DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

S••••• V•••••••

Former SEC-registered adviserCRD 162676SEC 801-129638IAPD
Legal name S••••• V••••••• M••••••••• L••
Latest filing Apr 9, 2024
First filing on the tape Feb 6, 2024 · 3 filings
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
$2.0B gross assets
History
3 filings and snapshots on the tape
RAUM$2.0B as of Apr 9, 2024
Feb 6, 2024$2.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 9, 2024
Feb 6, 20240 then
Employees (5.A)10 as of Apr 9, 2024
Feb 6, 202410 then
Private funds8 as of Apr 9, 2024
Feb 6, 202416 then
Practice profile
derived from the filing of Apr 9, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$253MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.0B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      7 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S••••• V••••••• V• L•••Venture Capital Fund$836M37Mar 10, 2017
      S••••• V••••••• I••• L•••Venture Capital Fund$248M36Mar 29, 2012
      S••••• V••••••• I•• L•••Venture Capital Fund$187M36Mar 29, 2012
      S••••• V••••••• I•• L•Venture Capital Fund$142M48Mar 31, 2015
      S••••• H• 2•••• L•••Venture Capital Fund$24.3M9Mar 22, 2022
      S••••• V•••••••• L•••Venture Capital Fund$5.6M24Mar 29, 2012
      S••••• T•• 2•••• L•••Venture Capital Fund$35,9186Mar 22, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• A•••• · Chief Financial Officercontrol
        since 12/2019 · owns less than 5%
      • K••••• R•••• P•••• · Vp Finance, Chief Compliance Officercontrol
        since 01/2023 · owns less than 5%
      • P•••••••• J••••• M•••••• · Managing Membercontrol
        since 09/2012 · owns 75% or more
      Related persons
      Schedule D 7.A
      • S••••• H• 2••• G•• L••
        pooled vehicle sponsorn
      • S••••• T•• 2••• G•• L••
        pooled vehicle sponsorn
      • S••••• V••••••• I• G•• L••
        pooled vehicle sponsorn
      • S••••• V••••••• I•• G•• L••
        pooled vehicle sponsorn
      • S••••• V••••••• I• G•• L••
        pooled vehicle sponsorn
      • S••••• V••••••• V• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • HQ city · PORTOLA VALLEY to unset
        Feb 6, 2024 to Feb 23, 2024
      • HQ state · CA to unset
        Feb 6, 2024 to Feb 23, 2024
      • Private funds · 16 to 8
        Feb 6, 2024 to Feb 23, 2024
      Signals
      1 dated events
      • S••••• V••••••• filed its initial SEC registration (Form ADV)
        Feb 6, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/shasta-venturesreportedpublic record, Form ADV, Sep 18, 2026
      Website
      S•••••.VCreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026