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S•• A•••• M••••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered1 private fundswebsite

Asset manager (funds and pooled vehicles), reporting $255M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$255M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
-8.9%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 162653 · SEC 801-121051 · 11 filingsShow
CRD 162653SEC 801-121051First filing on the tape Mar 31, 2021, latest Mar 30, 2026SEC status approved since May 4, 2021IAPD
RAUM
$255M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$255M as of Mar 30, 2026
Mar 29, 2022$247M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 29, 2022$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20220 then
Employees (5.A)2 as of Mar 30, 2026
Mar 29, 20223 then
Private funds1 as of Mar 30, 2026
Mar 29, 20221 then
RAUM -8.9% over the last fiscal year+7.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$128MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-8.9%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$191M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.75 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S•••• M••••• P•••••••• L•••Hedge Fund$255M46Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••• A•••• L••••• · Chief Compliance Officercontrol
        since 02/2021 · owns less than 5%
      • G••••••••• L•••••••• J••••• · Sole Managing Membercontrol
        since 11/2002 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $280M to $255M
        Mar 28, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $217M to $191M
        Mar 28, 2025 to Mar 30, 2026
      • RAUM · $280M to $255M
        Mar 28, 2025 to Mar 30, 2026
      • Assets in custody · $160M to $0
        May 1, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        May 1, 2024 to Mar 28, 2025
      • HQ city · unset to
        May 1, 2024 to Mar 28, 2025
      • HQ state · unset to
        May 1, 2024 to Mar 28, 2025
      • Discretionary RAUM · $200M to $280M
        May 1, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $160M to $217M
        May 1, 2024 to Mar 28, 2025
      • RAUM · $200M to $280M
        May 1, 2024 to Mar 28, 2025
      • HQ city · PURCHASE to unset
        Apr 8, 2024 to May 1, 2024
      • HQ state · NY to unset
        Apr 8, 2024 to May 1, 2024
      • Advisory employees · 2 to 1
        Apr 10, 2023 to Mar 21, 2024
      • Assets in custody · $159M to $160M
        Apr 10, 2023 to Mar 21, 2024
      • Employees · 3 to 2
        Apr 10, 2023 to Mar 21, 2024
      • HQ city · LARCHMONT to PURCHASE
        Apr 10, 2023 to Mar 21, 2024
      • Discretionary RAUM · $203M to $200M
        Apr 10, 2023 to Mar 21, 2024
      • Pooled vehicle RAUM · $159M to $160M
        Apr 10, 2023 to Mar 21, 2024
      • RAUM · $203M to $200M
        Apr 10, 2023 to Mar 21, 2024
      • Assets in custody · $196M to $159M
        Apr 12, 2022 to Mar 31, 2023
      • Discretionary RAUM · $247M to $203M
        Apr 12, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $196M to $159M
        Apr 12, 2022 to Mar 31, 2023
      • RAUM · $247M to $203M
        Apr 12, 2022 to Mar 31, 2023
      • Assets in custody · $164M to $196M
        May 3, 2021 to Mar 29, 2022
      • Discretionary RAUM · $207M to $247M
        May 3, 2021 to Mar 29, 2022
      • Pooled vehicle RAUM · $164M to $196M
        May 3, 2021 to Mar 29, 2022
      • RAUM · $207M to $247M
        May 3, 2021 to Mar 29, 2022
      • Private funds · 2 to 1
        Mar 31, 2021 to May 3, 2021
      Signals
      1 dated events
      • ••• Locked
        Mar 31, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026