DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• W••• C•••••• P••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 24, 2014 · 18 filings
SEC status approved since Jul 2, 2014
RAUM
$4.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
51
30 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
14
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$4.1B as of Mar 31, 2026
Mar 30, 2015$445M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20150 then
Employees (5.A)51 as of Mar 31, 2026
Mar 30, 201515 then
Private funds14 as of Mar 31, 2026
Mar 30, 20152 then
RAUM +19% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $258MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.1B, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.1B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.1B for 16 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••• W••• C•••••• F••• I•• L••• | Private Equity Fund | $1.0B | 70 | Mar 28, 2018 |
| B••• W••• C•••••• F••• V• L••• | Private Equity Fund | $597M | 28 | Mar 30, 2022 |
| B••• W••• C•••••• F••• V••• L••• | Private Equity Fund | $445M | 33 | Mar 30, 2022 |
| B••• W••• C•••••• F••• I••• L••• | Private Equity Fund | $289M | 46 | Mar 27, 2014 |
| B• R•• C••••••••• L•• | Private Equity Fund | $163M | 6 | Mar 27, 2020 |
| B• R•••• C••••••••• L•• | Private Equity Fund | $122M | 18 | Mar 27, 2020 |
| B• C••••• C••••••••• L•• | Private Equity Fund | $117M | 22 | Mar 30, 2022 |
| B• N••• C•••••••• I•• L••• | Private Equity Fund | $51.3M | 18 | Mar 27, 2020 |
| B••• W••• C•••••• F••• V••• L••• | Private Equity Fund | $16.7M | 48 | Mar 30, 2022 |
| B••• W••• C•••••• F••• I•• L••• | Private Equity Fund | $817,333 | 19 | Mar 22, 2012 |
| B• E••••• C••••••••• L••• | Private Equity Fund | $164,441 | 5 | Mar 29, 2017 |
| B• N••• C••••••••• L••• | Private Equity Fund | $19,428 | 19 | Mar 29, 2017 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• A••• · Managing Partner And Chairmancontrolsince 02/2010 · owns 75% or more
- K•••••• J•••••• M•••••• · Managing Partnercontrolsince 12/2021 · owns 10% to 25%
- M•••••• C•••••• · Partnercontrolsince 05/2011 · owns less than 5%
- M••••••••• E••• G••••••• · Chief Financial Officer, Chief Compliance Officer, And Managing Directorcontrolsince 09/2022 · owns less than 5%
- W••••••• I••• R•••••• A••• · Chief Operating Officercontrolsince 12/2021 · owns less than 5%
Related persons
Schedule D 7.A
- B••• W••• C•••••• A••••••• I••• L•••pooled vehicle sponsorn
- B••• W••• C•••••• A••••••• I•• L•••pooled vehicle sponsorn
- B••• W••• C•••••• A••••••• V• L•••pooled vehicle sponsorn
- B••• W••• C•••••• A•••••••• L•••pooled vehicle sponsorn
- B• C••••• A•••••••• L•••pooled vehicle sponsorn
- B• E••••• A••••••• L••pooled vehicle sponsorn
- B• N••• C•••••••• A•••••••• L••pooled vehicle sponsorn
- B• R•••• A••••••• L••pooled vehicle sponsorn
- B• R•• A•• I• A••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 14 to 16Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 28 to 30Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 14 to 16Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $3.5B to $4.1BMar 31, 2025 to Mar 31, 2026
- Employees · 48 to 51Mar 31, 2025 to Mar 31, 2026
- Private funds · 12 to 14Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.5B to $4.1BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $3.5B to $4.1BMar 31, 2025 to Mar 31, 2026
- RAUM · $3.5B to $4.1BMar 31, 2025 to Mar 31, 2026
- Accounts · 15 to 14Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 26 to 28Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 15 to 14Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $2.8B to $3.5BMar 29, 2024 to Mar 31, 2025
- Employees · 38 to 48Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.8B to $3.5BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.8B to $3.5BMar 29, 2024 to Mar 31, 2025
- RAUM · $2.8B to $3.5BMar 29, 2024 to Mar 31, 2025
- Advisory employees · 25 to 26Mar 28, 2023 to Mar 29, 2024
- Assets in custody · $2.9B to $2.8BMar 28, 2023 to Mar 29, 2024
- Employees · 36 to 38Mar 28, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.9B to $2.8BMar 28, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $2.9B to $2.8BMar 28, 2023 to Mar 29, 2024
- RAUM · $2.9B to $2.8BMar 28, 2023 to Mar 29, 2024
- Advisory employees · 23 to 25Jan 3, 2023 to Mar 28, 2023
- Assets in custody · $0 to $2.9BJan 3, 2023 to Mar 28, 2023
- Custody of client assets · false to trueJan 3, 2023 to Mar 28, 2023
- Employees · 35 to 36Jan 3, 2023 to Mar 28, 2023
- Discretionary RAUM · $2.6B to $2.9BJan 3, 2023 to Mar 28, 2023
- Pooled vehicle RAUM · $2.6B to $2.9BJan 3, 2023 to Mar 28, 2023
- RAUM · $2.6B to $2.9BJan 3, 2023 to Mar 28, 2023
- Accounts · 11 to 15Aug 27, 2021 to Mar 30, 2022
- Advisory employees · 17 to 23Aug 27, 2021 to Mar 30, 2022
- Pooled vehicle clients · 11 to 15Aug 27, 2021 to Mar 30, 2022
- Employees · 27 to 35Aug 27, 2021 to Mar 30, 2022
- Private funds · 8 to 12Aug 27, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.4B to $2.6BAug 27, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.4B to $2.6BAug 27, 2021 to Mar 30, 2022
- RAUM · $1.4B to $2.6BAug 27, 2021 to Mar 30, 2022
- Advisory employees · 20 to 17Mar 27, 2020 to Mar 26, 2021
Signals
6 dated events
- Gerriets Eve Mongiardo (Interim Chief Financial Officer) appeared on Schedule A of B••• W••• C•••••• P••••••• L••Jun 8, 2022 · Control person joined · fact
- B••• W••• C•••••• P••••••• L•• reported RAUM $2.6B, up 92% from $1.4B (2021-08-27 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Christopher Michael Ranson (Manager Of Various Fund Gp Entities) no longer on Schedule A of B••• W••• C•••••• P••••••• L•• (listed 2021-03-26, absent 2021-04-16)Apr 16, 2021 · Control person left · inference
- B••• W••• C•••••• P••••••• L•• reported RAUM $1.4B, up 25% from $1.1B (2020-03-27 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- B••• W••• C•••••• P••••••• L•• reported RAUM $1.3B, up 91% from $689.8M (2018-01-30 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- B••• W••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)Jun 24, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••• W••• C•••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- B••• W••• C•••••• P••••••• L•• · Private Equityshared crd · organization
- B••• W••• C•••••• P••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-488-1340reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026