DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• V••••••• M••••••••• I•••
Latest filing Jul 7, 2026
First filing on the tape Sep 29, 2017 · 21 filings
SEC status approved since Oct 30, 2017
RAUM
$5.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
41
21 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
57
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$5.4B as of Jul 7, 2026
Mar 28, 2018$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 7, 2026
Mar 28, 20180 then
Employees (5.A)41 as of Jul 7, 2026
Mar 28, 20188 then
Private funds57 as of Jul 7, 2026
Mar 28, 201823 then
RAUM -13% over the last fiscal year-10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $92.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 59reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
66 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• V••••••• I••• L••• | Venture Capital Fund | $854M | 32 | Mar 28, 2012 |
| A•••• K•••• O••••••••• F••• 5• L••• | Venture Capital Fund | $768M | 87 | Mar 31, 2022 |
| A•••• K•••• O••••••••• F••• 4• L••• | Venture Capital Fund | $527M | 78 | Mar 31, 2021 |
| A•••• K••• F•• L••• | Venture Capital Fund | $515M | 10 | Mar 27, 2023 |
| A•••• K•••• O••••••••• F••• 2• L••• | Venture Capital Fund | $487M | 49 | Mar 29, 2016 |
| A•••• V••••••• I• R•••••• F•••• L••• | Venture Capital Fund | $473M | 37 | Mar 30, 2020 |
| A•••• K•••• O••••••••• F••• 3• L••• | Venture Capital Fund | $367M | 52 | Mar 31, 2019 |
| A•••• R••••• S•• 2• L•• | Venture Capital Fund | $367M | 23 | Mar 31, 2019 |
| A•••• K•••• O••••••••• F•••• L••• | Venture Capital Fund | $358M | 50 | Mar 24, 2014 |
| A•••• H••••• 4• G•• L•• | Venture Capital Fund | $259M | 4 | Mar 31, 2021 |
| A•••• H••••• 5• S•• L•• | Venture Capital Fund | $158M | 2 | Mar 27, 2023 |
| A• Z•• 2•••• L•• | Venture Capital Fund | $144M | 23 | Mar 31, 2021 |
| A• C• 2•••• L••• | Venture Capital Fund | $129M | 11 | Mar 27, 2023 |
| A•••• K•••• O••••••••• F••• 6• L••• | Venture Capital Fund | $129M | 83 | Mar 28, 2024 |
| A•••• H••••• 2• L••• | Venture Capital Fund | $123M | 14 | Sep 29, 2017 |
| A• S•• 2•••• L•• | Venture Capital Fund | $100.0M | 53 | Mar 31, 2022 |
| A•••• H••••• W•• L•• | Venture Capital Fund | $85.3M | 2 | Mar 27, 2023 |
| A•••• R••••• S•• 1• L•• | Venture Capital Fund | $73.8M | 37 | Mar 31, 2019 |
| A•••• H••••• 2• P••••• L•• | Venture Capital Fund | $67.4M | 3 | Sep 29, 2017 |
| A•••• H••••• 2• D• L•• | Venture Capital Fund | $66.6M | 4 | Sep 29, 2017 |
| A•••• H••••• 2• V• L•• | Venture Capital Fund | $65.6M | 1 | Sep 29, 2017 |
| A• T•• 2•••• L•• | Venture Capital Fund | $59.0M | 23 | Mar 27, 2023 |
| A• V•• 2•••• L•• | Venture Capital Fund | $48.7M | 19 | Mar 27, 2023 |
| A•••• H••••• C•• L•• | Venture Capital Fund | $41.6M | 1 | Mar 31, 2021 |
| A•••• V••••••• I• L•••••••• F•••• L••• | Venture Capital Fund | $27.1M | 38 | Mar 30, 2020 |
| A•••• H•••••• L••• | Venture Capital Fund | $25.1M | 9 | Mar 29, 2016 |
| A•••• H••••• 3• G•• L•• | Venture Capital Fund | $19.0M | 3 | Mar 30, 2020 |
| A•••• H••••• 3• B• L•• | Venture Capital Fund | $17.7M | 1 | Mar 30, 2020 |
| A•••• H••••• 3• M• L•• | Venture Capital Fund | $17.2M | 2 | Mar 30, 2020 |
| A•••• H••••• 3• I• L•• | Venture Capital Fund | $14.8M | 1 | Mar 30, 2020 |
| A•••• H••••• C•• L•• | Venture Capital Fund | $14.7M | 1 | Mar 31, 2021 |
| A•••• H••••• 3• T• L•• | Venture Capital Fund | $14.4M | 1 | Mar 30, 2020 |
| A•••• H••••• 3• L••• | Venture Capital Fund | $14.3M | 23 | Mar 30, 2020 |
| A•••• H••••• D• L•• | Venture Capital Fund | $13.9M | 4 | Mar 29, 2016 |
| A•••• R••••• S•• 2•••• L•• | Venture Capital Fund | $13.3M | 36 | Mar 31, 2021 |
| A•••• H••••• 2• N• L•• | Venture Capital Fund | $12.8M | 1 | Sep 29, 2017 |
