DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••••• G••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape May 9, 2012 · 19 filings
SEC status approved since May 28, 2012
RAUM
$259M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$259M as of Mar 31, 2026
Mar 8, 2013$146M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 8, 20130 then
Employees (5.A)6 as of Mar 31, 2026
Mar 8, 20139 then
Private funds2 as of Mar 31, 2026
Mar 8, 20131 then
RAUM +38% over the last fiscal year-11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $64.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$235M91%
- Other investment advisers$24.3M9.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I•••••• G••••• M•••••• L• | Hedge Fund | $193M | 45 | May 9, 2012 |
| I•••••• G••••• E•• L•no longer reported | Hedge Fund | $61.1M | 9 | Mar 31, 2015 |
| I•••••• G••••• L••• O••• M••••• L• | Hedge Fund | $5.9M | 13 | Mar 31, 2021 |
| I•••••• G••••• O••••••••• S•••••• L• | Hedge Fund | $1.3M | 2 | Mar 29, 2023 |
Owners and control persons
Schedule A and B, latest filing
- L•••••••• J••••••• L•••• · Chief Executive Officer/Portfolio Managercontrolsince 04/2012 · owns 75% or more
- Z•••••• M••••••• J••••• · Chief Financial Officer/Chief Compliance Officercontrolsince 04/2012 · owns less than 5%
Related persons
Schedule D 7.A
- I•••••• G••••• A••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Palm Beach, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 28.0% to 9.0% between the annual amendments of 2025-03-27 and 2026-03-31peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Discretionary RAUM · $188M to $259MMar 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $135M to $235MMar 27, 2025 to Mar 31, 2026
- RAUM · $188M to $259MMar 27, 2025 to Mar 31, 2026
- Accounts · 5 to 4Mar 29, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $349M to $188MMar 29, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $291M to $135MMar 29, 2024 to Mar 27, 2025
- RAUM · $349M to $188MMar 29, 2024 to Mar 27, 2025
- Private funds · 3 to 2Mar 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $366M to $349MMar 29, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $341M to $291MMar 29, 2023 to Mar 29, 2024
- RAUM · $366M to $349MMar 29, 2023 to Mar 29, 2024
- Accounts · 4 to 5Mar 31, 2022 to Mar 29, 2023
- Advisory employees · 4 to 3Mar 31, 2022 to Mar 29, 2023
- Pooled vehicle clients · 2 to 3Mar 31, 2022 to Mar 29, 2023
- Employees · 9 to 6Mar 31, 2022 to Mar 29, 2023
- Private funds · 2 to 3Mar 31, 2022 to Mar 29, 2023
- Discretionary RAUM · $681M to $366MMar 31, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $557M to $341MMar 31, 2022 to Mar 29, 2023
- RAUM · $681M to $366MMar 31, 2022 to Mar 29, 2023
- Accounts · 3 to 4Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 5 to 4Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $619M to $681MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $516M to $557MMar 31, 2021 to Mar 31, 2022
- RAUM · $619M to $681MMar 31, 2021 to Mar 31, 2022
- Accounts · 5 to 3Mar 30, 2020 to Mar 31, 2021
- Advisory employees · 4 to 5Mar 30, 2020 to Mar 31, 2021
- Advisory activities · 2 to 1Mar 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · 3 to 2Mar 30, 2020 to Mar 31, 2021
- Employees · 8 to 9Mar 30, 2020 to Mar 31, 2021
- Other offices · 0 to 1Mar 30, 2020 to Mar 31, 2021
- Private funds · 1 to 2Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $433M to $619MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $340M to $516MMar 30, 2020 to Mar 31, 2021
- RAUM · $433M to $619MMar 30, 2020 to Mar 31, 2021
- Accounts · 7 to 5Mar 31, 2019 to Mar 30, 2020
- Advisory employees · 6 to 4Mar 31, 2019 to Mar 30, 2020
- Pooled vehicle clients · 5 to 3Mar 31, 2019 to Mar 30, 2020
- Employees · 10 to 8Mar 31, 2019 to Mar 30, 2020
- Other offices · 1 to 0Mar 31, 2019 to Mar 30, 2020
Signals
6 dated events
- I•••••• G••••• M••••••••• L•• reported RAUM $187.7M, down 46% from $349.2M (2024-03-29 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- I•••••• G••••• M••••••••• L•• reported RAUM $365.8M, down 46% from $681.4M (2022-03-31 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- I•••••• G••••• M••••••••• L•• reported RAUM $618.7M, up 43% from $433.0M (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- I•••••• G••••• M••••••••• L•• reported RAUM $433.0M, down 35% from $661.4M (2019-03-31 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- I•••••• G••••• M••••••••• L•• reported RAUM $661.4M, down 39% from $1.1B (2018-03-29 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- I•••••• G••••• M••••••••• L•• reported RAUM $1.1B, up 27% from $844.5M (2017-09-29 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- I••••••GLOBAL.NETreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-488-2910reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026