DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
S•••••• C•••••• M••••••••• L••
Latest filing Apr 12, 2023
First filing on the tape Mar 29, 2012 · 19 filings
RAUM
$45.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
$7.3M gross assets
History
19 filings and snapshots on the tape
RAUM$45.5M as of Mar 6, 2023
Apr 3, 2013$54.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 6, 2023
Apr 3, 20130 then
Employees (5.A)3 as of Mar 6, 2023
Apr 3, 20138 then
Private funds1 as of Mar 6, 2023
Apr 3, 20131 then
RAUM +64% over the last fiscal year-5.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 12, 2023; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $9.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +64%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $7.3M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$33.9M75%
- Pooled investment vehicles$11.6M25%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.3M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O• A•••• V•••• S•••• | Other Private Fund | $22.0M | 50 | Nov 6, 2023 |
| S•••••• G••••• C•••• O• S••••••no longer reported | Hedge Fund | $17.0M | 13 | Mar 29, 2012 |
| S•••••• C•••••• M••••• F••• L•• | Hedge Fund | $8.0M | 7 | Apr 3, 2013 |
| S•••••• C•••••• L••• S•••••• C••••• C•••• O• S•••••no longer reported | Hedge Fund | $5.0M | 7 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D• M•••••• L••••••• N•• · Managing Membercontrolsince 10/2006 · owns 75% or more
- R•••••• A••••••• N•• · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 4 to 5Mar 9, 2022 to Mar 6, 2023
- Assets in custody · $8.0M to $7.3MMar 9, 2022 to Mar 6, 2023
- Discretionary RAUM · $27.8M to $45.5MMar 9, 2022 to Mar 6, 2023
- Pooled vehicle RAUM · $12.8M to $11.6MMar 9, 2022 to Mar 6, 2023
- RAUM · $27.8M to $45.5MMar 9, 2022 to Mar 6, 2023
- Assets in custody · $5.4M to $8.0MJul 14, 2021 to Mar 9, 2022
- Employees · 4 to 3Jul 14, 2021 to Mar 9, 2022
- Discretionary RAUM · $31.1M to $27.8MJul 14, 2021 to Mar 9, 2022
- Pooled vehicle RAUM · $5.4M to $12.8MJul 14, 2021 to Mar 9, 2022
- RAUM · $31.1M to $27.8MJul 14, 2021 to Mar 9, 2022
- Accounts · 3 to 4Mar 30, 2020 to Apr 30, 2021
- Pooled vehicle clients · 2 to 3Mar 30, 2020 to Apr 30, 2021
- Assets in custody · $8.0M to $5.4MMar 30, 2020 to Apr 30, 2021
- Discretionary RAUM · $54.3M to $31.1MMar 30, 2020 to Apr 30, 2021
- Pooled vehicle RAUM · $8.1M to $5.4MMar 30, 2020 to Apr 30, 2021
- RAUM · $54.3M to $31.1MMar 30, 2020 to Apr 30, 2021
- Assets in custody · $10.9M to $8.0MMar 29, 2019 to Mar 30, 2020
- Other offices · 2 to 1Mar 29, 2019 to Mar 30, 2020
- Discretionary RAUM · $82.4M to $54.3MMar 29, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $10.9M to $8.1MMar 29, 2019 to Mar 30, 2020
- RAUM · $82.4M to $54.3MMar 29, 2019 to Mar 30, 2020
- Accounts · 4 to 3Mar 29, 2018 to Mar 29, 2019
- Assets in custody · $10.7M to $10.9MMar 29, 2018 to Mar 29, 2019
- Discretionary RAUM · $144M to $82.4MMar 29, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $10.7M to $10.9MMar 29, 2018 to Mar 29, 2019
- RAUM · $144M to $82.4MMar 29, 2018 to Mar 29, 2019
- Advisory employees · 3 to 2Mar 24, 2017 to Mar 29, 2018
- Pooled vehicle clients · unset to 2.0Mar 24, 2017 to Mar 29, 2018
- Assets in custody · $22.0M to $10.7MMar 24, 2017 to Mar 29, 2018
- Employees · 6 to 4Mar 24, 2017 to Mar 29, 2018
- Other offices · unset to 2.0Mar 24, 2017 to Mar 29, 2018
- Discretionary RAUM · $156M to $144MMar 24, 2017 to Mar 29, 2018
- Pooled vehicle RAUM · unset to 10690847.0Mar 24, 2017 to Mar 29, 2018
- RAUM · $156M to $144MMar 24, 2017 to Mar 29, 2018
- Assets in custody · $17.0M to $22.0MMar 24, 2016 to Mar 24, 2017
- Discretionary RAUM · $147M to $156MMar 24, 2016 to Mar 24, 2017
- RAUM · $147M to $156MMar 24, 2016 to Mar 24, 2017
- Assets in custody · $20.0M to $17.0MSep 25, 2015 to Mar 24, 2016
- Discretionary RAUM · $124M to $147MSep 25, 2015 to Mar 24, 2016
- RAUM · $124M to $147MSep 25, 2015 to Mar 24, 2016
Signals
2 dated events
- Richard Spector (Cco) no longer on Schedule A of S•••••• C•••••• M••••••••• L•• (listed 2021-07-14, absent 2022-03-09)Mar 9, 2022 · Control person left · inference
- A•••••• R••••• (Chief Compliance Officer) appeared on Schedule A of S•••••• C•••••• M••••••••• L••Mar 9, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- sibillacapital.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
S•••••• C•••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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