DFX Intelligence
RIA Intelligence
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SEC-registered adviser
B•••••••• I••••••••• P•••••••• L••
Latest filing Mar 16, 2026
First filing on the tape Feb 4, 2015 · 22 filings
SEC status approved since Feb 9, 2015
RAUM
$157M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$157M as of Mar 16, 2026
Mar 30, 2016$536M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 16, 2026
Mar 30, 20160 then
Employees (5.A)5 as of Mar 16, 2026
Mar 30, 201611 then
Private funds2 as of Mar 16, 2026
Mar 30, 20162 then
RAUM -26% over the last fiscal year-23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $78.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$157M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••••• I••••••••• F••• I•• L• | Private Equity Fund | $220M | 49 | Feb 4, 2015 |
| B•••••••• I••••••••• F•••• L••• | Private Equity Fund | $90.3M | 33 | Mar 21, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••• H•••••• S••••• · Managing Membercontrolsince 03/2011 · owns 50% to 75%
- T•••••• I••••• G• · Managing Directorsince 11/2014 · owns 10% to 25%
- W••••• J•••••• P•••••• · Chief Financial Officer And Chief Administrative Officer And Chief Compliance Officersince 11/2014 · owns 10% to 25%
Entity owners
- K• F••••• B•••••••• I••••••••• L•• · Memberdirect · owns 10% to 25%
- K•••• P•••••• I••••••••• L•• · Memberindirect · owns 25% to 50% of K• F••••• B•••••••• I••••••••• L••
- S•••••• K• P•••• I••••••••• C••• F••• M••••••••• L•• · Memberindirect · owns 25% to 50% of K• F••••• B•••••••• I••••••••• L••
- S••••• A•• P••••• I••••••••• C••• F••• M••••••••• L•• · Memberindirect · owns 25% to 50% of K• F••••• B•••••••• I••••••••• L••
- S••••• • S•••• I••••••••• C••• F••• M••••••••• L•• · Memberindirect · owns 25% to 50% of K• F••••• B•••••••• I••••••••• L••
Related persons
Schedule D 7.A
- B•••••••• I•••••••• P••••••• G• I•• L••pooled vehicle sponsorn
- B•••••••• I••••••••• M••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 3Nov 12, 2025 to Mar 16, 2026
- Discretionary RAUM · $212M to $157MNov 12, 2025 to Mar 16, 2026
- Pooled vehicle RAUM · $212M to $157MNov 12, 2025 to Mar 16, 2026
- RAUM · $212M to $157MNov 12, 2025 to Mar 16, 2026
- Advisory employees · 5 to 4Apr 1, 2024 to Mar 27, 2025
- Employees · 6 to 5Apr 1, 2024 to Mar 27, 2025
- Financial planning clients · unset to Apr 1, 2024 to Mar 27, 2025
- Discretionary RAUM · $310M to $212MApr 1, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $310M to $212MApr 1, 2024 to Mar 27, 2025
- RAUM · $310M to $212MApr 1, 2024 to Mar 27, 2025
- Advisory employees · 4 to 5Aug 17, 2023 to Feb 23, 2024
- Assets in custody · 0.0 to unsetAug 17, 2023 to Feb 23, 2024
- Employees · 5 to 6Aug 17, 2023 to Feb 23, 2024
- Discretionary RAUM · $337M to $310MAug 17, 2023 to Feb 23, 2024
- Pooled vehicle RAUM · $337M to $310MAug 17, 2023 to Feb 23, 2024
- RAUM · $337M to $310MAug 17, 2023 to Feb 23, 2024
- Related adviser · true to falseAug 17, 2023 to Feb 23, 2024
- Advisory employees · 5 to 4Dec 13, 2022 to Mar 30, 2023
- Employees · 7 to 5Dec 13, 2022 to Mar 30, 2023
- Discretionary RAUM · $341M to $337MDec 13, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $341M to $337MDec 13, 2022 to Mar 30, 2023
- RAUM · $341M to $337MDec 13, 2022 to Mar 30, 2023
- Discretionary RAUM · $555M to $341MDec 3, 2021 to Mar 16, 2022
- Pooled vehicle RAUM · $555M to $341MDec 3, 2021 to Mar 16, 2022
- RAUM · $555M to $341MDec 3, 2021 to Mar 16, 2022
- Advisory employees · 9 to 5Nov 20, 2020 to Mar 26, 2021
- Employees · 12 to 7Nov 20, 2020 to Mar 26, 2021
- Discretionary RAUM · $533M to $555MNov 20, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $533M to $555MNov 20, 2020 to Mar 26, 2021
- RAUM · $533M to $555MNov 20, 2020 to Mar 26, 2021
- HQ city · NEW YORK to FORT LAUDERDALEMar 24, 2020 to Nov 20, 2020
- HQ state · NY to FLMar 24, 2020 to Nov 20, 2020
- Advisory employees · 15 to 9Oct 23, 2019 to Mar 24, 2020
- Assets in custody · $306M to $0Oct 23, 2019 to Mar 24, 2020
- Custody of client assets · true to falseOct 23, 2019 to Mar 24, 2020
- Employees · 18 to 12Oct 23, 2019 to Mar 24, 2020
- Discretionary RAUM · $464M to $533MOct 23, 2019 to Mar 24, 2020
- Pooled vehicle RAUM · $464M to $533MOct 23, 2019 to Mar 24, 2020
- RAUM · $464M to $533MOct 23, 2019 to Mar 24, 2020
- Advisory employees · 10 to 15Mar 28, 2018 to Mar 28, 2019
Signals
3 dated events
- B•••••••• I••••••••• P•••••••• L•• reported RAUM $340.6M, down 39% from $555.4M (2021-12-03 to 2022-03-16)Mar 16, 2022 · RAUM change · derived
- George Dennis Drislane (Managing Member) no longer on Schedule A of B•••••••• I••••••••• P•••••••• L•• (listed 2018-03-28, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- B•••••••• I••••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Feb 4, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B•••••••• I••••••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- B•••••••• I••••••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- B••••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 954-636-3680reportedpublic record, Form ADV, Mar 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026