DFX Intelligence
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SEC-registered adviser
B•••••• M••••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Apr 23, 2015 · 15 filings
SEC status approved since May 14, 2018
RAUM
$133M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$133M as of Mar 11, 2026
Mar 7, 2019$148M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 11, 2026
Mar 7, 20190 then
Employees (5.A)1 as of Mar 11, 2026
Mar 7, 20191 then
Private funds1 as of Mar 11, 2026
Mar 7, 20191 then
RAUM -9.8% over the last fiscal year-5.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $133MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $133M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$133M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $133M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••• P•••••••• L••• | Hedge Fund | $165M | 43 | Mar 26, 2012 |
Owners and control persons
Schedule A and B, latest filing
- H•••••• J••••• D•••• · Managing Member/Chief Compliance Officercontrolsince 03/2006 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $165M to $133MMay 13, 2025 to Mar 11, 2026
- Discretionary RAUM · $148M to $133MMay 13, 2025 to Mar 11, 2026
- Pooled vehicle RAUM · $148M to $133MMay 13, 2025 to Mar 11, 2026
- RAUM · $148M to $133MMay 13, 2025 to Mar 11, 2026
- Financial planning clients · unset to Mar 20, 2025 to May 13, 2025
- HQ city · PALO ALTO to Mar 20, 2025 to May 13, 2025
- HQ state · CA to Mar 20, 2025 to May 13, 2025
- Discretionary RAUM · $165M to $148MFeb 22, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $165M to $148MFeb 22, 2024 to Mar 20, 2025
- RAUM · $165M to $148MFeb 22, 2024 to Mar 20, 2025
- Assets in custody · $156M to $165MMar 10, 2023 to Feb 22, 2024
- Discretionary RAUM · $156M to $165MMar 10, 2023 to Feb 22, 2024
- Pooled vehicle RAUM · $156M to $165MMar 10, 2023 to Feb 22, 2024
- RAUM · $156M to $165MMar 10, 2023 to Feb 22, 2024
- Assets in custody · $216M to $156MNov 4, 2022 to Mar 10, 2023
- Discretionary RAUM · $216M to $156MNov 4, 2022 to Mar 10, 2023
- Pooled vehicle RAUM · $216M to $156MNov 4, 2022 to Mar 10, 2023
- RAUM · $216M to $156MNov 4, 2022 to Mar 10, 2023
- Assets in custody · $185M to $216MMar 31, 2021 to Mar 15, 2022
- Discretionary RAUM · $185M to $216MMar 31, 2021 to Mar 15, 2022
- Pooled vehicle RAUM · $185M to $216MMar 31, 2021 to Mar 15, 2022
- RAUM · $185M to $216MMar 31, 2021 to Mar 15, 2022
- Assets in custody · $175M to $185MMar 2, 2020 to Mar 31, 2021
- Discretionary RAUM · $175M to $185MMar 2, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $175M to $185MMar 2, 2020 to Mar 31, 2021
- RAUM · $175M to $185MMar 2, 2020 to Mar 31, 2021
- Assets in custody · $148M to $175MMar 7, 2019 to Mar 2, 2020
- Discretionary RAUM · $148M to $175MMar 7, 2019 to Mar 2, 2020
- Pooled vehicle RAUM · $148M to $175MMar 7, 2019 to Mar 2, 2020
- RAUM · $148M to $175MMar 7, 2019 to Mar 2, 2020
- Business name · B•••••• M••••••••• L•• to B•••••• M••••••••• L••Apr 16, 2018 to Mar 7, 2019
- Assets in custody · $184M to $148MApr 16, 2018 to Mar 7, 2019
- Legal name · B•••••• M••••••••• L•• to B•••••• M••••••••• L••Apr 16, 2018 to Mar 7, 2019
- Private funds · 2 to 1Apr 16, 2018 to Mar 7, 2019
- Discretionary RAUM · $184M to $148MApr 16, 2018 to Mar 7, 2019
- Pooled vehicle RAUM · $184M to $148MApr 16, 2018 to Mar 7, 2019
- RAUM · $184M to $148MApr 16, 2018 to Mar 7, 2019
- Charity clients · unset to 0.0Aug 4, 2015 to Apr 16, 2018
- Corporate clients · unset to 0.0Aug 4, 2015 to Apr 16, 2018
- HNW clients · unset to 0.0Aug 4, 2015 to Apr 16, 2018
Signals
1 dated events
- ••• LockedApr 23, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 650-322-7600reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026