| A•••• H••••• B•• L•• | Venture Capital Fund | $11.3M | 1 | Mar 29, 2016 |
| A•••• H••••• H•• L•• | Venture Capital Fund | $10.6M | 1 | Mar 31, 2021 |
| A•••• H••••• B•• L•• | Venture Capital Fund | $10.1M | 1 | Mar 29, 2016 |
| A•••• H••••• 5• L••• | Venture Capital Fund | $8.7M | 57 | Mar 27, 2023 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• R••••••• S•••••• · General Counsel, Chief Compliance Officer, And Secretarycontrolsince 05/2019 · owns less than 5%
- G••••••• P•••••••• N•• · Chief Financial Officercontrolsince 06/2022 · owns less than 5%
- H••••••• B•••••••• K•• · Partnercontrolsince 12/2020 · owns less than 5%
- K••• H•• J••• N•• · Presidentcontrolsince 08/1999 · owns 25% to 50%
- L••• A••••••• P•••••• · Vice Presidentcontrolsince 11/2004 · owns 25% to 50%
- N••• H•••••• N•• · Vice Presidentcontrolsince 08/1999 · owns 25% to 50%
Related persons
Schedule D 7.A
- A• S•• 2••• G•• L••investment adviserpooled vehicle sponsorn
- A• T•• 2••• G•• L••investment adviserpooled vehicle sponsorn
- A• Z•• 2••• G•• L••investment adviserpooled vehicle sponsorn
- A•••• H••••• 2• G•• L••investment adviserpooled vehicle sponsorn
- A•••• H••••• 3• G•• L••investment adviserpooled vehicle sponsorn
- A•••• H••••• 4• G•• L••investment adviserpooled vehicle sponsorn
- A•••• H••••• 5• G•• L••investment adviserpooled vehicle sponsorn
- A•••• H••••• G•• L••investment adviserpooled vehicle sponsorn
- A•••• I• L• G•• L••investment adviserpooled vehicle sponsorn
- A•••• I•• M••••••••• L••investment adviserpooled vehicle sponsorn
- A•••• K••• M••••••••• P•••••••• L••investment adviserpooled vehicle sponsorn
- A•••• K••• M••••••••• P•••••••• L••investment adviserpooled vehicle sponsorn
- A•••• K••• M••••••••• P•••••••• L••investment adviserpooled vehicle sponsorn
- A•••• K••• M••••••••• P•••••••• L••investment adviserpooled vehicle sponsorn
- A•••• K••• M••••••••• P•••••••• L••investment adviserpooled vehicle sponsorn
- A•••• K•••• M••••••••• P•••••••• L••investment adviserpooled vehicle sponsorn
- A•••• M••••••••• P••••••• I••• L••investment adviserpooled vehicle sponsorn
- A•••• M••••••••• P••••••• I•• L••investment adviserpooled vehicle sponsorn
- A•••• R••••• 2••• M••••••••• P•••••••• L••investment adviserpooled vehicle sponsorn
- A•••• R••••• M••••••••• P•••••••• L••investment adviserpooled vehicle sponsorn
- A•••• W•••• M••••••••• P•••••••• L••investment adviserpooled vehicle sponsorn
- A• C• 2••• G•• L••investment adviserpooled vehicle sponsorn
- K•••••• P•••••• I••••••••• A•••••••••pooled vehicle sponsorn
- K•••••• P•••••• E••••• A•••••••••pooled vehicle sponsorn
- N••• F••• P•••••• E••••• A•••••••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- many p•••••• funds relative to firm sizeStatic outlier · filing Jul 7, 2026private funds per $1B of RAUM of 10.5 against a peer median of 2.0 (467 comparable advisers, 98.0th percentile, 5.0 robust deviations)peers: asset managers, $5B to $20B (467) · 98% percentile
What changed
consecutive filings, newest first
- Advisory employees · 19 to 21Mar 31, 2025 to Mar 31, 2026
- Employees · 34 to 41Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $6.3B to $5.4BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $6.3B to $5.4BMar 31, 2025 to Mar 31, 2026
- RAUM · $6.3B to $5.4BMar 31, 2025 to Mar 31, 2026
- Accounts · 57 to 59Oct 17, 2024 to Mar 31, 2025
- Advisory employees · 18 to 19Oct 17, 2024 to Mar 31, 2025
- Pooled vehicle clients · 57 to 59Oct 17, 2024 to Mar 31, 2025
- Assets in custody · 7662773930.0 to unsetOct 17, 2024 to Mar 31, 2025
- Custody of client assets · true to falseOct 17, 2024 to Mar 31, 2025
- Employees · 24 to 34Oct 17, 2024 to Mar 31, 2025
- Financial planning clients · unset to Oct 17, 2024 to Mar 31, 2025
