DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
M••• C••• C••••••• L•••
Latest filing Jun 23, 2022
First filing on the tape May 20, 2014 · 8 filings
RAUM
$230M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
$459M gross assets
History
8 filings and snapshots on the tape
RAUM$133M as of Mar 26, 2018
Mar 19, 2015$192M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2018
Mar 19, 20150 then
Employees (5.A)5 as of Mar 26, 2018
Mar 19, 20154 then
Private funds2 as of Mar 26, 2018
Mar 19, 20152 then
RAUM +101% over the last fiscal year+6.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 23, 2022; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $115MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $230M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$230M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $230M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••• C••• F••• I•• L••• | Private Equity Fund | $74.3M | 25 | Mar 28, 2014 |
| M••••• P•• I•••••••• L•• | Private Equity Fund | $12.9M | 22 | Feb 7, 2023 |
| M••• C••• F•••• L••• | Private Equity Fund | $91,000 | 46 | Mar 21, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• D•••••• L•••• · Managing Directorcontrolsince 04/2010 · owns 25% to 50%
- R•••••• A••••••••• O•••• · Chief Compliance Officercontrolsince 06/2022 · owns less than 5%
- A••••••• D•••••• L•••• · LLC Membercontrolsince 04/2010 · owns 50% to 75% of M•• U••••••• G•• L••
Entity owners
- M•• U••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- W••••••• I•• L•••pooled vehicle sponsory
- W•••••••• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 2Mar 26, 2018 to Jun 23, 2022
- Assets in custody · $133M to $230MMar 26, 2018 to Jun 23, 2022
- Employees · 5 to 2Mar 26, 2018 to Jun 23, 2022
- HQ city · MINNEAPOLIS to WAYZATAMar 26, 2018 to Jun 23, 2022
- Private funds · 2 to 4Mar 26, 2018 to Jun 23, 2022
- Discretionary RAUM · $133M to $230MMar 26, 2018 to Jun 23, 2022
- Pooled vehicle RAUM · $133M to $230MMar 26, 2018 to Jun 23, 2022
- RAUM · $133M to $230MMar 26, 2018 to Jun 23, 2022
- Advisory employees · 5 to 4Mar 30, 2017 to Mar 26, 2018
- Pooled vehicle clients · unset to 2.0Mar 30, 2017 to Mar 26, 2018
- Assets in custody · $114M to $133MMar 30, 2017 to Mar 26, 2018
- Employees · 6 to 5Mar 30, 2017 to Mar 26, 2018
- Other offices · unset to 0.0Mar 30, 2017 to Mar 26, 2018
- Discretionary RAUM · $114M to $133MMar 30, 2017 to Mar 26, 2018
- Pooled vehicle RAUM · unset to 133000000.0Mar 30, 2017 to Mar 26, 2018
- RAUM · $114M to $133MMar 30, 2017 to Mar 26, 2018
- Advisory employees · 4 to 5Oct 20, 2016 to Mar 30, 2017
- Assets in custody · $136M to $114MOct 20, 2016 to Mar 30, 2017
- Employees · 4 to 6Oct 20, 2016 to Mar 30, 2017
- Discretionary RAUM · $136M to $114MOct 20, 2016 to Mar 30, 2017
- RAUM · $136M to $114MOct 20, 2016 to Mar 30, 2017
- Assets in custody · $192M to $136MJul 24, 2015 to Mar 29, 2016
- Discretionary RAUM · $192M to $136MJul 24, 2015 to Mar 29, 2016
- RAUM · $192M to $136MJul 24, 2015 to Mar 29, 2016
- Advisory employees · 3 to 4May 20, 2014 to Mar 19, 2015
- Assets in custody · $198M to $192MMay 20, 2014 to Mar 19, 2015
- Employees · 3 to 4May 20, 2014 to Mar 19, 2015
- Private funds · 4 to 2May 20, 2014 to Mar 19, 2015
- Discretionary RAUM · $198M to $192MMay 20, 2014 to Mar 19, 2015
- RAUM · $198M to $192MMay 20, 2014 to Mar 19, 2015
Signals
4 dated events
- Osten Alexander Rutlin (Chief Compliance Officer) appeared on Schedule A of M••• C••• C••••••• L•••Jun 23, 2022 · Control person joined · fact
- Ann Lisa Kro (Managing Director) no longer on Schedule A of M••• C••• C••••••• L••• (listed 2018-03-26, absent 2022-06-23)Jun 23, 2022 · Control person left · inference
- Christine Angela Wood (Chief Compliance Officer) no longer on Schedule A of M••• C••• C••••••• L••• (listed 2018-03-26, absent 2022-06-23)Jun 23, 2022 · Control person left · inference
- M••• C••• C••••••• L••• filed its initial SEC registration (Form ADV)May 20, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- M••• C••• C••••••• L••• · Independent Sponsorsshared crd · capital_provider
- M••• C••• C••••••• L••• · Private Equityshared crd · organization
- M••• C••• C••••••• L••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- M•••C•••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026