DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••••• C•••••• P•••••••
Legal name E•••••••• C•••••• M••••••••• L••
Latest filing May 21, 2026
First filing on the tape Jan 2, 2020 · 16 filings
SEC status approved since Feb 4, 2020
RAUM
$467M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$467M as of May 21, 2026
Mar 31, 2021$224M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 21, 2026
Mar 31, 20210 then
Employees (5.A)18 as of May 21, 2026
Mar 31, 202117 then
Private funds4 as of May 21, 2026
Mar 31, 20213 then
RAUM -2.8% over the last fiscal year+8.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $117MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$467M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••••••• C•••••• P••••••• V• L• | Private Equity Fund | $324M | 11 | Mar 30, 2023 |
| E•••••••• C•••••• P••••••• I•• L• | Private Equity Fund | $181M | 18 | Jan 2, 2020 |
| E•••••••• C•••••• P••••••• I••• L• | Private Equity Fund | $59.9M | 17 | Sep 29, 2014 |
| E•••••••• C•••••• P••••••• I•• L• | Private Equity Fund | $6.5M | 35 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• C••••••••• F•••••• · Managing Partner; Manager And Membercontrolsince 09/2007 · owns 10% to 25%
- G••••• J•• R•••••• L•••• · Managing Partner; Membercontrolsince 01/2023 · owns 10% to 25%
- L••••••• B••••• N•••• · Managing Partner, Chief Compliance Officer, Chief Financial Officer; Membercontrolsince 08/2015 · owns 10% to 25%
- M••••• R•••• J•••• · Managing Partner; Membercontrolsince 09/2007 · owns 10% to 25%
- O••••••••• P••••• E•••••••• · Managing Partner; Membercontrolsince 01/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
- E•••••••• G•••• I•• L••pooled vehicle sponsory
- E•••••••• G•••• I••• L••pooled vehicle sponsory
- E•••••••• G•••• I•• L••pooled vehicle sponsory
- E•••••••• G•••• V• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 19 to 18May 5, 2025 to Mar 6, 2026
- Employees · 19 to 18May 5, 2025 to Mar 6, 2026
- Discretionary RAUM · $480M to $467MMay 5, 2025 to Mar 6, 2026
- Pooled vehicle RAUM · $480M to $467MMay 5, 2025 to Mar 6, 2026
- RAUM · $480M to $467MMay 5, 2025 to Mar 6, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 5, 2025
- Advisory employees · 17 to 19May 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $572M to $480MMay 21, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $572M to $480MMay 21, 2024 to Mar 31, 2025
- RAUM · $572M to $480MMay 21, 2024 to Mar 31, 2025
- Advisory employees · 16 to 17May 3, 2023 to Mar 28, 2024
- Employees · 18 to 19May 3, 2023 to Mar 28, 2024
- Discretionary RAUM · $366M to $572MMay 3, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $366M to $572MMay 3, 2023 to Mar 28, 2024
- RAUM · $366M to $572MMay 3, 2023 to Mar 28, 2024
- Accounts · 3 to 4Feb 13, 2023 to Mar 30, 2023
- Pooled vehicle clients · 3 to 4Feb 13, 2023 to Mar 30, 2023
- Private funds · 3 to 4Feb 13, 2023 to Mar 30, 2023
- Discretionary RAUM · $221M to $366MFeb 13, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $221M to $366MFeb 13, 2023 to Mar 30, 2023
- RAUM · $221M to $366MFeb 13, 2023 to Mar 30, 2023
- Advisory employees · 15 to 16Jul 8, 2021 to Mar 28, 2022
- Employees · 17 to 18Jul 8, 2021 to Mar 28, 2022
- Discretionary RAUM · $224M to $221MJul 8, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $224M to $221MJul 8, 2021 to Mar 28, 2022
- RAUM · $224M to $221MJul 8, 2021 to Mar 28, 2022
- Advisory employees · 13 to 15May 13, 2020 to Mar 31, 2021
- Employees · 16 to 17May 13, 2020 to Mar 31, 2021
- Discretionary RAUM · $254M to $224MMay 13, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $254M to $224MMay 13, 2020 to Mar 31, 2021
- RAUM · $254M to $224MMay 13, 2020 to Mar 31, 2021
- Private funds · 6 to 3Jan 2, 2020 to May 13, 2020
Signals
5 dated events
- E•••••••• C•••••• P••••••• reported RAUM $572.1M, up 56% from $366.1M (2023-05-03 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- E•••••••• C•••••• P••••••• reported RAUM $366.1M, up 65% from $221.4M (2023-02-13 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Ellsworth Peter Ostergard (Partner; Member) appeared on Schedule A of E•••••••• C•••••• P•••••••Feb 13, 2023 · Control person joined · fact
- Lloyd Robert Girton Jr (Partner; Member) appeared on Schedule A of E•••••••• C•••••• P•••••••Feb 13, 2023 · Control person joined · fact
- E•••••••• C•••••• P••••••• filed its initial SEC registration (Form ADV)Jan 2, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E•••••••• C•••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- E•••••••• C•••••• P••••••• · Private Equityshared crd · organization
- E•••••••• C•••••• P••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/edgewater-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- e•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 216-292-3838reportedpublic record, Form ADV, May 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026