DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••••• R••••••• L••
Latest filing Jul 28, 2026
First filing on the tape Jun 13, 2014 · 14 filings
SEC status approved since Jul 27, 2021
RAUM
$292M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$292M as of Jul 28, 2026
Mar 31, 2015$56.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 28, 2026
Mar 31, 20150 then
Employees (5.A)10 as of Jul 28, 2026
Mar 31, 20158 then
Private funds6 as of Jul 28, 2026
Mar 31, 20154 then
RAUM +17% over the last fiscal year-7.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $24.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $292M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$292M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $292M for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••••• R••••••• C•••••• P••••••• V• L••• | Private Equity Fund | $133M | 37 | Mar 25, 2021 |
| H••••••• R••••••• C•••••• P••••••• L••• I• | Private Equity Fund | $47.5M | 23 | Nov 30, 2015 |
| H••••••• R••••••• C•••••• P••••••• V•• L••• | Private Equity Fund | $26.6M | 50 | Mar 25, 2021 |
| H••••••• R••••••• C•••••• P••••••• L••• I• Q• | Private Equity Fund | $13.3M | 6 | Nov 30, 2015 |
| D• P••••••• L•no longer reported | Private Equity Fund | $8.0M | 25 | Mar 30, 2012 |
| C••••• C•••••• P••••••• L•• S•••no longer reported | Private Equity Fund | $8.0M | 25 | Mar 30, 2012 |
| A•• I•••••••• L• | Private Equity Fund | $7.0M | 20 | Nov 30, 2015 |
| H••••••• R••••••• C•••••• P••••••• L• I••no longer reported | Private Equity Fund | $4.0M | 40 | Mar 30, 2012 |
| M••••• P••••••• L•no longer reported | Private Equity Fund | $3.8M | 25 | Mar 30, 2012 |
| G•• I•••••••• I• L• | Private Equity Fund | $3.7M | 25 | Mar 25, 2021 |
| C•• I•••••••• L•• | Private Equity Fund | $3.2M | 13 | Mar 28, 2017 |
| A•• I•••••••• I• L•• | Private Equity Fund | $1.0M | 25 | Mar 30, 2020 |
| C•• I•••••••• Q• L•• | Private Equity Fund | $903,559 | 6 | Mar 28, 2017 |
| S•••• S••• I•••••••• L••no longer reported | Private Equity Fund | $579,109 | 24 | Mar 27, 2014 |
| W••••••••• I•••••••• L••no longer reported | Private Equity Fund | $27,439 | 24 | Apr 1, 2013 |
Owners and control persons
Schedule A and B, latest filing
- L•••• C••••••••• E••• · H••••••• R••••••• L•• - Membercontrolsince 01/2004 · owns 10% to 25%
- O••••••• S••••• I• · H••••••• R••••••• L•• - President, Membercontrolsince 01/1998 · owns 50% to 75%
- O••••••• A•• P••••• · H••••••• R••••••• L•• - Cfo Ccocontrolsince 10/2013 · owns less than 5%
- R••••••• B••••••• C••• · H••••••• R••••••• L•• - Membersince 12/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 13 to 12Mar 27, 2025 to Mar 25, 2026
- Pooled vehicle clients · 13 to 12Mar 27, 2025 to Mar 25, 2026
- Assets in custody · $249M to $292MMar 27, 2025 to Mar 25, 2026
- Discretionary RAUM · $249M to $292MMar 27, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $249M to $292MMar 27, 2025 to Mar 25, 2026
- RAUM · $249M to $292MMar 27, 2025 to Mar 25, 2026
- Accounts · 17 to 13Mar 27, 2024 to Mar 27, 2025
- Advisory employees · 9 to 8Mar 27, 2024 to Mar 27, 2025
- Pooled vehicle clients · 17 to 13Mar 27, 2024 to Mar 27, 2025
- Assets in custody · $365M to $249MMar 27, 2024 to Mar 27, 2025
- Employees · 11 to 10Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Private funds · 9 to 6Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $369M to $249MMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $369M to $249MMar 27, 2024 to Mar 27, 2025
- RAUM · $369M to $249MMar 27, 2024 to Mar 27, 2025
- Advisory employees · 8 to 9Mar 31, 2023 to Mar 27, 2024
- Employees · 10 to 11Mar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $365M to $369MMar 31, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $365M to $369MMar 31, 2023 to Mar 27, 2024
- RAUM · $365M to $369MMar 31, 2023 to Mar 27, 2024
- Assets in custody · $341M to $365MMar 31, 2022 to Mar 31, 2023
- Private funds · 10 to 9Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $341M to $365MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $341M to $365MMar 31, 2022 to Mar 31, 2023
- RAUM · $341M to $365MMar 31, 2022 to Mar 31, 2023
- Accounts · 15 to 17Jun 25, 2021 to Mar 31, 2022
- Pooled vehicle clients · 15 to 17Jun 25, 2021 to Mar 31, 2022
- Assets in custody · $261M to $341MJun 25, 2021 to Mar 31, 2022
- Private funds · 20 to 10Jun 25, 2021 to Mar 31, 2022
- Discretionary RAUM · $261M to $341MJun 25, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $261M to $341MJun 25, 2021 to Mar 31, 2022
- RAUM · $261M to $341MJun 25, 2021 to Mar 31, 2022
- Accounts · 4 to 15Mar 31, 2015 to Jun 25, 2021
- Pooled vehicle clients · unset to 15.0Mar 31, 2015 to Jun 25, 2021
- Assets in custody · $53.8M to $261MMar 31, 2015 to Jun 25, 2021
- Employees · 8 to 10Mar 31, 2015 to Jun 25, 2021
- Other offices · unset to 0.0Mar 31, 2015 to Jun 25, 2021
- Private funds · 4 to 20Mar 31, 2015 to Jun 25, 2021
- Discretionary RAUM · $56.7M to $261MMar 31, 2015 to Jun 25, 2021
Signals
5 dated events
- H••••••• R••••••• L•• reported RAUM $249.0M, down 33% from $369.0M (2024-03-27 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- H••••••• R••••••• L•• reported RAUM $260.6M, up 360% from $56.7M (2015-03-31 to 2021-06-25)Jun 25, 2021 · RAUM change · derived
- J Phillip Cagnassola (H••••••• R••••••• L••, Member) no longer on Schedule A of H••••••• R••••••• L•• (listed 2015-03-31, absent 2021-06-25)Jun 25, 2021 · Control person left · inference
- Stevenson Owen Crihfield (Hamilton Robinson Associates Iii Llc - Member) no longer on Schedule A of H••••••• R••••••• L•• (listed 2015-03-31, absent 2021-06-25)Jun 25, 2021 · Control person left · inference
- H••••••• R••••••• L•• filed its initial SEC registration (Form ADV)Jun 13, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H••••••• R••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H••••••• R••••••• L•• · Private Equityshared crd · organization
- H••••••• R••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/H•••••••-R•••••••-CAPITAL-Preportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-602-0011reportedpublic record, Form ADV, Jul 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026