DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••• C••••••
Legal name F••••• C•••••• L••
Latest filing Mar 24, 2026
First filing on the tape Jun 30, 2021 · 8 filings
SEC status approved since Aug 2, 2021
RAUM
$339M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$339M as of Mar 24, 2026
Mar 31, 2022$271M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 31, 20220 then
Employees (5.A)3 as of Mar 24, 2026
Mar 31, 20223 then
Private funds5 as of Mar 24, 2026
Mar 31, 20228 then
RAUM +1.9% over the last fiscal year+10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $67.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $339M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$339M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $339M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••• B••••••• H••••••• Q•• L••• | Private Equity Fund | $117M | 72 | Mar 30, 2021 |
| F••••• B••••••• H•••••••• L••• | Private Equity Fund | $90.3M | 27 | Mar 30, 2021 |
| F••••• B••••••• H••••••• I•• L••• | Private Equity Fund | $78.8M | 2 | Mar 30, 2021 |
| O•••••• H•••••••• L•••no longer reported | Private Equity Fund | $14.2M | 8 | Mar 15, 2012 |
| F••••• C•••• H•••••••• L••• | Private Equity Fund | $5.0M | 27 | Mar 17, 2017 |
| F••••• L•• Z• H•••••••• L••• | Private Equity Fund | $3.5M | 13 | Mar 31, 2022 |
| O•••••• H••••••• B•••••• C••••no longer reported | Private Equity Fund | $1.4M | 9 | Mar 30, 2021 |
| F••••• B•••••••• H•••••••• L••• | Private Equity Fund | $1.3M | 30 | Mar 17, 2017 |
| O•••••• H••••••• ••••••••• L•••no longer reported | Private Equity Fund | $769,407 | 34 | Mar 15, 2012 |
| O•••••• H••••••• •••••••• L•••no longer reported | Private Equity Fund | $100 | 0 | Jan 17, 2013 |
Owners and control persons
Schedule A and B, latest filing
- F•••••••• L••••• P••• · Managing Partner/Chief Compliance Officercontrolsince 01/2009 · owns 75% or more
Related persons
Schedule D 7.A
- F••••• A••••••• I• L••pooled vehicle sponsorn
- F••••• A••••••• I•• L••pooled vehicle sponsorn
- F••••• A••••••• I• L••pooled vehicle sponsorn
- F••••• A••••••• V• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Baltimore, MD1 employees
What changed
consecutive filings, newest first
- Assets in custody · $333M to $339MMar 25, 2025 to Mar 24, 2026
- Employees · 4 to 3Mar 25, 2025 to Mar 24, 2026
- Discretionary RAUM · $333M to $339MMar 25, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $333M to $339MMar 25, 2025 to Mar 24, 2026
- RAUM · $333M to $339MMar 25, 2025 to Mar 24, 2026
- Financial planning clients · unset to Jul 3, 2024 to Mar 25, 2025
- Accounts · 6 to 5Jul 3, 2024 to Mar 25, 2025
- Pooled vehicle clients · 6 to 5Jul 3, 2024 to Mar 25, 2025
- Assets in custody · $296M to $333MJul 3, 2024 to Mar 25, 2025
- Private funds · 6 to 5Jul 3, 2024 to Mar 25, 2025
- Discretionary RAUM · $296M to $333MJul 3, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $296M to $333MJul 3, 2024 to Mar 25, 2025
- RAUM · $296M to $333MJul 3, 2024 to Mar 25, 2025
- HQ city · MIAMI BEACH to MIAMIMar 28, 2024 to Jul 3, 2024
- Advisory employees · 2 to 3Mar 29, 2023 to Mar 28, 2024
- Assets in custody · $255M to $296MMar 29, 2023 to Mar 28, 2024
- Employees · 3 to 4Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $255M to $296MMar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $255M to $296MMar 29, 2023 to Mar 28, 2024
- RAUM · $255M to $296MMar 29, 2023 to Mar 28, 2024
- Accounts · 8 to 6Sep 15, 2022 to Mar 29, 2023
- Pooled vehicle clients · 8 to 6Sep 15, 2022 to Mar 29, 2023
- Assets in custody · $271M to $255MSep 15, 2022 to Mar 29, 2023
- Private funds · 8 to 6Sep 15, 2022 to Mar 29, 2023
- Discretionary RAUM · $271M to $255MSep 15, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $271M to $255MSep 15, 2022 to Mar 29, 2023
- RAUM · $271M to $255MSep 15, 2022 to Mar 29, 2023
- Accounts · 7 to 8Jun 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 7 to 8Jun 30, 2021 to Mar 31, 2022
- Assets in custody · $225M to $271MJun 30, 2021 to Mar 31, 2022
- Other offices · 0 to 1Jun 30, 2021 to Mar 31, 2022
- Private funds · 14 to 8Jun 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $224M to $271MJun 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $224M to $271MJun 30, 2021 to Mar 31, 2022
- RAUM · $224M to $271MJun 30, 2021 to Mar 31, 2022
Signals
1 dated events
- F••••• C•••••• filed its initial SEC registration (Form ADV)Jun 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- F••••• C•••••• · Private Equityshared crd · organization
- F••••• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/flexis-capital/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- f•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-378-4000reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026