- Private funds · 58 to 57Oct 17, 2024 to Mar 31, 2025
- Discretionary RAUM · $7.7B to $6.3BOct 17, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $7.7B to $6.3BOct 17, 2024 to Mar 31, 2025
- RAUM · $7.7B to $6.3BOct 17, 2024 to Mar 31, 2025
- Advisory employees · 15 to 18Apr 14, 2023 to Mar 28, 2024
- Assets in custody · $7.6B to $7.7BApr 14, 2023 to Mar 28, 2024
- Private funds · 57 to 58Apr 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $7.6B to $7.7BApr 14, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $7.6B to $7.7BApr 14, 2023 to Mar 28, 2024
- RAUM · $7.6B to $7.7BApr 14, 2023 to Mar 28, 2024
- HQ city · SAN MATEO to BURLINGAMEMar 27, 2023 to Apr 14, 2023
- Accounts · 46 to 57Oct 17, 2022 to Mar 27, 2023
- Advisory employees · 13 to 15Oct 17, 2022 to Mar 27, 2023
- Pooled vehicle clients · 46 to 57Oct 17, 2022 to Mar 27, 2023
- Assets in custody · $15B to $7.6BOct 17, 2022 to Mar 27, 2023
- Employees · 18 to 24Oct 17, 2022 to Mar 27, 2023
- Financial planning clients · 0 to unsetOct 17, 2022 to Mar 27, 2023
- Private funds · 46 to 57Oct 17, 2022 to Mar 27, 2023
- Discretionary RAUM · $15B to $7.6BOct 17, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $15B to $7.6BOct 17, 2022 to Mar 27, 2023
- RAUM · $15B to $7.6BOct 17, 2022 to Mar 27, 2023
- HQ city · MENLO PARK to SAN MATEOJun 24, 2022 to Oct 17, 2022
- Accounts · 49 to 46Mar 31, 2022 to Jun 24, 2022
- Pooled vehicle clients · 49 to 46Mar 31, 2022 to Jun 24, 2022
- Assets in custody · $16B to $15BMar 31, 2022 to Jun 24, 2022
- Private funds · 49 to 46Mar 31, 2022 to Jun 24, 2022
- Discretionary RAUM · $16B to $15BMar 31, 2022 to Jun 24, 2022
- Pooled vehicle RAUM · $16B to $15BMar 31, 2022 to Jun 24, 2022
Signals
12 dated events
- A•••• V••••••• M••••••••• I••• reported RAUM $7.6B, down 50% from $15.0B (2022-10-17 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- Nmn Prashant Gangwal (Chief Financial Officer) appeared on Schedule A of A•••• V••••••• M••••••••• I•••Jun 24, 2022 · Control person joined · fact
- P Tony Di Bona (Chief Financial Officer) no longer on Schedule A of A•••• V••••••• M••••••••• I••• (listed 2022-03-31, absent 2022-06-24)Jun 24, 2022 · Control person left · inference
- Kay Brittany Hargest (Partner) appeared on Schedule A of A•••• V••••••• M••••••••• I•••Mar 31, 2022 · Control person joined · fact
- A•••• V••••••• M••••••••• I••• reported RAUM $15.6B, up 60% from $9.8B (2021-04-28 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- A•••• V••••••• M••••••••• I••• reported RAUM $9.8B, up 203% from $3.2B (2020-04-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- A•••• V••••••• M••••••••• I••• reported RAUM $3.2B, up 37% from $2.4B (2020-01-21 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- P Tony Di Bona (Chief Financial Officer) appeared on Schedule A of A•••• V••••••• M••••••••• I•••Mar 30, 2020 · Control person joined · fact
- Spencer Richard Arnold (Chief Compliance Officer & General Counsel) appeared on Schedule A of A•••• V••••••• M••••••••• I•••Jun 6, 2019 · Control person joined · fact
- A•••• V••••••• M••••••••• I••• reported RAUM $2.4B, up 132% from $1.0B (2018-03-28 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- A•••• V••••••• M••••••••• I••• reported RAUM $1.0B, up 46% from $697.4M (2017-09-29 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- A•••• V••••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Sep 29, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••• V••••••• M••••••••• I••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- A••••.VCreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-234-9771reportedpublic record, Form ADV, Jul 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026