••••• D• R••••••• L•••investment advisern
- V•••• S••••••• D• I••••••••• G•••••• D• R••••••• L••••investment advisern
- V•••• S•• C•••••• I• G• L••pooled vehicle sponsorn
- V•••• S•• G••••• D• R••••••• L••••investment advisern
- V•••• V••• E• P••••••••• S••real estaten
Offices
Schedule D 1.F, the 25 largest
- Rio De Janeiro, Brazil2 employees
What changed
consecutive filings, newest first
- Accounts · 79 to 73Dec 15, 2025 to Mar 31, 2026
- Advisory employees · 4 to 6Dec 15, 2025 to Mar 31, 2026
- BD registered reps · 0 to 1Dec 15, 2025 to Mar 31, 2026
- Corporate clients · 27 to 19Dec 15, 2025 to Mar 31, 2026
- HNW clients · 46 to 48Dec 15, 2025 to Mar 31, 2026
- Assets in custody · $94.3M to $96.0MDec 15, 2025 to Mar 31, 2026
- Employees · 6 to 14Dec 15, 2025 to Mar 31, 2026
- Discretionary RAUM · $144M to $138MDec 15, 2025 to Mar 31, 2026
- HNW RAUM · $142M to $149MDec 15, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $192M to $189MDec 15, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $94.3M to $96.0MDec 15, 2025 to Mar 31, 2026
- RAUM · $336M to $327MDec 15, 2025 to Mar 31, 2026
- Accounts · 73 to 79Jan 10, 2025 to Mar 31, 2025
- Corporate clients · 22 to 27Jan 10, 2025 to Mar 31, 2025
- Pooled vehicle clients · 5 to 6Jan 10, 2025 to Mar 31, 2025
- Assets in custody · $82.6M to $94.3MJan 10, 2025 to Mar 31, 2025
- Employees · 7 to 6Jan 10, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 10, 2025 to Mar 31, 2025
- Discretionary RAUM · $130M to $144MJan 10, 2025 to Mar 31, 2025
- HNW RAUM · $157M to $142MJan 10, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $203M to $192MJan 10, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $82.6M to $94.3MJan 10, 2025 to Mar 31, 2025
- RAUM · $333M to $336MJan 10, 2025 to Mar 31, 2025
- Accounts · 76 to 73Aug 2, 2024 to Nov 1, 2024
- Advisory employees · 3 to 4Aug 2, 2024 to Nov 1, 2024
- Advisory activities · 2 to 3Aug 2, 2024 to Nov 1, 2024
- Corporate clients · 72 to 22Aug 2, 2024 to Nov 1, 2024
- HNW clients · unset to 46.0Aug 2, 2024 to Nov 1, 2024
- Pooled vehicle clients · 4 to 5Aug 2, 2024 to Nov 1, 2024
- Assets in custody · $99.2M to $82.6MAug 2, 2024 to Nov 1, 2024
- Private funds · 2 to unsetAug 2, 2024 to Nov 1, 2024
- Discretionary RAUM · $150M to $130MAug 2, 2024 to Nov 1, 2024
- HNW RAUM · unset to 156924709.0Aug 2, 2024 to Nov 1, 2024
- Non-discretionary RAUM · $208M to $203MAug 2, 2024 to Nov 1, 2024
- Pooled vehicle RAUM · $99.2M to $82.6MAug 2, 2024 to Nov 1, 2024
- RAUM · $358M to $333MAug 2, 2024 to Nov 1, 2024
- Other offices · 0 to 1Mar 30, 2024 to Aug 2, 2024
- Accounts · 94 to 76Feb 20, 2024 to Mar 30, 2024
- Advisory employees · 4 to 3Feb 20, 2024 to Mar 30, 2024
- Corporate clients · 88 to 72Feb 20, 2024 to Mar 30, 2024
Signals
6 dated events
- V•••• P••••••• U•• reported RAUM $357.6M, down 46% from $661.4M (2024-02-20 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- V•••• P••••••• U•• reported RAUM $756.1M, up 61% from $469.0M (2021-11-02 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Giberto Sayao Da Silva (Quotaholder) no longer on Schedule A of V•••• P••••••• U•• (listed 2021-03-31, absent 2021-04-02)Apr 2, 2021 · Control person left · inference
- V•••• P••••••• U•• reported RAUM $469.0M, up 100% from $234.0M (2020-06-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- V•••• P••••••• U•• reported RAUM $176.5M, down 75% from $718.8M (2017-06-05 to 2018-03-31)Mar 31, 2018 · RAUM change · derived
- V•••• P••••••• U•• filed its initial SEC registration (Form ADV)Mar 28, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- V•••• P••••••• U•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 212-355-4449reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 511-611-5350reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 601-748-6090reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- V••••COMPASS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 1 646 559 8000reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- v•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
V•••• P••••••• U•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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